0000054480-21-000226.txt : 20211022 0000054480-21-000226.hdr.sgml : 20211022 20211022170955 ACCESSION NUMBER: 0000054480-21-000226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211021 FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Godderz Adam J CENTRAL INDEX KEY: 0001761856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 211341431 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-21 0000054480 KANSAS CITY SOUTHERN KSU 0001761856 Godderz Adam J KANSAS CITY SOUTHERN 427 W 12TH STREET KANSAS CITY MO 64105 0 1 0 0 SVP Chief Legal Ofc & Corp Sec Common Stock 2021-10-21 4 M 0 446 66.99 A 6340 D Common Stock 2021-10-21 4 M 0 604 97.77 A 6944 D Common Stock 2021-10-21 4 M 0 631 94.23 A 7575 D Common Stock 2021-10-21 4 M 0 607 119.35 A 8182 D Common Stock 2021-10-21 4 M 0 1218 82.71 A 9400 D Common Stock 2021-10-21 4 M 0 1145 86.89 A 10545 D Common Stock 2021-10-21 4 M 0 982 105.83 A 11527 D Common Stock 2021-10-21 4 M 0 2140 110.13 A 13667 D Common Stock 2021-10-21 4 M 0 1071 171.86 A 14738 D Common Stock 2021-10-21 4 S 0 8844 301.8895 D 5894 D Common Stock 1419.912 I Held by 401(k) & P/S Plan Employee Stock Option (Right to Buy) 66.99 2021-10-21 4 M 0 446 0 D 2022-02-21 Common Stock 446 0 D Employee Stock Option (Right to Buy) 97.77 2021-10-21 4 M 0 604 0 D 2023-02-20 Common Stock 604 0 D Employee Stock Option (Right to Buy) 94.23 2021-10-21 4 M 0 631 0 D 2024-02-19 Common Stock 631 0 D Employee Stock Option (Right to Buy) 119.35 2021-10-21 4 M 0 607 0 D 2025-02-17 Common Stock 607 0 D Employee Stock Option (Right to Buy) 82.71 2021-10-21 4 M 0 1218 0 D 2026-02-18 Common Stock 1218 0 D Employee Stock Option (Right to Buy) 86.89 2021-10-21 4 M 0 1145 0 D 2027-02-16 Common Stock 1145 0 D Employee Stock Option (Right to Buy) 105.83 2021-10-21 4 M 0 982 0 D 2028-03-05 Common Stock 982 0 D Employee Stock Option (Right to Buy) 110.13 2021-10-21 4 M 0 2140 0 D 2029-03-04 Common Stock 2140 1070 D Employee Stock Option (Right to Buy) 171.86 2021-10-21 4 M 0 1071 0 D 2030-02-06 Common Stock 1071 2142 D Employee Stock Option (Right to Buy) 211.1 2031-02-02 Common Stock 2724 2724 D The price in Column 4 is a weighted average price. The prices actually received ranged from $301.66 to $302.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Includes 7.576 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2021-10-22