0001127602-14-031109.txt : 20141104
0001127602-14-031109.hdr.sgml : 20141104
20141104171247
ACCESSION NUMBER: 0001127602-14-031109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Unum Group
CENTRAL INDEX KEY: 0000005513
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 621598430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 FOUNTAIN SQUARE
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402
BUSINESS PHONE: 423-294-1011
MAIL ADDRESS:
STREET 1: 1 FOUNTAIN SQUARE
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402
FORMER COMPANY:
FORMER CONFORMED NAME: UNUMPROVIDENT CORP
DATE OF NAME CHANGE: 19990702
FORMER COMPANY:
FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/
DATE OF NAME CHANGE: 19961204
FORMER COMPANY:
FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA
DATE OF NAME CHANGE: 19950407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WATJEN THOMAS R
CENTRAL INDEX KEY: 0001182971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11294
FILM NUMBER: 141194136
MAIL ADDRESS:
STREET 1: UNUM GROUP
STREET 2: 1 FOUNTAIN SQUARE
CITY: CHATTANOOGA
STATE: TN
ZIP: 37402
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-10-31
0000005513
Unum Group
UNM
0001182971
WATJEN THOMAS R
1 FOUNTAIN SQUARE
CHATTANOOGA
TN
37402
1
1
President and CEO
Common Stock
2014-10-31
4
M
0
276110
23.74
A
801113
D
Common Stock
2014-10-31
4
S
0
276110
33.4929
D
525003
D
Common Stock
2014-11-03
4
M
0
55409
23.74
A
580412
D
Common Stock
13562.0402
I
By 401(k) Plan
Employee Stock Option (right to buy)
23.74
2014-10-31
4
M
0
276110
0
D
2016-02-21
Common Stock
276110
55409
D
Employee Stock Option (right to buy)
23.74
2014-11-03
4
M
0
55409
0
D
2016-02-21
Common Stock
55409
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2014.
Includes 122,695 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 678,418 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 578.338 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
Reflects the weighted average price for multiple sale transactions ranging in price from $33.28 per share to $33.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 122,695 stock-settled RSUs and 402,308 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Includes 122,695 stock-settled RSUs and 457,717 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
The options vest in three equal annual installments beginning on February 21, 2009.
/s/ Jullienne, J. Paul, Attorney-in-Fact
2014-11-04