0000054480-20-000023.txt : 20200203
0000054480-20-000023.hdr.sgml : 20200203
20200203172258
ACCESSION NUMBER: 0000054480-20-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200130
FILED AS OF DATE: 20200203
DATE AS OF CHANGE: 20200203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERDMAN WARREN K
CENTRAL INDEX KEY: 0001224125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 20569732
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-01-30
0000054480
KANSAS CITY SOUTHERN
KSU
0001224125
ERDMAN WARREN K
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
Executive Vice President
Common Stock
2020-01-30
4
A
0
4581
0
A
51569
D
Common Stock
1060.602
I
Held by 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
52.62
2021-02-22
Common Stock
4980
4980
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
3362
3362
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
2620
2620
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
2777
2777
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
2668
2668
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
5233
5233
D
Employee Stock Option (Right to Buy)
86.89
2027-02-16
Common Stock
4916
4916
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
4219
4219
D
Employee Stock Option (Right to Buy)
110.13
2029-03-04
Common Stock
4153
4153
D
4,581 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2020-02-03