-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q415VKD/0owBktS14S4igp7R0sfJ8hmlwnuphW+VQI0CdlOqH/j8EPJKn4VuIF6N cu/eYU4Es2kA+q7/GnGbZg== 0000005513-10-000041.txt : 20100301 0000005513-10-000041.hdr.sgml : 20100301 20100301170527 ACCESSION NUMBER: 0000005513-10-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100225 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 4232944350 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KEVIN P CENTRAL INDEX KEY: 0001182969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 10645532 MAIL ADDRESS: STREET 1: 2211 CONGRESS STREEET CITY: PORTLAND STATE: ME ZIP: 04122 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2010-02-25 0 0000005513 Unum Group UNM 0001182969 MCCARTHY KEVIN P 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 EVP, President & CEO, Unum US Common Stock 2010-02-25 4 A 0 42059.0 0.0 A 237270.0 D Common Stock 2010-02-25 4 M 0 6344.0 11.37 A 243614.0 D Common Stock 2010-02-26 4 S 0 2537.0 20.84 D 241077.0 D Common Stock 1722.0 I By N-Q 401(k) Plan Employee Stock Options (right to buy) 20.78 2010-02-25 4 A 0 32227.0 0.0 A 2018-02-25 Common Stock 32227.0 32227.0 D Employee Stock Options (right to buy) 11.37 2010-02-25 4 M 0 6344.0 0.0 A 2017-02-24 Common Stock 6344.0 45708.0 D All are restricted stock units (settled solely in shares of common stock), which vest in three equal annual installments beginning on February 25, 2011. Includes 136,834 restricted stock units, 3,554 shares in the company ESPP, and 96,882 shares held outside any plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Includes 136,834 restricted stock units, 3,554 shares in the company ESPP, and 103,226 shares held outside any plan. Includes 136,834 restricted stock units, 3,554 shares in the company ESPP, and 100,689 shares held outside any plan. The options vest in three equal annual installments beginning on February 25, 2011. The options became exercisable in three equal annual installments beginning on February 24, 2010. /s/ Jullienne, J. Paul, Attorney-in-Fact 2010-03-01 -----END PRIVACY-ENHANCED MESSAGE-----