0000054480-18-000205.txt : 20181231 0000054480-18-000205.hdr.sgml : 20181231 20181231135421 ACCESSION NUMBER: 0000054480-18-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERDMAN WARREN K CENTRAL INDEX KEY: 0001224125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 181259385 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-17 0000054480 KANSAS CITY SOUTHERN KSU 0001224125 ERDMAN WARREN K KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Executive Vice President Common Stock 2018-09-17 5 G 0 150 0 D 41083 D Common Stock 1045.683 I Held by 401(k) & P/S Plan Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 11400 11400 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 4980 4980 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 3362 3362 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 2620 2620 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 2777 2777 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 2668 2668 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 5233 5233 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 4916 4916 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 4219 4219 D Includes 233 shares acquired on June 29, 2018 through the KCS Employee Stock Purchase Plan. Includes 10.244 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 3,800 of these options became exercisable on November 19, 2010. The second target was met and 3,800 of these options became exercisable on December 8, 2010. The third target was met and 3,800 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2018-12-31