X0306 4 2013-01-31 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 EVP - Sales and Marketing Common Stock 2013-01-31 4 F 0 114 92.84 D 40185 D Common Stock 236.913 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 6850 6850 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 6950 6950 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 4690 4690 D 3,539 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. On September 1, 2011, 162 shares were disposed in a transaction exempted from Section 16. This transaction was erroneously omitted in the Form 4 filed on January 18, 2012 and subsequent reports until now. Includes 1.132 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2013-02-01