-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlGCqweEdaUsYNiBFcG/sCPEdBHIdSdxp79CzlT+gStCHRO+UoHp9FI2ncotMypf /ckqAvJL2mKdsW3zer1JDQ== 0000005513-11-000020.txt : 20110228 0000005513-11-000020.hdr.sgml : 20110228 20110228191905 ACCESSION NUMBER: 0000005513-11-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110224 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-8974 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KEVIN P CENTRAL INDEX KEY: 0001182969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 11648396 MAIL ADDRESS: STREET 1: UNUM GROUP STREET 2: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2011-02-24 0 0000005513 Unum Group UNM 0001182969 MCCARTHY KEVIN P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 EVP, President & CEO, Unum US Common Stock 2011-02-24 4 M 0 14855.0 11.37 A 284392.0 D Common Stock 2011-02-24 4 S 0 14855.0 25.9449 D 269537.0 D Common Stock 2011-02-24 4 F 0 8494.0 26.23 D 261043.0 D Common Stock 2011-02-25 4 M 0 7999.0 11.37 A 269042.0 D Common Stock 2011-02-25 4 F 0 5697.0 26.6 D 263345.0 D Common Stock 1756.442 I By N-Q 401(k) plan Employee Stock Option (right to buy) 11.37 2011-02-24 4 M 0 14855.0 11.37 D 2017-02-24 Common Stock 14855.0 30853.0 D Employee Stock Option (right to buy) 11.37 2011-02-25 4 M 0 7999.0 11.37 D 2017-02-24 Common Stock 7999.0 22854.0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2010. Includes 150,448 restricted stock units, whch may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 133,944 shares of common stock. Reflects weighted average price for multiple sale transactions ranging in price from $25.83 per share to $26.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 150,448 stock-settled RSUs and 119,089 shares of common stock. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 27,716.457 stock-settled RSUs. Includes 122,732 stock-settled RSUs and 138,311 shares of common stock. Includes 122,732 stock-settled RSUs and 146,310 shares of common stock. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 14,242.348 stock-settled RSUs. Includes 108,489 stock-settled RSUs and 154,856 shares of common stock. The options vest in three equal annual installments beginning on February 24, 2011. /s/ Jullienne, J. Paul, Attorney-in-Fact 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----