X0306 4 2020-02-14 0000054480 KANSAS CITY SOUTHERN KSU 0001712060 Grafton Suzanne M KANSAS CITY SOUTHERN 427 W 12TH STREET KANSAS CITY MO 64105 0 1 0 0 VP & Chief Accounting Officer Common Stock 2020-02-14 4 F 0 23 173.46 D 10229 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 394 394 D Employee Stock Option (Right to Buy) 86.89 2020-02-17 2027-02-16 Common Stock 286 286 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 1893 1893 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 1864 1864 D Employee Stock Option (Right to Buy) 171.86 2030-02-06 Common Stock 1505 1505 D 799 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-02-18