0000054480-20-000023.txt : 20200203 0000054480-20-000023.hdr.sgml : 20200203 20200203172258 ACCESSION NUMBER: 0000054480-20-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200130 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERDMAN WARREN K CENTRAL INDEX KEY: 0001224125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 20569732 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-30 0000054480 KANSAS CITY SOUTHERN KSU 0001224125 ERDMAN WARREN K KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Executive Vice President Common Stock 2020-01-30 4 A 0 4581 0 A 51569 D Common Stock 1060.602 I Held by 401(k) & P/S Plan Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 4980 4980 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 3362 3362 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 2620 2620 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 2777 2777 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 2668 2668 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 5233 5233 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 4916 4916 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 4219 4219 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 4153 4153 D 4,581 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2020-02-03