X0306 4 2016-02-19 0000054480 KANSAS CITY SOUTHERN KSU 0001490357 NAATZ MICHAEL J. KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr. VP & CIO Common Stock 2016-02-19 4 A 0 4145 0 A 10926 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 955 955 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 1018 1018 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 1649 1649 D Employee Stock Option (Right to Buy) 82.71 2016-02-19 4 A 0 3851 0 A 2026-02-18 Common Stock 3851 3851 D 662 of these shares represent performance shares that were earned on February 19, 2016 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 29, 2016 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Adam J. Godderz, Attorney-in-fact 2016-02-22