N-PX 1 lp1.htm FORM N-PX lp1.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC  20549

 

FORM N-PX

 

annual report of proxy voting record of

registered management investment company

 

Investment Company Act file number: 

811- 00524

 

 

BNY Mellon Investment Funds III

 

(Exact name of registrant as specified in charter)

 

c/o BNY Mellon Investment Adviser, Inc.
240 Greenwich Street
New York, New York 10286

                                                                                                           

(Address of principal executive offices) (Zip code)

 

Bennett A. MacDougall, Esq.

240 Greenwich Street
New York, New York 10286

                                                                                                           

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (212) 922-6400

 

Date of fiscal year end:  12/31*

 

Date of reporting period:  July 1, 2019-June 30, 2020

 

* Fiscal year end is 5/31 for BNY Mellon Equity Income Fund.

Fiscal year end is 10/31 for BNY Mellon Global Equity Income Fund and BNY Mellon International Bond Fund.


 

Item 1.  Proxy Voting Record

 

 

 

 

 

 

 

 


 
 

 

BNY Mellon Investment Funds III 

 

========================== BNY Mellon High Yield Fund ==========================

====================== BNY Mellon International Bond Fund ======================

The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.

                                                                               

                                                                                

                                                                               

 

 

 

 

 

 

======================== BNY Mellon Equity Income Fund =========================

 

 

ABBVIE INC.                                                                     

 

Ticker:       ABBV           Security ID:  00287Y109                           

Meeting Date: MAY 08, 2020   Meeting Type: Annual                              

Record Date:  MAR 13, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Alpern         For       For          Management

1.2   Elect Director Edward M. Liddy          For       For          Management

1.3   Elect Director Melody B. Meyer          For       For          Management

1.4   Elect Director Frederick H. Waddell     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Eliminate Supermajority Vote            For       For          Management

      Requirement                                                              

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

6     Require Independent Board Chairman      Against   For          Shareholder

7     Report on Integrating Risks Related to  Against   Against      Shareholder

      Drug Pricing into Senior Executive                                       

      Compensation                                                             

 

 

--------------------------------------------------------------------------------

 

ALPHABET INC.                                                                   

 


 
 

Ticker:       GOOGL          Security ID:  02079K305                           

Meeting Date: JUN 03, 2020   Meeting Type: Annual                              

Record Date:  APR 07, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Larry Page               For       For          Management

1.2   Elect Director Sergey Brin              For       For          Management

1.3   Elect Director Sundar Pichai            For       For          Management

1.4   Elect Director John L. Hennessy         For       For          Management

1.5   Elect Director Frances H. Arnold        For       For          Management

1.6   Elect Director L. John Doerr            For       For          Management

1.7   Elect Director Roger W. Ferguson Jr.    For       For          Management

1.8   Elect Director Ann Mather               For       For          Management

1.9   Elect Director Alan R. Mulally          For       For          Management

1.10  Elect Director K. Ram Shiram            For       For          Management

1.11  Elect Director Robin L. Washington      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       Against      Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

6     Report on Arbitration of                Against   Against      Shareholder

      Employment-Related Claims                                                

7     Establish Human Rights Risk Oversight   Against   For          Shareholder

      Committee                                                                

8     Require Shareholder Approval of Bylaw   Against   Against      Shareholder

      Amendments Adopted by the Board of                                       

      Directors                                                                

9     Assess Feasibility of Including         Against   Against      Shareholder

      Sustainability as a Performance                                           

      Measure for Senior Executive                                             

      Compensation                                                             

10    Report on Takedown Requests             Against   Against      Shareholder

11    Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    


 
 

12    Report on Gender/Racial Pay Gap         Against   Against      Shareholder

13    Require Independent Director Nominee    Against   Against      Shareholder

      with Human and/or Civil Rights                                           

      Experience                                                               

14    Report on Whistleblower Policies and    Against   Against      Shareholder

      Practices                                                                

 

 

--------------------------------------------------------------------------------

 

ALTRIA GROUP, INC.                                                             

 

Ticker:       MO             Security ID:  02209S103                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 23, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John T. Casteen, III     For       Against      Management

1b    Elect Director Dinyar S. Devitre        For       For          Management

1c    Elect Director Thomas F. Farrell, II    For       Against      Management

1d    Elect Director Debra J. Kelly-Ennis     For       For          Management

1e    Elect Director W. Leo Kiely, III        For       Against      Management

1f    Elect Director Kathryn B. McQuade       For       Against      Management

1g    Elect Director George Munoz             For       For          Management

1h    Elect Director Mark E. Newman           For       For          Management

1i    Elect Director Nabil Y. Sakkab          For       For          Management

1j    Elect Director Virginia E. Shanks       For       Against      Management

1k    Elect Director Howard A. Willard, III   None      None         Management

      *Withdrawn Resolution*                                                   

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditor                                                                  

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Report on Underage Tobacco Prevention   Against   For          Shareholder

