-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqCqqicNUrgZW6dnUqnuWMON+MiCcLCc6K4QMZ5gNDf/94wv8RUVLgHP7nsxc8za bUnP9ct6M2Rhs/d3TCVKXQ== 0000005513-11-000022.txt : 20110228 0000005513-11-000022.hdr.sgml : 20110228 20110228192335 ACCESSION NUMBER: 0000005513-11-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110224 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATJEN THOMAS R CENTRAL INDEX KEY: 0001182971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 11648402 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-8974 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2011-02-24 0 0000005513 Unum Group UNM 0001182971 WATJEN THOMAS R 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 1 0 0 President and CEO Common Stock 2011-02-24 4 F 0 33929.0 26.23 D 937191.0 D Common Stock 2011-02-25 4 F 0 11906.0 26.6 D 925285.0 D Common Stock 2011-02-25 4 M 0 34014.414 A 959299.0 D Common Stock 2011-02-25 4 D 0 34014.414 26.6 D 925285.0 D Common Stock 12711.0457 I By 401(k) plan Restricted Stock Units 2011-02-25 4 M 0 34014.414 D Common Stock 34014.414 68030.862 D Shares withheld to satisfy tax withholding obligation applicable to the vesting of 96,938.401 stock-settled RSUs (as defined in footnote (2) below). Includes 281,761 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 655,430 shares of common stock Shares withheld to satisfy tax withholding obligation applicable to the vesting of 34,014.414 stock-settled RSUs. Includes 247,746 stock-settled RSUs and 677,539 shares of common stock. On February 25, 2010, the reporting person received restricted stock units, which vest in three equal annual installments beginning on February 25, 2011 and which may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. In accordance with the terms of the grant agreement, the portion of the cash-settled RSUs vesting on February 25, 2011, including a total of 533.414 dividend equivalent rights accrued thereon, were settled for cash. Includes 247,746 stock-settled RSUs and 711,553 shares of common stock. Includes 247,746 stock-settled RSUs and 677,539 shares of common stock. Beneficial ownership amount accounts for the exempt acquisitions of a total of 1,600.276 dividend equivalent rights on the cash-settled RSUs pursuant to the reinvestment of dividends after the grant date. The rights acrrued when and as dividends were paid on shares underlying the cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer. /s/ Jullienne, J. Paul, Attorney-in-Fact 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----