0000005513-21-000054.txt : 20210303 0000005513-21-000054.hdr.sgml : 20210303 20210303185118 ACCESSION NUMBER: 0000005513-21-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenney Richard P CENTRAL INDEX KEY: 0001290229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 21711389 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_161481546253119.xml FORM 4 X0306 4 2021-03-01 0 0000005513 Unum Group UNM 0001290229 McKenney Richard P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 0 0 President and CEO Common Stock 2021-03-01 4 F 0 10147 27.20 D 823073 D Common Stock 2021-03-01 4 F 0 11734 27.20 D 811339 D Common Stock 2021-03-01 4 F 0 8872 27.20 D 802467 D Common Stock 2021-03-01 4 M 0 22544 0 A 825011 D Common Stock 2021-03-01 4 D 0 22544 27.20 D 802467 D Common Stock 2021-03-01 4 A 0 137868 0 A 940335 D Restricted Stock Units 2021-03-01 4 M 0 22544 0 D Common Stock 22544.0 45774 D Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,785.348 stock-settled RSUs (as defined in footnote (2) below). Includes 128,862 restricted stock units, 186,368 stock success units ("SSUs"), and 507,843 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 29,819.342 stock-settled RSUs. Includes 99,043 stock-settled RSUs, 186,368 SSUs, and 525,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,544.000 stock-settled RSUs. Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 562,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022. Includes 214,367 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. /s/ Jullienne, J. Paul, Attorney-in-Fact 2021-03-03