      Policies                                                                 


 
 

 

 

--------------------------------------------------------------------------------

 

AMAZON.COM, INC.                                                               

 

Ticker:       AMZN           Security ID:  023135106                           

Meeting Date: MAY 27, 2020   Meeting Type: Annual                              

Record Date:  APR 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jeffrey P. Bezos         For       For          Management

1b    Elect Director Rosalind G. Brewer       For       For          Management

1c    Elect Director Jamie S. Gorelick        For       For          Management

1d    Elect Director Daniel P. Huttenlocher   For       For          Management

1e    Elect Director Judith A. McGrath        For       For          Management

1f    Elect Director Indra K. Nooyi           For       For          Management

1g    Elect Director Jonathan J. Rubinstein   For       For          Management

1h    Elect Director Thomas O. Ryder          For       For          Management

1i    Elect Director Patricia Q. Stonesifer   For       For          Management

1j    Elect Director Wendell P. Weeks         For       For          Management

2     Ratify Ernst & Young LLP as Auditor     For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Reduce Ownership Threshold for          For       For          Management

      Shareholders to Call Special Meeting                                     

5     Report on Management of Food Waste      Against   Against      Shareholder

6     Report on Customers' Use of its         Against   For          Shareholder

      Surveillance and Computer Vision                                         

      Products or Cloud-Based Services                                         

7     Report on Potential Human Rights        Against   For          Shareholder

      Impacts of Customers' Use of                                             

      Rekognition                                                              

8     Report on Products Promoting Hate       Against   For          Shareholder

      Speech and Sales of Offensive Products                                   

9     Require Independent Board Chairman      Against   For          Shareholder

10    Report on Global Median Gender/Racial   Against   Against      Shareholder


 
 

      Pay Gap                                                                   

11    Report on Reducing Environmental and    Against   Against      Shareholder

      Health Harms to Communities of Color                                     

12    Report on Viewpoint Discrimination      Against   Against      Shareholder

13    Report on Promotion Velocity            Against   Against      Shareholder

14    Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                      

15    Human Rights Risk Assessment            Against   Against      Shareholder

16    Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

AMERIPRISE FINANCIAL, INC.                                                     

 

Ticker:       AMP            Security ID:  03076C106                           

Meeting Date: APR 29, 2020   Meeting Type: Annual                              

Record Date:  MAR 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James M. Cracchiolo      For       For          Management

1b    Elect Director Dianne Neal Blixt        For       For          Management

1c    Elect Director Amy DiGeso               For       For          Management

1d    Elect Director Lon R. Greenberg         For       For          Management

1e    Elect Director Jeffrey Noddle           For       For          Management

1f    Elect Director Robert F. Sharpe, Jr.    For       For          Management

1g    Elect Director Brian T. Shea            For       For          Management

1h    Elect Director W. Edward Walter, III    For       For          Management

1i    Elect Director Christopher J. Williams  For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

--------------------------------------------------------------------------------

 

AMGEN INC.                                                                     


 
 

 

Ticker:       AMGN           Security ID:  031162100                            

Meeting Date: MAY 19, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Wanda M. Austin          For       For          Management

1b    Elect Director Robert A. Bradway        For       For          Management

1c    Elect Director Brian J. Druker          For       For          Management

1d    Elect Director Robert A. Eckert         For       For          Management

1e    Elect Director Greg C. Garland          For       For          Management

1f    Elect Director Fred Hassan              For       For          Management

1g    Elect Director Charles M. Holley, Jr.   For       For          Management

1h    Elect Director Tyler Jacks              For       For          Management

1i    Elect Director Ellen J. Kullman         For       For          Management

1j    Elect Director Ronald D. Sugar          For       For          Management

1k    Elect Director R. Sanders Williams      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Require Independent Board Chairman      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

APARTMENT INVESTMENT AND MANAGEMENT COMPANY                                    

 

Ticker:       AIV            Security ID:  03748R754                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  FEB 21, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Terry Considine          For       For          Management

1.2   Elect Director Thomas L. Keltner        For       For          Management

1.3   Elect Director Robert A. Miller         For       For          Management

1.4   Elect Director Devin I. Murphy          For       For          Management


 
 

1.5   Elect Director Kathleen M. Nelson       For       For          Management

1.6   Elect Director John D. Rayis            For       For          Management

1.7   Elect Director Ann Sperling             For       For          Management

1.8   Elect Director Michael A. Stein         For       For          Management

1.9   Elect Director Nina A. Tran             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Nonqualified Employee Stock     For       For          Management

      Purchase Plan                                                            

 

 

--------------------------------------------------------------------------------

 

APPLE HOSPITALITY REIT, INC.                                                   

 

Ticker:       APLE           Security ID:  03784Y200                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Glenn W. Bunting         For       For          Management

