0001127602-14-031109.txt : 20141104 0001127602-14-031109.hdr.sgml : 20141104 20141104171247 ACCESSION NUMBER: 0001127602-14-031109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATJEN THOMAS R CENTRAL INDEX KEY: 0001182971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 141194136 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-10-31 0000005513 Unum Group UNM 0001182971 WATJEN THOMAS R 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 President and CEO Common Stock 2014-10-31 4 M 0 276110 23.74 A 801113 D Common Stock 2014-10-31 4 S 0 276110 33.4929 D 525003 D Common Stock 2014-11-03 4 M 0 55409 23.74 A 580412 D Common Stock 13562.0402 I By 401(k) Plan Employee Stock Option (right to buy) 23.74 2014-10-31 4 M 0 276110 0 D 2016-02-21 Common Stock 276110 55409 D Employee Stock Option (right to buy) 23.74 2014-11-03 4 M 0 55409 0 D 2016-02-21 Common Stock 55409 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2014. Includes 122,695 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 678,418 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 578.338 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Reflects the weighted average price for multiple sale transactions ranging in price from $33.28 per share to $33.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 122,695 stock-settled RSUs and 402,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 122,695 stock-settled RSUs and 457,717 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The options vest in three equal annual installments beginning on February 21, 2009. /s/ Jullienne, J. Paul, Attorney-in-Fact 2014-11-04