0001209191-21-054415.txt : 20210902 0001209191-21-054415.hdr.sgml : 20210902 20210902160517 ACCESSION NUMBER: 0001209191-21-054415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSS MICHAEL J CENTRAL INDEX KEY: 0001190293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 211233262 MAIL ADDRESS: STREET 1: C/O GENIUS PRODUCTS, INC. STREET 2: 740 LOMAS SANTA FE, SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-31 0 0000056701 KOSS CORP KOSS 0001190293 KOSS MICHAEL J C/O KOSS CORPORATION 4129 N. PORT WASHINGTON AVE. MILWAUKEE WI 53212 1 1 1 0 President and CEO Common Stock 2021-08-31 4 M 0 9220 1.95 A 784127 D Common Stock 2021-08-31 4 S 0 9220 18.51 D 774907 D Common Stock 2021-09-01 4 M 0 780 1.95 A 775687 D Common Stock 2021-09-01 4 S 0 780 18.75 D 774907 D Common Stock 27000 I As co-trustee of trusts for children Common Stock 1000885 I As co-trustee of Koss Family Trust Common Stock 707949 I As co-trustee of Nancy Koss Trust Common Stock 157801 I ESOP Common Stock 983800 I By family corporation Stock Option (right to buy) 1.95 2021-08-31 4 M 0 9220 0.00 D 2022-07-26 Common Stock 9220 9280 D Stock Option (right to buy) 1.95 2021-09-01 4 M 0 780 0.00 D 2022-07-26 Common Stock 780 8500 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held through two separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This option vested in four equal annual installments beginning on July 26, 2018. /s/ David D. Smith, as attorney-in-fact 2021-09-02