1.2   Elect Director Jon A. Fosheim           For       For          Management

1.3   Elect Director Kristian M. Gathright    For       For          Management

1.4   Elect Director Glade M. Knight          For       For          Management

1.5   Elect Director Justin G. Knight         For       For          Management

1.6   Elect Director Blythe J. McGarvie       For       For          Management

1.7   Elect Director Daryl A. Nickel          For       For          Management

1.8   Elect Director L. Hugh Redd             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

APPLE INC.                                                                     


 
 

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 26, 2020   Meeting Type: Annual                              

Record Date:  JAN 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James Bell               For       For          Management

1b    Elect Director Tim Cook                 For       For          Management

1c    Elect Director Al Gore                  For       For          Management

1d    Elect Director Andrea Jung              For       Against      Management

1e    Elect Director Art Levinson             For       For          Management

1f    Elect Director Ron Sugar                For       For          Management

1g    Elect Director Sue Wagner               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Proxy Access Amendments                 Against   Against      Shareholder

5     Assess Feasibility of Including         Against   Against      Shareholder

      Sustainability as a Performance                                          

      Measure for Senior Executive                                              

      Compensation                                                             

6     Report on Freedom of Expression and     Against   Against      Shareholder

      Access to Information Policies                                           

 

 

--------------------------------------------------------------------------------

 

ARES CAPITAL CORPORATION                                                       

 

Ticker:       ARCC           Security ID:  04010L103                           

Meeting Date: JUL 08, 2019   Meeting Type: Special                             

Record Date:  APR 08, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Issuance of Shares Below Net    For       For          Management

      Asset Value (NAV)                                                        

 

 

--------------------------------------------------------------------------------

 

ASSOCIATED BANC-CORP                                                           


 
 

 

Ticker:       ASB            Security ID:  045487105                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  MAR 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John F. Bergstrom        For       For          Management

1.2   Elect Director Michael T. Crowley, Jr.  For       For          Management

1.3   Elect Director Philip B. Flynn          For       For          Management

1.4   Elect Director R. Jay Gerken            For       For          Management

1.5   Elect Director Judith P. Greffin        For       For          Management

1.6   Elect Director Michael J. Haddad        For       For          Management

1.7   Elect Director William R. Hutchinson    For       For          Management

1.8   Elect Director Robert A. Jeffe          For       For          Management

1.9   Elect Director Eileen A. Kamerick       For       For          Management

1.10  Elect Director Gale E. Klappa           For       For          Management

1.11  Elect Director Richard T. Lommen        For       For          Management

1.12  Elect Director Cory L. Nettles          For       For          Management

1.13  Elect Director Karen T. van Lith        For       For          Management

1.14  Elect Director John (Jay) B. Williams   For       For          Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

AT&T INC.                                                                      

 

Ticker:       T              Security ID:  00206R102                           

Meeting Date: APR 24, 2020   Meeting Type: Annual                              

Record Date:  FEB 26, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randall L. Stephenson    For       For          Management


 
 

1.2   Elect Director Samuel A. Di Piazza, Jr. For       For          Management

1.3   Elect Director Richard W. Fisher        For       For          Management

1.4   Elect Director Scott T. Ford            For       For          Management

1.5   Elect Director Glenn H. Hutchins        For       For          Management

1.6   Elect Director William E. Kennard       For       For          Management

1.7   Elect Director Debra L. Lee             For       For          Management

1.8   Elect Director Stephen J. Luczo         For       For          Management

1.9   Elect Director Michael B. McCallister   For       For          Management

1.10  Elect Director Beth E. Mooney           For       For          Management

1.11  Elect Director Matthew K. Rose          For       For          Management

1.12  Elect Director Cynthia B. Taylor        For       For          Management

1.13  Elect Director Geoffrey Y. Yang         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   For          Shareholder

5     Approve Nomination of Employee          Against   Against      Shareholder

      Representative Director                                                  

6     Improve Guiding Principles of           Against   Against      Shareholder

      Executive Compensation                                                    

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                            

Meeting Date: APR 22, 2020   Meeting Type: Annual                              

Record Date:  MAR 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management


 
 

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Denise L. Ramos          For       For          Management

1m    Elect Director Clayton S. Rose          For       For          Management

1n    Elect Director Michael D. White         For       For          Management

1o    Elect Director Thomas D. Woods          For       For          Management

1p    Elect Director R. David Yost            For       For          Management

1q    Elect Director Maria T. Zuber           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Amend Proxy Access Right                Against   Against      Shareholder

5     Provide Right to Act by Written Consent Against   Against      Shareholder

6     Report on Gender Pay Gap                Against   Against      Shareholder

7     Review of Statement of the Purpose of   Against   Against      Shareholder

      a Corporation and Report on                                              

      Recommended Changes to Governance                                        

      Documents, Policies, and Practices                                       

 

 

--------------------------------------------------------------------------------

 

BRANDYWINE REALTY TRUST                                                         

 

Ticker:       BDN            Security ID:  105368203                           

Meeting Date: MAY 20, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James C. Diggs           For       For          Management


 
 

