-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZmG6TCkx2oUy7YN29YXI/KOHVpeBIRQTbGSMWJSV8L4SKi0xB1kIlp3pNImW/Lw wj6xVuAAh/QnXwe0WaTbSg== 0000054480-08-000106.txt : 20080501 0000054480-08-000106.hdr.sgml : 20080501 20080501181434 ACCESSION NUMBER: 0000054480-08-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEYANDT PAUL J CENTRAL INDEX KEY: 0001224153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 08796033 MAIL ADDRESS: STREET 1: C/O KANSAS CITY SOUTHERN STREET 2: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-04-30 0000054480 KANSAS CITY SOUTHERN KSU 0001224153 WEYANDT PAUL J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr. Vice President & Treasurer Common Stock 2008-04-30 4 M 0 10000 12.97 A 35056 D Commont Stock 2008-04-30 4 S 0 8000 44.04 D 27056 D Common Stock 2008-04-30 4 S 0 1900 44.06 D 25156 D Common Stock 2008-04-30 4 S 0 100 44.13 D 25056 D Common Stock .795 I By ESOP Option (Right to Buy) 12.97 2008-04-30 4 M 0 10000 0 D 2002-09-10 2011-09-09 Common Stock 10000 5000 D LSAR 12.97 2008-04-30 4 J 0 10000 0 D Common Stock 10000 5000 D Option (Right to Buy) 12.55 2013-01-15 Common Stock 797 797 D LSAR 12.55 Common Stock 797 797 D Option (Right to Buy) 12.55 2008-01-16 2013-01-15 Common Stock 15000 15000 D LSAR 12.55 Common Stock 15000 15000 D Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 8000 8000 D LSAR 14.60 Common Stock 8000 8000 D Option (Right to Buy) 14.53 2014-02-08 Common Stock 813 813 D LSAR 14.53 Common Stock 813 813 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. These options are exercisable in installments: 160 on June 23, 2003, 160 on June 23, 2004, 160 on June 23, 2005 and 317 on June 23, 2006. These options are exercisable in installments: 162 on February 9, 2004, 163 on June 23, 2004, 162 on June 23, 2005 and 326 on June 23, 2006. 0.795 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan. Includes 2,003 performance shares that were earned on February 28, 2008 when the KCS Compensation and Organization Committee determined that the 2007 performance goals were met. These performance shares will not vest until January 17, 2010 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares. Brian P. Banks, Attorney-in-fact 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----