0001209191-21-054416.txt : 20210902 0001209191-21-054416.hdr.sgml : 20210902 20210902160520 ACCESSION NUMBER: 0001209191-21-054416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSS JOHN C JR CENTRAL INDEX KEY: 0001217521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 211233263 MAIL ADDRESS: STREET 1: C/O KOSS CORPORATION STREET 2: 4129 N PORT WASHINGTON ROAD CITY: MILWAUKEE STATE: WI ZIP: 53212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-31 0 0000056701 KOSS CORP KOSS 0001217521 KOSS JOHN C JR C/O KOSS CORPORATION 4129 N. PORT WASHINGTON AVE. MILWAUKEE WI 53212 0 1 1 0 Vice President - Sales Common Stock 2021-08-31 4 M 0 10000 1.90 A 161028 D Common Stock 2021-08-31 4 S 0 10000 18.38 D 151028 D Common Stock 707949 I As co-trustee of Nancy Koss Trust Common Stock 119148 I ESOP Common Stock 1000885 I As co-trustee of Koss Family Trust Stock Option (right to buy) 1.90 2021-08-31 4 M 0 10000 0.00 D 2025-07-22 Common Stock 10000 75000 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. These Stock Options vest in four equal annual installments beginning on July 22, 2021. /s/ David D. Smith, as attorney-in-fact 2021-09-02