1b    Elect Director Wyche Fowler             For       For          Management

1c    Elect Director H. Richard Haverstick,   For       For          Management

      Jr.                                                                       

1d    Elect Director Terri A. Herubin         For       For          Management

1e    Elect Director Michael J. Joyce         For       For          Management

1f    Elect Director Charles P. Pizzi         For       Against      Management

1g    Elect Director Gerard H. Sweeney        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

BRISTOL-MYERS SQUIBB COMPANY                                                   

 

Ticker:       BMY            Security ID:  110122108                           

Meeting Date: MAY 05, 2020   Meeting Type: Annual                               

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Peter J. Arduini         For       For          Management

1B    Elect Director Robert Bertolini         For       For          Management

1C    Elect Director Michael W. Bonney        For       For          Management

1D    Elect Director Giovanni Caforio         For       For          Management

1E    Elect Director Matthew W. Emmens        For       For          Management

1F    Elect Director Julia A. Haller          For       For          Management

1G    Elect Director Dinesh C. Paliwal        For       For          Management

1H    Elect Director Theodore R. Samuels      For       For          Management

1I    Elect Director Vicki L. Sato            For       For          Management

1J    Elect Director Gerald L. Storch         For       For          Management

1K    Elect Director Karen H. Vousden         For       For          Management

1L    Elect Director Phyllis R. Yale          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management


 
 

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Require Independent Board Chairman      Against   For          Shareholder

5     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

BRIXMOR PROPERTY GROUP INC.                                                    

 

Ticker:       BRX            Security ID:  11120U105                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  FEB 12, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James M. Taylor, Jr.     For       For          Management

1.2   Elect Director John G. Schreiber        For       For          Management

1.3   Elect Director Michael Berman           For       For          Management

1.4   Elect Director Julie Bowerman           For       For          Management

1.5   Elect Director Sheryl M. Crosland       For       For          Management

1.6   Elect Director Thomas W. Dickson        For       For          Management

1.7   Elect Director Daniel B. Hurwitz        For       For          Management

1.8   Elect Director William D. Rahm          For       For          Management

1.9   Elect Director Gabrielle Sulzberger     For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

BROADCOM INC.                                                                  

 

Ticker:       AVGO           Security ID:  11135F101                            

Meeting Date: MAR 30, 2020   Meeting Type: Annual                              

Record Date:  FEB 06, 2020                                                     

 


 
 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Hock E. Tan              For       For          Management

1b    Elect Director Henry Samueli            For       For          Management

1c    Elect Director Eddy W. Hartenstein      For       Against      Management

1d    Elect Director Diane M. Bryant          For       For          Management

1e    Elect Director Gayla J. Delly           For       For          Management

1f    Elect Director Raul J. Fernandez        For       For          Management

1g    Elect Director Check Kian Low           For       For          Management

1h    Elect Director Justine F. Page          For       For          Management

1i    Elect Director Harry L. You             For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

BROOKFIELD PROPERTY PARTNERS L.P.                                              

 

Ticker:       BPY            Security ID:  G16249107                           

Meeting Date: OCT 24, 2019   Meeting Type: Special                             

Record Date:  AUG 30, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Unit Option Plan                  For       For          Management

 

 

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CISCO SYSTEMS, INC.                                                            

 

Ticker:       CSCO           Security ID:  17275R102                           

Meeting Date: DEC 10, 2019   Meeting Type: Annual                              

Record Date:  OCT 11, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director M. Michele Burns         For       For          Management

1b    Elect Director Wesley G. Bush           For       For          Management


 
 

1c    Elect Director Michael D. Capellas      For       For          Management

1d    Elect Director Mark Garrett             For       For          Management

1e    Elect Director Kristina M. Johnson      For       For          Management

1f    Elect Director Roderick C. McGeary      For       For          Management

1g    Elect Director Charles H. Robbins       For       For          Management

1h    Elect Director Arun Sarin               For       For          Management

1i    Elect Director Brenton L. Saunders      For       For          Management

1j    Elect Director Carol B. Tome            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

4     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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CITIZENS FINANCIAL GROUP, INC.                                                 

 

Ticker:       CFG            Security ID:  174610105                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:  FEB 25, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Bruce Van Saun           For       For          Management

1.2   Elect Director Christine M. Cumming     For       For          Management

1.3   Elect Director William P. Hankowsky     For       For          Management

1.4   Elect Director Howard W. Hanna, III     For       For          Management

1.5   Elect Director Leo I. ("Lee") Higdon    For       For          Management

1.6   Elect Director Edward J. ("Ned")        For       For          Management

      Kelly, III                                                               

1.7   Elect Director Charles J. ("Bud") Koch  For       For          Management

1.8   Elect Director Robert G. Leary          For       For          Management

1.9   Elect Director Terrance J. Lillis       For       For          Management

1.10  Elect Director Shivan Subramaniam       For       For          Management


 
 

