0001127602-13-008090.txt : 20130226 0001127602-13-008090.hdr.sgml : 20130226 20130226174303 ACCESSION NUMBER: 0001127602-13-008090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATJEN THOMAS R CENTRAL INDEX KEY: 0001182971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 13644158 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-8974 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-22 0000005513 Unum Group UNM 0001182971 WATJEN THOMAS R 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 President and CEO Common Stock 2013-02-22 4 F 0 11389 24.25 D 970466 D Common Stock 2013-02-22 4 M 0 28759.184 0 A 999225 D Common Stock 2013-02-22 4 D 0 28759.184 24.25 D 970466 D Common Stock 2013-02-25 4 F 0 14042 23.71 D 956424 D Common Stock 2013-02-25 4 M 0 35458.194 0 A 991882 D Common Stock 2013-02-25 4 D 0 35458.194 23.71 D 956424 D Common Stock 13224.082 I By 401(k) Plan Restricted Stock Units 2013-02-22 4 M 0 28759.184 0 D Common Stock 28759.184 28768.568 D Restricted Stock Units 2013-02-25 4 M 0 35458.194 0 D Common Stock 35458.194 0 D Shares withheld to satisfy tax withholding obligation applicable to the vesting of 28,759.184 stock-settled RSUs (as defined in footnote (2) below). Includes 197,962 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 772,504 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 197,962 stock-settled RSUs and 801,263 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,458.194 stock-settled RSUs. Includes 162,504 stock-settled RSUs and 793,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 162,504 stock-settled RSUs and 829,379 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. Represents the portion of the cash-settled RSUs granted on February 22, 2011 (the "2011 cash-settled RSUs") that vested on February 22, 2013, including a total of 1,167.184 dividend equivalent rights accrued thereon. The 2011 cash-settled RSUs vest in three equal annual installments beginning on February 22, 2012. Vested units are to be settled within 30 days after the vesting date. Beneficial ownership amount accounts for the exempt acquisitions of a total of 1,358.235 dividend equivalent rights on the 2011 cash-settled RSUs pursuant to the reinvestment of dividends after February 22, 2012. The rights accrued when and as dividends were paid on shares underlying the 2011 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2011 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer. Represents the portion of the cash-settled RSUs granted on February 25, 2010 (the "2010 cash-settled RSUs") that vested on February 25, 2013, including a total of 1,976.194 dividend equivalent rights accrued thereon. The 2010 cash-settled RSUs vest in three equal annual installments beginning on February 25, 2011. Vested units are to be settled within 30 days after the vesting date. Beneficial ownership amount accounts for the exempt acquisitions of a total of 837.171 dividend equivalent rights on the 2010 cash-settled RSUs pursuant to the reinvestment of dividends after February 25, 2012. The rights accrued when and as dividends were paid on shares underlying the 2010 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2010 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer. /s/ Jullienne, J. Paul, Attorney-in-Fact 2013-02-26