0000054480-18-000205.txt : 20181231
0000054480-18-000205.hdr.sgml : 20181231
20181231135421
ACCESSION NUMBER: 0000054480-18-000205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180917
FILED AS OF DATE: 20181231
DATE AS OF CHANGE: 20181231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERDMAN WARREN K
CENTRAL INDEX KEY: 0001224125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 181259385
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-09-17
0000054480
KANSAS CITY SOUTHERN
KSU
0001224125
ERDMAN WARREN K
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
Executive Vice President
Common Stock
2018-09-17
5
G
0
150
0
D
41083
D
Common Stock
1045.683
I
Held by 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
35.41
2013-03-01
2020-02-29
Common Stock
11400
11400
D
Employee Stock Option (Right to Buy)
52.62
2021-02-22
Common Stock
4980
4980
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
3362
3362
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
2620
2620
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
2777
2777
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
2668
2668
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
5233
5233
D
Employee Stock Option (Right to Buy)
86.89
2027-02-16
Common Stock
4916
4916
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
4219
4219
D
Includes 233 shares acquired on June 29, 2018 through the KCS Employee Stock Purchase Plan.
Includes 10.244 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 3,800 of these options became exercisable on November 19, 2010. The second target was met and 3,800 of these options became exercisable on December 8, 2010. The third target was met and 3,800 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2018-12-31