0000005513-21-000017.txt : 20210218 0000005513-21-000017.hdr.sgml : 20210218 20210218180231 ACCESSION NUMBER: 0000005513-21-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenney Richard P CENTRAL INDEX KEY: 0001290229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 21650972 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_161368932307285.xml FORM 4 X0306 4 2021-02-16 0 0000005513 Unum Group UNM 0001290229 McKenney Richard P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 0 0 President and CEO Common Stock 2021-02-16 4 M 0 39760 24.25 A 836764 D Common Stock 2021-02-16 4 F 0 38255 25.56 D 798509 D Employee Stock Option (right to buy) 24.25 2021-02-16 4 M 0 39760 0 D 2021-02-20 Common Stock 39760.0 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020. Includes 153,697 restricted stock units, 186,368 stock success units, and 496,699 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisition of 1,121.597 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options. Includes 153,697 stock-settled RSUs, 186,368 SSUs, and 458,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number The options vested in three equal annual installments beginning on February 20, 2014. /s/ Jullienne, J. Paul, Attorney-in-Fact 2021-02-18