0000005513-22-000036.txt : 20220302 0000005513-22-000036.hdr.sgml : 20220302 20220302210116 ACCESSION NUMBER: 0000005513-22-000036 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220219 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simonds Michael Q CENTRAL INDEX KEY: 0001580627 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 22706432 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE STREET 2: LAW DEPT. (7S730) CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4/A 1 wf-form4a_164627285770341.xml FORM 4/A X0306 4/A 2022-02-19 2022-02-23 0 0000005513 Unum Group UNM 0001580627 Simonds Michael Q 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 EVP, Chief Operating Officer Common Stock 2022-02-19 4 F 0 3451 28.82 D 201810 D Common Stock 2022-02-19 4 F 0 6819 28.82 D 194991 D Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. Includes 55,169 stock-settled RSUs, 46,592 SSUs, and 100,049 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,375 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. Includes 55,169 stock-settled RSUs, 31,217 SSUs, and 108,605 shares of common stock. Fractional amounts have been rounded to the nearest whole number. On February 23, 2022, the reporting person filed a Form 4 which, due to administrative error, mistakenly reported that 5,273 shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of the earned 2019 PSUs. In fact, as reported in this amendment, 3,451 shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of the earned 2019 PSUs. This amendment also corrects the reported beneficial ownership amount following the next transaction to give effect to the foregoing change. /s/ Jullienne, J. Paul, Attorney-in-Fact 2022-03-02