0000054480-20-000068.txt : 20200218 0000054480-20-000068.hdr.sgml : 20200218 20200218172612 ACCESSION NUMBER: 0000054480-20-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAATZ MICHAEL J. CENTRAL INDEX KEY: 0001490357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 20626508 MAIL ADDRESS: STREET 1: 10990 ROE AVE CITY: OVERLAND PARK STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-14 0000054480 KANSAS CITY SOUTHERN KSU 0001490357 NAATZ MICHAEL J. KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 EVP & Chief Marketing Officer Common Stock 2020-02-14 4 F 0 93 173.46 D 16942 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 1649 1649 D Employee Stock Option (Right to Buy) 86.89 2020-02-17 2027-02-16 Common Stock 1206 1206 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 3945 3945 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 6256 6256 D Employee Stock Option (Right to Buy) 171.86 2030-02-06 Common Stock 5727 5727 D 3,371 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-02-18