0000054480-20-000203.txt : 20200814 0000054480-20-000203.hdr.sgml : 20200814 20200814170039 ACCESSION NUMBER: 0000054480-20-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grafton Suzanne M CENTRAL INDEX KEY: 0001712060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 201106342 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-08-13 0000054480 KANSAS CITY SOUTHERN KSU 0001712060 Grafton Suzanne M KANSAS CITY SOUTHERN 427 W 12TH STREET KANSAS CITY MO 64105 0 1 0 0 VP & Chief Accounting Officer Common Stock 2020-08-13 4 M 0 286 86.89 A 9919 D Common Stock 2020-08-13 4 M 0 631 105.83 A 10550 D Common Stock 2020-08-13 4 S 0 917 184.368 D 9633 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 394 394 D Employee Stock Option (Right to Buy) 86.89 2020-08-13 4 M 0 286 0 D 2020-02-17 2027-02-16 Common Stock 286 0 D Employee Stock Option (Right to Buy) 105.83 2020-08-13 4 M 0 631 0 D 2028-03-05 Common Stock 631 1262 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 1864 1864 D Employee Stock Option (Right to Buy) 171.86 2030-02-06 Common Stock 1505 1505 D These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-08-14