0000054480-21-000226.txt : 20211022
0000054480-21-000226.hdr.sgml : 20211022
20211022170955
ACCESSION NUMBER: 0000054480-21-000226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211021
FILED AS OF DATE: 20211022
DATE AS OF CHANGE: 20211022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Godderz Adam J
CENTRAL INDEX KEY: 0001761856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 211341431
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-10-21
0000054480
KANSAS CITY SOUTHERN
KSU
0001761856
Godderz Adam J
KANSAS CITY SOUTHERN
427 W 12TH STREET
KANSAS CITY
MO
64105
0
1
0
0
SVP Chief Legal Ofc & Corp Sec
Common Stock
2021-10-21
4
M
0
446
66.99
A
6340
D
Common Stock
2021-10-21
4
M
0
604
97.77
A
6944
D
Common Stock
2021-10-21
4
M
0
631
94.23
A
7575
D
Common Stock
2021-10-21
4
M
0
607
119.35
A
8182
D
Common Stock
2021-10-21
4
M
0
1218
82.71
A
9400
D
Common Stock
2021-10-21
4
M
0
1145
86.89
A
10545
D
Common Stock
2021-10-21
4
M
0
982
105.83
A
11527
D
Common Stock
2021-10-21
4
M
0
2140
110.13
A
13667
D
Common Stock
2021-10-21
4
M
0
1071
171.86
A
14738
D
Common Stock
2021-10-21
4
S
0
8844
301.8895
D
5894
D
Common Stock
1419.912
I
Held by 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
66.99
2021-10-21
4
M
0
446
0
D
2022-02-21
Common Stock
446
0
D
Employee Stock Option (Right to Buy)
97.77
2021-10-21
4
M
0
604
0
D
2023-02-20
Common Stock
604
0
D
Employee Stock Option (Right to Buy)
94.23
2021-10-21
4
M
0
631
0
D
2024-02-19
Common Stock
631
0
D
Employee Stock Option (Right to Buy)
119.35
2021-10-21
4
M
0
607
0
D
2025-02-17
Common Stock
607
0
D
Employee Stock Option (Right to Buy)
82.71
2021-10-21
4
M
0
1218
0
D
2026-02-18
Common Stock
1218
0
D
Employee Stock Option (Right to Buy)
86.89
2021-10-21
4
M
0
1145
0
D
2027-02-16
Common Stock
1145
0
D
Employee Stock Option (Right to Buy)
105.83
2021-10-21
4
M
0
982
0
D
2028-03-05
Common Stock
982
0
D
Employee Stock Option (Right to Buy)
110.13
2021-10-21
4
M
0
2140
0
D
2029-03-04
Common Stock
2140
1070
D
Employee Stock Option (Right to Buy)
171.86
2021-10-21
4
M
0
1071
0
D
2030-02-06
Common Stock
1071
2142
D
Employee Stock Option (Right to Buy)
211.1
2031-02-02
Common Stock
2724
2724
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $301.66 to $302.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Includes 7.576 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2021-10-22