X0306
4
2020-08-24
0
0000005513
Unum Group
UNM
0001607473
Leiper Martha
1 FOUNTAIN SQUARE
CHATTANOOGA
TN
37402
0
1
0
0
EVP, Chief Investment Officer
Common Stock
2020-08-24
4
A
0
4999
0
A
28382
D
All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs.
Includes 18,384 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 4,999 SSUs, and 4,999 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 460.005 shares of common stock under the issuer's employee stock purchase plan and 260.166 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
/s/ Jullienne, J. Paul, Attorney-in-Fact
2020-08-26