0000054480-20-000068.txt : 20200218
0000054480-20-000068.hdr.sgml : 20200218
20200218172612
ACCESSION NUMBER: 0000054480-20-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200214
FILED AS OF DATE: 20200218
DATE AS OF CHANGE: 20200218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NAATZ MICHAEL J.
CENTRAL INDEX KEY: 0001490357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 20626508
MAIL ADDRESS:
STREET 1: 10990 ROE AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-02-14
0000054480
KANSAS CITY SOUTHERN
KSU
0001490357
NAATZ MICHAEL J.
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
EVP & Chief Marketing Officer
Common Stock
2020-02-14
4
F
0
93
173.46
D
16942
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
1649
1649
D
Employee Stock Option (Right to Buy)
86.89
2020-02-17
2027-02-16
Common Stock
1206
1206
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
3945
3945
D
Employee Stock Option (Right to Buy)
110.13
2029-03-04
Common Stock
6256
6256
D
Employee Stock Option (Right to Buy)
171.86
2030-02-06
Common Stock
5727
5727
D
3,371 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2020-02-18