0000005513-22-000009.txt : 20220223 0000005513-22-000009.hdr.sgml : 20220223 20220223212208 ACCESSION NUMBER: 0000005513-22-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220219 FILED AS OF DATE: 20220223 DATE AS OF CHANGE: 20220223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhasin Puneet CENTRAL INDEX KEY: 0001478633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 22666144 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 4 1 wf-form4_164566931371703.xml FORM 4 X0306 4 2022-02-19 0 0000005513 Unum Group UNM 0001478633 Bhasin Puneet 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 0 1 0 0 EVP, Chief Info & Digital Off. Common Stock 2022-02-19 4 A 0 5932.744 0 A 60706 D Common Stock 2022-02-19 4 F 0 1549 28.82 D 59157 D Common Stock 2022-02-19 4 F 0 754 28.82 D 58403 D Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021. Includes 25,965 restricted stock units, 9,373 stock success units, and 25,368 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 678.752 shares of common stock under the issuer's employee stock purchase plan and 134.837 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. Includes 25,965 stock-settled RSUs, 9,373 SSUs, and 23,819 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,093 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. Includes 25,965 stock-settled RSUs, 6,280 SSUs, and 26,158 shares of common stock. Fractional amounts have been rounded to the nearest whole number. /s/ J. Paul Jullienne, Attorney-in-Fact 2022-02-23