-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3M9FzZ1yIoFyikXJnnh55T+wlImPhWjJoYr/JG9WqEJtDRqXGB/wH8erd/W0W1i otE68yEb2KDG5lYRsm6bmw== 0000054480-10-000121.txt : 20101110 0000054480-10-000121.hdr.sgml : 20101110 20101110170445 ACCESSION NUMBER: 0000054480-10-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101109 FILED AS OF DATE: 20101110 DATE AS OF CHANGE: 20101110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derry John E CENTRAL INDEX KEY: 0001454127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 101180775 MAIL ADDRESS: STREET 1: P.O. BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-09 0000054480 KANSAS CITY SOUTHERN KSU 0001454127 Derry John E KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr. VP - Human Resources Common Stock 2010-11-09 4 S 0 800 45.18 D 15109 D Common Stock 2010-11-09 4 S 0 2300 45.19 D 12809 D Common Stock 2010-11-09 4 S 0 400 45.20 D 12409 D Common Stock 2010-11-09 4 S 0 200 45.2001 D 12209 D Employee Stock Option (Right to Buy) 39.53 2013-03-28 2018-03-27 Common Stock 200 200 D LSAR 39.53 Common Stock 200 200 D Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 3800 3800 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. Brian P. Banks, Attorney-in-fact 2010-11-10 -----END PRIVACY-ENHANCED MESSAGE-----