0001127602-16-067645.txt : 20161117 0001127602-16-067645.hdr.sgml : 20161117 20161117173940 ACCESSION NUMBER: 0001127602-16-067645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGarry John F CENTRAL INDEX KEY: 0001497317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 162005918 MAIL ADDRESS: STREET 1: ONE FOUNTAIN SQUARE STREET 2: LAW DEPARTMENT (7S730) CITY: CHATTANOOGA STATE: TN ZIP: 37402 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-15 0000005513 Unum Group UNM 0001497317 McGarry John F 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 EVP and CFO Common Stock 2016-11-15 4 M 0 5520 26.29 A 67445 D Common Stock 2016-11-15 4 S 0 5520 41.14 D 61925 D Common Stock 2016-11-15 4 M 0 6613 23.35 A 68538 D Common Stock 2016-11-15 4 S 0 6613 41.14 D 61925 D Common Stock 2016-11-15 4 M 0 4850 24.25 A 66775 D Common Stock 2016-11-15 4 S 0 4850 41.14 D 61925 D Common Stock 3037.8 I By 401(k) Plan Common Stock 805.23 I By N-Q 401(k) Plan Employee Stock Option (right to buy) 26.29 2016-11-15 4 M 0 5520 0 D 2019-02-22 Common Stock 5520 0 D Employee Stock Option (right to buy) 23.35 2016-11-15 4 M 0 6613 0 D 2020-02-21 Common Stock 6613 0 D Employee Stock Option (right to buy) 24.25 2016-11-15 4 M 0 4850 0 D 2021-02-20 Common Stock 4850 0 D Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 26,176 stock-settled RSUs and 42,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 26,176 stock-settled RSUs and 40,599 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The options vest in three equal annual installments beginning on February 22, 2012. The options vest in three equal annual installments beginning on February 21, 2013. The options vest in three equal annual installments beginning on February 20, 2014. /s/ Jullienne, J. Paul, Attorney-in-Fact 2016-11-17