0000054480-20-000241.txt : 20201119 0000054480-20-000241.hdr.sgml : 20201119 20201119170719 ACCESSION NUMBER: 0000054480-20-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAATZ MICHAEL J. CENTRAL INDEX KEY: 0001490357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 201329519 MAIL ADDRESS: STREET 1: 10990 ROE AVE CITY: OVERLAND PARK STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-18 0000054480 KANSAS CITY SOUTHERN KSU 0001490357 NAATZ MICHAEL J. KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 EVP & Chief Marketing Officer Common Stock 2020-11-18 4 M 0 1649 119.35 A 14316 D Common Stock 2020-11-18 4 M 0 1206 86.89 A 15522 D Common Stock 2020-11-18 4 S 0 2855 189.1378 D 12667 D Common Stock 2020-11-18 4 S 0 2500 189.346 D 10167 D Employee Stock Option (Right to Buy) 119.35 2020-11-18 4 M 0 1649 0 D 2025-02-17 Common Stock 1649 0 D Employee Stock Option (Right to Buy) 86.89 2020-11-18 4 M 0 1206 0 D 2020-02-17 2027-02-16 Common Stock 1206 0 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 3945 3945 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 6256 6256 D Employee Stock Option (Right to Buy) 171.86 2030-02-06 Common Stock 5727 5727 D Includes 160 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2020. The price in Column 4 is a weighted average price. The prices actually received ranged from $189.08 to $189.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $189.33 to $189.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-11-19