X0304 4 2011-10-27 0000054480 KANSAS CITY SOUTHERN KSU 0001382924 Wochner William J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr VP & Chief Legal Officer Common Stock 2011-10-27 4 M 0 873 13.42 A 111253 D Common Stock 2011-10-27 4 S 0 400 64.881 D 110853 D Common Stock 2011-10-27 4 S 0 73 64.8813 D 110780 D Common Stock 2011-10-27 4 S 0 100 64.8832 D 110680 D Common Stock 2011-10-27 4 S 0 300 64.884 D 110380 D Common Stock 17175.589 I Held by ESOP Employee Stock Option (Right to Buy) 13.42 2011-10-27 4 M 0 873 0 D 2002-02-06 2012-02-05 Common Stock 873 0 D LSAR 13.42 2011-10-27 4 J 0 873 0 D Common Stock 873 0 D Employee Stock Option (Right to Buy) 12.55 2003-01-16 2013-01-15 Common Stock 1148 1148 D LSAR 12.55 Common Stock 1148 1148 D Employee Stock Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 6000 6000 D LSAR 14.60 Common Stock 6000 6000 D Employee Stock Option (Right to Buy) 14.53 2004-02-09 2014-02-08 Common Stock 1102 1102 D LSAR 14.53 Common Stock 1102 1102 D Employee Stock Option (Right to Buy) 34.11 2012-02-23 2017-02-22 Common Stock 22500 22500 D LSAR 34.11 Common Stock 22500 22500 D Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 6800 6800 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 2830 2830 D The amount of shares was reduced by 0.419 shares since the date of the reporting person's last ownership report due to an administrative fee that was charged to the account. Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 2,267 of these options became exercisable on November 19, 2010. The second target was met and 2,267 of these options became exercisable on December 8, 2010. The third target was met and 2,266 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Brian P. Banks, Attorney-in-fact 2011-10-28