0000054480-20-000053.txt : 20200211 0000054480-20-000053.hdr.sgml : 20200211 20200211172601 ACCESSION NUMBER: 0000054480-20-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200207 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottensmeyer Patrick J CENTRAL INDEX KEY: 0001362958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 20598193 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-07 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 President & CEO Common Stock 2020-02-07 4 A 0 8103 0 A 126392 D Common Stock 257.014 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 4690 4690 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 5652 5652 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 13120 13120 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 29763 29763 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 29821 29821 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 29358 29358 D Employee Stock Option (Right to Buy) 171.86 2020-02-07 4 A 0 25965 0 A 2030-02-06 Common Stock 25965 25965 D 27,732 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-02-11