0001209191-21-008079.txt : 20210205 0001209191-21-008079.hdr.sgml : 20210205 20210205163708 ACCESSION NUMBER: 0001209191-21-008079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSS MICHAEL J CENTRAL INDEX KEY: 0001190293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03295 FILM NUMBER: 21596230 MAIL ADDRESS: STREET 1: C/O GENIUS PRODUCTS, INC. STREET 2: 740 LOMAS SANTA FE, SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOSS CORP CENTRAL INDEX KEY: 0000056701 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 391168275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 4149645000 MAIL ADDRESS: STREET 1: 4129 N PORT WASHINGTON AVE CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: KOSS ELECTRONICS INC DATE OF NAME CHANGE: 19721005 FORMER COMPANY: FORMER CONFORMED NAME: REK O KUT CO INC DATE OF NAME CHANGE: 19680124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-03 0 0000056701 KOSS CORP KOSS 0001190293 KOSS MICHAEL J C/O KOSS CORPORATION 4129 N. PORT WASHINGTON AVE. MILWAUKEE WI 53212 1 1 1 0 President and CEO Common Stock 2021-02-03 4 S 0 20000 26.58 D 813907 D Common Stock 2021-02-03 4 S 0 5000 26.00 D 76122 I As co-trustee of trusts for children Common Stock 2021-02-03 4 S 0 11000 27.13 D 65122 I As co-trustee of trusts for children Common Stock 757949 I As co-trustee of Nancy Koss Trust Common Stock 1000885 I As co-trustee of Koss Family Trust Common Stock 158091 I ESOP Common Stock 983800 I By family corporation The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $27.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ David D. Smith, as attorney-in-fact 2021-02-05