1.11  Elect Director Wendy A. Watson          For       For          Management

1.12  Elect Director Marita Zuraitis          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

4     Provide Right to Call Special Meeting   For       For          Management

5     Amend Certificate of Incorporation to   For       For          Management

      Remove Non-Operative Provisions                                           

 

 

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COMERICA INCORPORATED                                                          

 

Ticker:       CMA            Security ID:  200340107                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  FEB 28, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael E. Collins       For       For          Management

1.2   Elect Director Roger A. Cregg           For       For          Management

1.3   Elect Director T. Kevin DeNicola        For       For          Management

1.4   Elect Director Curtis C. Farmer         For       For          Management

1.5   Elect Director Jacqueline P. Kane       For       For          Management

1.6   Elect Director Richard G. Lindner       For       For          Management

1.7   Elect Director Barbara R. Smith         For       For          Management

1.8   Elect Director Robert S. Taubman        For       For          Management

1.9   Elect Director Reginald M. Turner, Jr.  For       For          Management

1.10  Elect Director Nina G. Vaca             For       For          Management

1.11  Elect Director Michael G. Van de Ven    For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 


 
 

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CORECIVIC, INC.                                                                

 

Ticker:       CXW            Security ID:  21871N101                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                               

Record Date:  MAR 18, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Donna M. Alvarado        For       For          Management

1b    Elect Director Robert J. Dennis         For       For          Management

1c    Elect Director Mark A. Emkes            For       Against      Management

1d    Elect Director Damon T. Hininger        For       For          Management

1e    Elect Director Stacia A. Hylton         For       Against      Management

1f    Elect Director Harley G. Lappin         For       Against      Management

1g    Elect Director Anne L. Mariucci         For       For          Management

1h    Elect Director Thurgood Marshall, Jr.   For       Against      Management

1i    Elect Director Devin I. Murphy          For       For          Management

1j    Elect Director Charles L. Overby        For       Against      Management

1k    Elect Director John R. Prann, Jr.       For       For          Management

2     Ratify Ernst & Young LLP as Auditor     For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

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DISCOVER FINANCIAL SERVICES                                                    

 

Ticker:       DFS            Security ID:  254709108                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Aronin        For       For          Management

1.2   Elect Director Mary K. Bush             For       For          Management


 
 

1.3   Elect Director Gregory C. Case          For       For          Management

1.4   Elect Director Candace H. Duncan        For       For          Management

1.5   Elect Director Joseph F. Eazor          For       For          Management

1.6   Elect Director Cynthia A. Glassman      For       For          Management

1.7   Elect Director Roger C. Hochschild      For       For          Management

1.8   Elect Director Thomas G. Maheras        For       For          Management

1.9   Elect Director Michael H. Moskow        For       For          Management

1.10  Elect Director Mark A. Thierer          For       For          Management

1.11  Elect Director Lawrence A. Weinbach -   None      None         Management

      Withdrawn Resolution                                                     

1.12  Elect Director Jennifer L. Wong         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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EATON CORPORATION PLC                                                          

 

Ticker:       ETN            Security ID:  G29183103                           

Meeting Date: APR 22, 2020   Meeting Type: Annual                               

Record Date:  FEB 24, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Craig Arnold             For       For          Management

1b    Elect Director Christopher M. Connor    For       For          Management

1c    Elect Director Michael J. Critelli      For       For          Management

1d    Elect Director Richard H. Fearon        For       Against      Management

1e    Elect Director Olivier Leonetti         For       For          Management

1f    Elect Director Deborah L. McCoy         For       For          Management

1g    Elect Director Silvio Napoli            For       For          Management

1h    Elect Director Gregory R. Page          For       For          Management

1i    Elect Director Sandra Pianalto          For       For          Management


 
 

1j    Elect Director Lori J. Ryerkerk         For       For          Management

1k    Elect Director Gerald B. Smith          For       For          Management

1l    Elect Director Dorothy C. Thompson      For       For          Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Approve Ernst & Young LLP as Auditors   For       For          Management

      and Authorize Board to Fix Their                                          

      Remuneration                                                             

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Authorize Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

6     Authorize Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

7     Authorize Share Repurchase of Issued    For       For          Management

      Share Capital                                                            

 

 

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ELI LILLY AND COMPANY                                                          

 

Ticker:       LLY            Security ID:  532457108                           

Meeting Date: MAY 04, 2020   Meeting Type: Annual                              

Record Date:  MAR 09, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Eskew         For       For          Management

1b    Elect Director William G. Kaelin, Jr.   For       For          Management

1c    Elect Director David A. Ricks           For       For          Management

1d    Elect Director Marschall S. Runge       For       For          Management

1e    Elect Director Karen Walker             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Declassify the Board of Directors       For       For          Management

5     Eliminate Supermajority Voting          For       For          Management

      Provisions                                                               


 
 

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Report on Forced Swim Test              Against   Against      Shareholder

