0000054480-21-000046.txt : 20210216
0000054480-21-000046.hdr.sgml : 20210216
20210216170423
ACCESSION NUMBER: 0000054480-21-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Godderz Adam J
CENTRAL INDEX KEY: 0001761856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 21640567
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-02-12
0000054480
KANSAS CITY SOUTHERN
KSU
0001761856
Godderz Adam J
KANSAS CITY SOUTHERN
427 W 12TH STREET
KANSAS CITY
MO
64105
0
1
0
0
SVP Chief Legal Ofc & Corp Sec
Common Stock
2021-02-12
4
F
0
57
209.36
D
6195
D
Common Stock
1412.336
I
Held by 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
446
446
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
604
604
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
631
631
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
607
607
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
1218
1218
D
Employee Stock Option (Right to Buy)
86.89
2027-02-16
Common Stock
1145
1145
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
982
982
D
Employee Stock Option (Right to Buy)
110.13
2029-03-04
Common Stock
3210
3210
D
Employee Stock Option (Right to Buy)
171.86
2030-02-06
Common Stock
3213
3213
D
Employee Stock Option (Right to Buy)
211.1
2031-02-02
Common Stock
2724
2724
D
792 of these shares represent performance shares that were earned on February 3, 2021 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 26, 2021 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2021-02-16