0000005513-21-000029.txt : 20210225 0000005513-21-000029.hdr.sgml : 20210225 20210225183743 ACCESSION NUMBER: 0000005513-21-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pashley Cherie CENTRAL INDEX KEY: 0001804726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 21682509 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE STREET 2: LAW DEPT. 7N200 CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_161429623117362.xml FORM 4 X0306 4 2021-02-23 0 0000005513 Unum Group UNM 0001804726 Pashley Cherie 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2021-02-23 4 A 0 456.63 0 A 13443 D Common Stock 2021-02-23 4 F 0 136 26.63 D 13307 D Common Stock 2021-02-24 4 S 0 1000 27.806 D 12307 D Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. Includes 9,040 restricted stock units, which be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 4,402 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 418.154 shares of common stock under the issuer's employee stock purchase plan, and 183.656 stock-settled RSUs and 219.299 shares of common stock pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. Includes 9,040 stock-settled RSUs and 4,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Reflects the weighted average price for multiple sale transactions ranging in price from $27.805 per share to $27.807 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 9,040 stock-settled RSUs and 3,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number. /s/ Jullienne, J. Paul, Attorney-in-Fact 2021-02-25