8     Require Independent Board Chairman      Against   For          Shareholder

9     Disclose Board Matrix Including         Against   Against      Shareholder

      Ideological Perspectives                                                  

10    Report on Integrating Drug Pricing      Against   Against      Shareholder

      Risks into Senior Executive                                              

      Compensation Arrangements                                                 

11    Adopt Policy on Bonus Banking           Against   For          Shareholder

12    Clawback Disclosure of Recoupment       Against   For          Shareholder

      Activity from Senior Officers                                            

 

 

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EPR PROPERTIES                                                                 

 

Ticker:       EPR            Security ID:  26884U109                           

Meeting Date: MAY 29, 2020   Meeting Type: Annual                              

Record Date:  MAR 06, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Barrett Brady            For       For          Management

1.2   Elect Director Peter C. Brown           For       For          Management

1.3   Elect Director James B. Connor          For       For          Management

1.4   Elect Director Robert J. Druten         For       For          Management

1.5   Elect Director Gregory K. Silvers       For       For          Management

1.6   Elect Director Robin P. Sterneck        For       For          Management

1.7   Elect Director Virginia E. Shanks       For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Amend Declaration of Trust to Permit    For       For          Management

      the Company to Redeem Securities Held                                    

      by an Unsuitable Shareholder                                              

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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EXXON MOBIL CORPORATION                                                         

 

Ticker:       XOM            Security ID:  30231G102                           

Meeting Date: MAY 27, 2020   Meeting Type: Annual                              

Record Date:  APR 02, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Susan K. Avery           For       For          Management

1.2   Elect Director Angela F. Braly          For       For          Management

1.3   Elect Director Ursula M. Burns          For       For          Management

1.4   Elect Director Kenneth C. Frazier       For       For          Management

1.5   Elect Director Joseph L. Hooley         For       For          Management

1.6   Elect Director Steven A. Kandarian      For       For          Management

1.7   Elect Director Douglas R. Oberhelman    For       For          Management

1.8   Elect Director Samuel J. Palmisano      For       For          Management

1.9   Elect Director William C. Weldon        For       For          Management

1.10  Elect Director Darren W. Woods          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditor                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Require Independent Board Chair         Against   For          Shareholder

5     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                      

6     Report on Costs & Benefits of           Against   Against      Shareholder

      Climate-Related Expenditures                                             

7     Report on Risks of Petrochemical        Against   Against      Shareholder

      Operations in Flood Prone Areas                                          

8     Report on Political Contributions       Against   Against      Shareholder

9     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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FACEBOOK, INC.                                                                 

 

Ticker:       FB             Security ID:  30303M102                           


 
 

Meeting Date: MAY 27, 2020   Meeting Type: Annual                              

Record Date:  APR 03, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peggy Alford             For       For          Management

1.2   Elect Director Marc L. Andreessen       For       For          Management

1.3   Elect Director Andrew W. Houston        For       For          Management

1.4   Elect Director Nancy Killefer           For       For          Management

1.5   Elect Director Robert M. Kimmitt        For       For          Management

1.6   Elect Director Sheryl K. Sandberg       For       Withhold     Management

1.7   Elect Director Peter A. Thiel           For       For          Management

1.8   Elect Director Tracey T. Travis         For       For          Management

1.9   Elect Director Mark Zuckerberg          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Approve Non-Employee Director           For       Against      Management

      Compensation Policy                                                      

4     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

5     Require Independent Board Chair         Against   For          Shareholder

6     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

7     Report on Political Advertising         Against   For          Shareholder

8     Require Independent Director Nominee    Against   Against      Shareholder

      with Human and/or Civil Rights                                           

      Experience                                                               

9     Report on Civil and Human Rights Risk   Against   Against      Shareholder

      Assessment                                                                

10    Report on Online Child Sexual           Against   For          Shareholder

      Exploitation                                                             

11    Report on Median Gender/Racial Pay Gap  Against   Against      Shareholder

 

 

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FIRSTENERGY CORP.                                                              

 

Ticker:       FE             Security ID:  337932107                           


 
 

Meeting Date: MAY 19, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael J. Anderson      For       For          Management

1.2   Elect Director Steven J. Demetriou      For       For          Management

1.3   Elect Director Julia L. Johnson         For       For          Management

1.4   Elect Director Charles E. Jones         For       For          Management

1.5   Elect Director Donald T. Misheff        For       For          Management

1.6   Elect Director Thomas N. Mitchell       For       For          Management

1.7   Elect Director James F. O'Neil, III     For       For          Management

1.8   Elect Director Christopher D. Pappas    For       For          Management

1.9   Elect Director Sandra Pianalto          For       For          Management

1.10  Elect Director Luis A. Reyes            For       For          Management

1.11  Elect Director Leslie M. Turner         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditor                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Amend Code of Regulations to Authorize  For       For          Management

      Board to Make Certain Future Amendments                                  

6     Amend Proxy Access Right                Against   Against      Shareholder

 

 

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FOOT LOCKER, INC.                                                              

 

