0000054480-20-000053.txt : 20200211
0000054480-20-000053.hdr.sgml : 20200211
20200211172601
ACCESSION NUMBER: 0000054480-20-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200207
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ottensmeyer Patrick J
CENTRAL INDEX KEY: 0001362958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 20598193
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-02-07
0000054480
KANSAS CITY SOUTHERN
KSU
0001362958
Ottensmeyer Patrick J
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
President & CEO
Common Stock
2020-02-07
4
A
0
8103
0
A
126392
D
Common Stock
257.014
I
By 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
4690
4690
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
3666
3666
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
3876
3876
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
5652
5652
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
13120
13120
D
Employee Stock Option (Right to Buy)
86.89
2027-02-16
Common Stock
29763
29763
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
29821
29821
D
Employee Stock Option (Right to Buy)
110.13
2029-03-04
Common Stock
29358
29358
D
Employee Stock Option (Right to Buy)
171.86
2020-02-07
4
A
0
25965
0
A
2030-02-06
Common Stock
25965
25965
D
27,732 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2020-02-11