0001751189-21-000006.txt : 20210629 0001751189-21-000006.hdr.sgml : 20210629 20210629144458 ACCESSION NUMBER: 0001751189-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210628 FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ryan Lisa L. CENTRAL INDEX KEY: 0001751189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05286 FILM NUMBER: 211057523 MAIL ADDRESS: STREET 1: 2700 WEST FRONT STREET CITY: STATESVILLE STATE: NC ZIP: 28677-2927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEWAUNEE SCIENTIFIC CORP /DE/ CENTRAL INDEX KEY: 0000055529 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 380715562 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2700 W FRONT ST CITY: STATESVILLE STATE: NC ZIP: 28677 BUSINESS PHONE: 7048737202 MAIL ADDRESS: STREET 1: P O BOX 1842 CITY: STATESVILLE STATE: NC ZIP: 28687-1842 FORMER COMPANY: FORMER CONFORMED NAME: KEWAUNEE SCIENTIFIC EQUIPMENT CORP /DE/ DATE OF NAME CHANGE: 19861216 FORMER COMPANY: FORMER CONFORMED NAME: KEWAUNEE MANUFACTURING CO DATE OF NAME CHANGE: 19680108 4 1 wf-form4_162499228122511.xml FORM 4 X0306 4 2021-06-28 0 0000055529 KEWAUNEE SCIENTIFIC CORP /DE/ KEQU 0001751189 Ryan Lisa L. 2700 WEST FRONT STREET STATESVILLE NC 28677-2927 0 1 0 0 VP-Construction/Cust. Servs. Common Stock 2021-06-28 4 M 0 160 0 A 1445 D Common Stock 2021-06-28 4 F 0 47 14.70 D 1398 D Restricted Stock Units 2021-06-28 4 M 0 160 0 D Common Stock 160.0 0 D Restricted stock units convert to common stock on a one-for-one basis. On June 27, 2018 and on August 29, 2018, the reporting person was granted restricted stock units that vest as follows: (a) 30% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 27, 2019, subject to the reporting person's continued employment with the Company, and (b) 70% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that will vest only if performance goals are achieved over a three-year period. The actual number of units (if any) received under this award will depend on continued employment and actual performance over the three-year performance period. The performance-based restricted stock units subject to the award expired on June 28, 2021 as a result of the Company's failure to achieve the applicable performance goals over the three-year period. /s/ Donald T. Gardner III, Attorney-in-fact 2021-06-29