Ticker:       FL             Security ID:  344849104                           

Meeting Date: MAY 20, 2020   Meeting Type: Annual                              

Record Date:  MAR 23, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Maxine Clark             For       For          Management

1B    Elect Director Alan D. Feldman          For       For          Management


 
 

1C    Elect Director Richard A. Johnson       For       For          Management

1D    Elect Director Guillermo G. Marmol      For       For          Management

1E    Elect Director Matthew M. McKenna       For       For          Management

1F    Elect Director Darlene Nicosia          For       For          Management

1G    Elect Director Steven Oakland           For       For          Management

1H    Elect Director Ulice Payne, Jr.         For       For          Management

1I    Elect Director Kimberly Underhill       For       For          Management

1J    Elect Director Tristan Walker           For       For          Management

1K    Elect Director Dona D. Young            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditor              For       For          Management

 

 

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GARMIN LTD.                                                                    

 

Ticker:       GRMN           Security ID:  H2906T109                           

Meeting Date: JUN 05, 2020   Meeting Type: Annual                              

Record Date:  APR 09, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Consolidated Financial           For       For          Management

      Statements and Statutory Reports                                         

2     Approve Allocation of Income and        For       For          Management

      Dividends                                                                 

3     Approve Dividends                       For       For          Management

4     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

5.1   Elect Director Jonathan C. Burrell      For       For          Management

5.2   Elect Director Joseph J. Hartnett       For       For          Management

5.3   Elect Director Min H. Kao               For       For          Management

5.4   Elect Director Catherine A. Lewis       For       For          Management

5.5   Elect Director Charles W. Peffer        For       For          Management


 
 

5.6   Elect Director Clifton A. Pemble        For       For          Management

6     Elect Min H. Kao as Board Chairman      For       For          Management

7.1   Appoint Jonathan C. Burrell as Member   For       For          Management

      of the Compensation Committee                                            

7.2   Appoint Joseph J. Hartnett as Member    For       For          Management

      of the Compensation Committee                                            

7.3   Appoint Catherine A. Lewis as Member    For       For          Management

      of the Compensation Committee                                            

7.4   Appoint Charles W. Peffer as Member of  For       For          Management

      the Compensation Committee                                               

8     Designate Wuersch & Gering LLP as       For       For          Management

      Independent Proxy                                                        

9     Ratify Ernst & Young LLP as Auditor     For       For          Management

10    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

11    Approve Fiscal Year 2021 Maximum        For       For          Management

      Aggregate Compensation for the                                           

      Executive Management                                                      

12    Approve Maximum Aggregate Compensation  For       For          Management

      for the Board of Directors for the                                       

      Period Between the 2020 AGM and the                                       

      2021 AGM                                                                 

13    Approve the Renewal of Authorized       For       For          Management

      Share Capital without Preemptive Rights                                   

 

 

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GILEAD SCIENCES, INC.                                                          

 

Ticker:       GILD           Security ID:  375558103                            

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jacqueline K. Barton     For       For          Management

1b    Elect Director Sandra J. Horning        For       For          Management

1c    Elect Director Kelly A. Kramer          For       For          Management

1d    Elect Director Kevin E. Lofton          For       For          Management


 
 

1e    Elect Director Harish Manwani           For       For          Management

1f    Elect Director Daniel P. O'Day          For       For          Management

1g    Elect Director Richard J. Whitley       For       For          Management

1h    Elect Director Per Wold-Olsen           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chair         Against   For          Shareholder

5     Eliminate the Ownership Threshold for   Against   Against      Shareholder

      Stockholders to Request a Record Date                                    

      to Take Action by Written Consent                                        

 

 

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H&R BLOCK, INC.                                                                

 

Ticker:       HRB            Security ID:  093671105                           

Meeting Date: SEP 12, 2019   Meeting Type: Annual                              

Record Date:  JUL 12, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Angela N. Archon         For       For          Management

1b    Elect Director Paul J. Brown            For       For          Management

1c    Elect Director Robert A. Gerard         For       For          Management

1d    Elect Director Richard A. Johnson       For       For          Management

1e    Elect Director Jeffrey J. Jones, II     For       For          Management

1f    Elect Director David Baker Lewis        For       For          Management

1g    Elect Director Victoria J. Reich        For       For          Management

1h    Elect Director Bruce C. Rohde           For       For          Management

1i    Elect Director Matthew E. Winter        For       For          Management

1j    Elect Director Christianna Wood         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         


 
 

 

 

--------------------------------------------------------------------------------

 

HELMERICH & PAYNE, INC.                                                        

 

Ticker:       HP             Security ID:  423452101                           

Meeting Date: MAR 03, 2020   Meeting Type: Annual                              

Record Date:  JAN 07, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Delaney M. Bellinger     For       For          Management

