-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F/pPgQzZiphgBTaGaz500qU0dl6S+Em7++a0A3oJxb0VzJvLWQyEZgan+PFPZ4/7 QKzFuiahPmZWEWkoiNmsiQ== 0001209191-08-023868.txt : 20080411 0001209191-08-023868.hdr.sgml : 20080411 20080411141214 ACCESSION NUMBER: 0001209191-08-023868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080410 FILED AS OF DATE: 20080411 DATE AS OF CHANGE: 20080411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLON DAVID B CENTRAL INDEX KEY: 0001186725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 08752013 BUSINESS ADDRESS: STREET 1: C/O KROGER CO STREET 2: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5137624437 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-10 0 0000056873 KROGER CO KR 0001186725 DILLON DAVID B 1014 VINE STREET CINCINNATI OH 45202 1 1 0 0 Chairman of the Board and CEO Common Stock 2008-04-10 4 M 0 35000 22.2344 A 815268.4189 D Common Stock 2008-04-10 4 F 0 33110 24.43 D 782158.4189 D Common Stock 170318 I by Spouse/Children Common Stock 36016 I by Trust/Children Non-Qualified Performance Stock Option 22.2344 2008-04-10 4 M 0 35000 0.00 D 2008-04-16 Common Stock 35000 0 D The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved a 63% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum of 13% appreciation per annum from the date of grant or 200% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested. /s/ David B. Dillon, by Bruce M. Gack, Attorney-in-Fact 2008-04-11 -----END PRIVACY-ENHANCED MESSAGE-----