X0306 4 2018-03-02 1 0000055362 Investors Heritage Capital Corp IHRC 0001223505 WATERFIELD HARRY LEE II P O BOX 717 FRANKFORT KY 40602 1 1 1 1 President Group - see remarks Common Stock 2018-03-02 4 J 0 42309.807 44.75 D 0 D Common Stock 2018-03-02 4 J 0 301.392 44.75 D 0 I In Trust FBO Reporting Person Common Stock 2018-03-02 4 J 0 2250.199 44.75 D 0 I Benefit Plans Common Stock 2018-03-02 4 J 0 2212.24 44.75 D 0 I By Daughter Common Stock 2018-03-02 4 J 0 2212.24 44.75 D 0 I By Son Common Stock 2018-03-02 4 J 0 2285.36 44.75 D 0 I By Son Common Stock 2018-03-02 4 J 0 1428 44.75 D 0 I By Spouse Common Stock 2018-03-02 4 J 0 36.23 44.75 D 0 I By Grandson Common Stock 2018-03-02 4 J 0 36.23 44.75 D 0 I By Grandson Common Stock 2018-03-02 4 J 0 36.28 44.75 D 0 I By Grandson Common Stock 2018-03-02 4 J 0 36.23 44.75 D 0 I By Grandson Common Stock 2018-03-02 4 J 0 36.23 44.75 D 0 I By Granddaughter Common Stock 2018-03-02 4 J 0 36.23 44.75 D 0 I By Grandson Common Stock 2018-03-02 4 J 0 36.23 44.75 D 0 I By Granddaughter Common Stock 2018-03-02 4 J 0 2437.57 44.75 D 0 I By Daughter Common Stock 2018-03-02 4 J 0 2437.57 44.75 D 0 I By Daughter-Benefit Plans Common Stock 2018-03-02 4 J 0 15222 44.75 D 0 I 1/3 Interest in Trust Shares sold per Agreement and Plan of Merger dated October 27, 2017. Shares contributed to parent company as a Contributing Shareholder per Agreement and Plan of Merger dated October 27, 2017 and Contribution Agreement dated October 27, 2017. Explanation of the Group are Investors Heritage Life Insurance Company, HLW Investment Corp., TAP & Co., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton TUA Funds 3 and 4 and RoseGayle Waterfield Hardy, Nancy Waterfield Walton, Harry Lee Waterfield II Trust dated 12-22-1976 and Investors Heritage Capital Corporation Employee Retirement Plan. Jane S. Jackson, Secretary of Investors Heritage Capital Corporation, on behalf of Harry Lee Waterfield II 2018-03-06