-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CvYUUJrI0nvG8QbV8yU38eR0UgKhcsKkujI0/agWQnExnJOJS+zMWjtgoIYm1EaM RYDkTd98kc00LMq6Mc5IRg== /in/edgar/work/20000809/0000950131-00-004724/0000950131-00-004724.txt : 20000921 0000950131-00-004724.hdr.sgml : 20000921 ACCESSION NUMBER: 0000950131-00-004724 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000430 FILED AS OF DATE: 20000809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEWAUNEE SCIENTIFIC CORP /DE/ CENTRAL INDEX KEY: 0000055529 STANDARD INDUSTRIAL CLASSIFICATION: [3821 ] IRS NUMBER: 380715562 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 000-05286 FILM NUMBER: 689642 BUSINESS ADDRESS: STREET 1: 2700 W FRONT ST CITY: STATESVILLE STATE: NC ZIP: 28677 BUSINESS PHONE: 7048737202 MAIL ADDRESS: STREET 1: P O BOX 1842 STREET 2: P O BOX 1842 CITY: STATESVILLE STATE: NC ZIP: 28687-1842 FORMER COMPANY: FORMER CONFORMED NAME: KEWAUNEE SCIENTIFIC EQUIPMENT CORP /DE/ DATE OF NAME CHANGE: 19861216 FORMER COMPANY: FORMER CONFORMED NAME: KEWAUNEE MANUFACTURING CO DATE OF NAME CHANGE: 19680108 10-K405/A 1 0001.txt AMENDMENT NO. 1 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2000 or -------------- [_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _____________ to _____________ Commission file number 0-5286 ------ KEWAUNEE SCIENTIFIC CORPORATION ------------------------------- (Exact name of registrant as specified in its charter) Delaware 38-0715562 - ------------------------------- --------------------------------- (State or other jurisdiction of (IRS Employer Identification No.) incorporation or organization) 2700 West Front Street Statesville, North Carolina 28677-2927 - ------------------------------- --------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (704) 873-7202 -------------- Securities registered pursuant to Section 12(b) of the Act: None ---- Securities registered pursuant to Section 12(g) of the Act: Common Stock $2.50 par value ---------------------------- (Title of Class) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] The aggregate market value of 1,799,309 shares of voting stock held by non- affiliates of the Registrant was approximately $23,391,017 based on the last reported sale price of the Registrant's Common Stock on July 7, 2000. (Only shares beneficially owned by directors of the Registrant (excluding shares subject to options) were excluded as shares held by affiliates. By including or excluding shares owned by anyone, the Registrant does not admit for any other purpose that any person is or is not an affiliate of the Registrant.) As of July 7, 2000, the Registrant had outstanding 2,465,871 shares of Common Stock. Kewaunee Scientific Corporation Form 10-K/A Annual Report For the Fiscal Year Ended April 30, 2000 This amendment on Form 10-K/A to the Company's Form 10-K for the fiscal year ended April 30, 2000 solely includes a new Exhibit 13.1 which corrects, replaces and supersedes page 22 of the Company's Annual Report to Stockholders which was previously filed as Exhibit 13 to the Company's Form 10-K. The corrected page 22 of the Annual Report to Stockholders merely corrects the historical high and low prices of the Company's Common Stock for fiscal year 2000. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. KEWAUNEE SCIENTIFIC CORPORATION By: /s/ Eli Manchester, Jr. ------------------------------------ Eli Manchester, Jr. Chairman and Chief Executive Officer Date: August 4, 2000 2 KEWAUNEE SCIENTIFIC CORPORATION Exhibit Index -------------
Page Number (or Reference) -------------- 13.1 Page 22 of the Annual Report to Stockholders for the fiscal year ended April 30, 2000
3 EX-13.1 2 0002.txt PAGE 22 OF THE ANNUAL REPORT TO STOCKHOLDERS Exhibit 13.1 QUARTERLY FINANCIAL DATA (unaudited) Selected quarterly financial data for fiscal years 2000 and 1999 were as follows:
$ in thousands, First Second Third Fourth except per share data Quarter Quarter Quarter Quarter 2000 Net sales $20,065 $19,551 $16,945 $18,237 Gross profit 4,630 4,345 4,177 3,931 Net earnings 904 740 879 1,038 Net earnings per share Basic 0.37 0.30 0.36 0.42 Diluted 0.37 0.30 0.35 0.42 Cash dividends per share 0.06 0.06 0.07 0.07 1999 Net sales $19,624 $19,253 $18,404 $20,197 Gross profit 4,422 4,024 4,102 5,148 Net earnings 766 605 635 1,390 Net earnings per share Basic 0.32 0.25 0.26 0.57 Diluted 0.31 0.25 0.26 0.56 Cash dividends per share 0.05 0.05 0.06 0.06
RANGE OF MARKET PRICES Kewaunee's common stock is traded in the NASDAQ/Over-the-Counter Market, under the symbol KEQU. The following table sets forth the quarterly high and low prices reported on the NASDAQ National Market System.
First Second Third Fourth Quarter Quarter Quarter Quarter 2000 High 11 1/2 11 3/4 11 7/8 13 3/4 Low 9 3/8 9 1/4 10 10 Close 10 5/8 11 3/8 10 1/8 13 7/16 1999 High 14 1/2 13 13 1/4 11 1/8 Low 9 3/4 9 1/2 10 9 Close 11 7/16 12 3/4 11 3/8 10 1/8
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