0001127602-11-032149.txt : 20111213 0001127602-11-032149.hdr.sgml : 20111213 20111213173710 ACCESSION NUMBER: 0001127602-11-032149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111209 FILED AS OF DATE: 20111213 DATE AS OF CHANGE: 20111213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATJEN THOMAS R CENTRAL INDEX KEY: 0001182971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 111259340 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-8974 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-09 0000005513 Unum Group UNM 0001182971 WATJEN THOMAS R 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 President and CEO Common Stock 2011-12-09 4 M 0 113872 18.00 A 992426 D Common Stock 2011-12-09 4 S 0 113872 21.4444 D 878554 D Common Stock 2011-12-09 4 M 0 198358 21.00 A 1076912 D Common Stock 2011-12-09 4 S 0 198358 21.5216 D 878554 D Common Stock 12900.7765 I By 401(k) Plan Employee Stock Option (right to buy) 18.00 2011-12-09 4 M 0 113872 0 D 2005-12-12 2011-12-12 Common Stock 113872 12326 D Employee Stock Option (right to buy) 21.00 2011-12-09 4 M 0 198358 0 D 2006-12-12 2011-12-12 Common Stock 198358 1642 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011. Includes 251,015 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 741,410 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 3,268.762 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Reflects weighted average price for multiple sale transactions ranging in price from $21.40 per share to $21.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) or (8) to this Form 4. Includes 251,015 stock-settled RSUs and 627,538 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 251,015 stock-settled RSUs and 825,896 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Reflects weighted average price for multiple sale transactions ranging in price from $21.39 per share to $21.62 per share, inclusive. /s/ Jullienne, J. Paul, Attorney-in-Fact 2011-12-13