X0306 4 2020-01-30 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 President & CEO Common Stock 2020-01-30 4 A 0 27732 0 A 118289 D Common Stock 257.014 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 4690 4690 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 5652 5652 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 13120 13120 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 29763 29763 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 29821 29821 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 29358 29358 D 27,732 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Includes .6600 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-02-03