X0306 4 2013-02-28 0000054480 KANSAS CITY SOUTHERN KSU 0001512280 Ebbrecht David R KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121 0 1 0 0 Executive Vice President & COO Common Stock 2013-02-28 4 F 0 160 102.97 D 32312 D Common Stock 11.262 I By 401(k) & Profit Sharing Plan Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 3320 3320 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 3362 3362 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D 2,634 of these shares represent performance shares that were earned on February 21, 2013 when the KCS Compensation and Organization Committee determined that the 2012 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. 2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. 1,660 of these options become exercisable on February 23, 2013 and 1,660 of these options become exercisable on February 23, 2014. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Adam J. Godderz, Attorney-in-fact 2013-03-04