0000005513-20-000060.txt : 20200303 0000005513-20-000060.hdr.sgml : 20200303 20200303190634 ACCESSION NUMBER: 0000005513-20-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenney Richard P CENTRAL INDEX KEY: 0001290229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 20684900 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_158328037556732.xml FORM 4 X0306 4 2020-03-01 0 0000005513 Unum Group UNM 0001290229 McKenney Richard P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 0 0 President and CEO Common Stock 2020-03-01 4 F 0 8013 23.31 D 558517 D Common Stock 2020-03-01 4 F 0 9270 23.31 D 549247 D Common Stock 2020-03-01 4 F 0 11046 23.31 D 538201 D Common Stock 2020-03-01 4 A 0 68318 0 A 606519 D Restricted Stock Units 2020-03-01 4 A 0 68318 0 A Common Stock 68318.0 68318 D Shares withheld to satisfy tax withholding obligation applicable to the vesting of 20,362.981 stock-settled RSUs (as defined in footnote (2) below). Includes 132,887 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 425,630 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,556.943 stock-settled RSUs. Includes 109,330 stock-settled RSUs and 439,917 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 28,068.782 stock-settled RSUs. Includes 81,261 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021. Includes 149,579 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number. The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. /s/ Jullienne, J. Paul, Attorney-in-Fact 2020-03-03