0000054480-20-000241.txt : 20201119
0000054480-20-000241.hdr.sgml : 20201119
20201119170719
ACCESSION NUMBER: 0000054480-20-000241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201118
FILED AS OF DATE: 20201119
DATE AS OF CHANGE: 20201119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NAATZ MICHAEL J.
CENTRAL INDEX KEY: 0001490357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 201329519
MAIL ADDRESS:
STREET 1: 10990 ROE AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-11-18
0000054480
KANSAS CITY SOUTHERN
KSU
0001490357
NAATZ MICHAEL J.
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
EVP & Chief Marketing Officer
Common Stock
2020-11-18
4
M
0
1649
119.35
A
14316
D
Common Stock
2020-11-18
4
M
0
1206
86.89
A
15522
D
Common Stock
2020-11-18
4
S
0
2855
189.1378
D
12667
D
Common Stock
2020-11-18
4
S
0
2500
189.346
D
10167
D
Employee Stock Option (Right to Buy)
119.35
2020-11-18
4
M
0
1649
0
D
2025-02-17
Common Stock
1649
0
D
Employee Stock Option (Right to Buy)
86.89
2020-11-18
4
M
0
1206
0
D
2020-02-17
2027-02-16
Common Stock
1206
0
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
3945
3945
D
Employee Stock Option (Right to Buy)
110.13
2029-03-04
Common Stock
6256
6256
D
Employee Stock Option (Right to Buy)
171.86
2030-02-06
Common Stock
5727
5727
D
Includes 160 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2020.
The price in Column 4 is a weighted average price. The prices actually received ranged from $189.08 to $189.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The prices actually received ranged from $189.33 to $189.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2020-11-19