X0206 3 2019-01-01 0 0000054480 KANSAS CITY SOUTHERN KSU 0001761856 Godderz Adam J 427 W 12TH STREET KANSAS CITY MO 64105 0 1 0 0 General Counsel & Corp. Sec. Common Stock 2637 D Common Stock 1383.446 I By 401(k)/PS Plan Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 550 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 446 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 604 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 631 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 607 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 1218 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 1145 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 982 D These options became exercisable in three equal annual installments on February 23, 2012, February 23, 2013 and February 23, 2014. These options became exercisable in three equal annual installments on February 22, 2013, February 22, 2014 and February 22, 2015. These options became exercisable in three equal annual installments on February 21, 2014, February 21, 2015 and February 21, 2016. These options became exercisable in three equal annual installments on February 20, 2015, February 20, 2016 and February 20, 2017. These options became exercisable in three equal annual installments on February 18, 2016, February 18, 2017 and February 18, 2018. These options become exercisable in three equal annual installments. The first and second installments became exercisable on February 19, 2017 and February 19, 2018, respectively. The third installment will become exercisable on February 19, 2019. These options become exercisable in three equal annual installments. The first installment became exercisable on February 17, 2018. The second and third installments will become exercisable on February 17, 2019 and February 17, 2020, respectively. These options will become exercisable in three equal annual installments on March 6, 2019, March 6, 2020 and March 6, 2021, respectively. Adam J. Godderz 2019-01-07