X0306 4 2014-05-01 0000054480 KANSAS CITY SOUTHERN KSU 0001224434 HAVERTY MICHAEL R KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 1 0 0 0 Common Stock 2014-05-01 4 A 0 898 0 A 771776 D Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 49200 49200 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 15700 15700 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 10611 10611 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 8193 8193 D Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 16,400 of these options became exercisable on November 19, 2010. The second target was met and 16,400 of these options became exercisable on December 8, 2010. The third target was met and 16,400 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Adam J. Godderz, Attorney-in-fact 2014-05-02