1b    Elect Director Kevin G. Cramton         For       For          Management

1c    Elect Director Randy A. Foutch          For       For          Management

1d    Elect Director Hans Helmerich           For       For          Management

1e    Elect Director John W. Lindsay          For       For          Management

1f    Elect Director Jose R. Mas              For       For          Management

1g    Elect Director Thomas A. Petrie         For       For          Management

1h    Elect Director Donald F. Robillard, Jr. For       For          Management

1i    Elect Director Edward B. Rust, Jr.      For       For          Management

1j    Elect Director Mary M. VanDeWeghe       For       For          Management

1k    Elect Director John D. Zeglis           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

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HEWLETT PACKARD ENTERPRISE COMPANY                                             

 

Ticker:       HPE            Security ID:  42824C109                           

Meeting Date: APR 01, 2020   Meeting Type: Annual                               

Record Date:  FEB 03, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Daniel Ammann            For       For          Management


 
 

1b    Elect Director Pamela L. Carter         For       For          Management

1c    Elect Director Jean M. Hobby            For       For          Management

1d    Elect Director George R. Kurtz          For       For          Management

1e    Elect Director Raymond J. Lane          For       For          Management

1f    Elect Director Ann M. Livermore         For       For          Management

1g    Elect Director Antonio F. Neri          For       For          Management

1h    Elect Director Charles H. Noski         For       For          Management

1i    Elect Director Raymond E. Ozzie         For       For          Management

1j    Elect Director Gary M. Reiner           For       For          Management

1k    Elect Director Patricia F. Russo        For       For          Management

1l    Elect Director Lip-Bu Tan               For       For          Management

1m    Elect Director Mary Agnes Wilderotter   For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Require Shareholder Approval of Bylaw   Against   Against      Shareholder

      Amendments Adopted by the Board of                                       

      Directors                                                                 

 

 

--------------------------------------------------------------------------------

 

HOLLYFRONTIER CORPORATION                                                      

 

Ticker:       HFC            Security ID:  436106108                           

Meeting Date: MAY 13, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Anne-Marie N. Ainsworth  For       For          Management

1b    Elect Director Douglas Y. Bech          For       For          Management

1c    Elect Director Anna C. Catalano         For       For          Management

1d    Elect Director Leldon E. Echols         For       For          Management

1e    Elect Director Michael C. Jennings      For       For          Management

1f    Elect Director R. Craig Knocke          For       For          Management


 
 

1g    Elect Director Robert J. Kostelnik      For       For          Management

1h    Elect Director James H. Lee             For       For          Management

1i    Elect Director Franklin Myers           For       For          Management

1j    Elect Director Michael E. Rose          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

 

 

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HONEYWELL INTERNATIONAL INC.                                                   

 

Ticker:       HON            Security ID:  438516106                           

Meeting Date: APR 27, 2020   Meeting Type: Annual                              

Record Date:  FEB 28, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Darius Adamczyk          For       For          Management

1B    Elect Director Duncan B. Angove         For       For          Management

1C    Elect Director William S. Ayer          For       For          Management

1D    Elect Director Kevin Burke              For       For          Management

1E    Elect Director D. Scott Davis           For       For          Management

1F    Elect Director Linnet F. Deily          For       For          Management

1G    Elect Director Deborah Flint            For       For          Management

1H    Elect Director Judd Gregg               For       For          Management

1I    Elect Director Clive Hollick            For       For          Management

1J    Elect Director Grace D. Lieblein        For       For          Management

1K    Elect Director Raymond T. Odierno       For       For          Management

1L    Elect Director George Paz               For       For          Management

1M    Elect Director Robin L. Washington      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         


 
 

3     Ratify Deloitte & Touche LLP as Auditor For       For          Management

4     Require Shareholder Approval of Bylaw   Against   Against      Shareholder

      Amendments Adopted by the Board of                                       

      Directors                                                                

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

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HOST HOTELS & RESORTS, INC.                                                    

 

Ticker:       HST            Security ID:  44107P104                           

Meeting Date: MAY 15, 2020   Meeting Type: Annual                              

Record Date:  MAR 19, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mary L. Baglivo          For       For          Management

1.2   Elect Director Sheila C. Bair           For       For          Management

1.3   Elect Director Richard E. Marriott      For       For          Management

1.4   Elect Director Sandeep L. Mathrani      For       For          Management

1.5   Elect Director John B. Morse, Jr.       For       For          Management

1.6   Elect Director Mary Hogan Preusse       For       For          Management

1.7   Elect Director Walter C. Rakowich       For       For          Management

1.8   Elect Director James F. Risoleo         For       For          Management

1.9   Elect Director Gordon H. Smith          For       For          Management

1.10  Elect Director A. William Stein         For       For          Management

2     Ratify KPMG LLP as Auditor              For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

 

 

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HUBBELL INCORPORATED                                                           

 

Ticker:       HUBB           Security ID:  443510607                           

Meeting Date: MAY 05, 2020   Meeting Type: Annual                              

Record Date:  MAR 06, 2020                                                     


 
 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Carlos M. Cardoso        For       For          Management

1.2   Elect Director Anthony J. Guzzi         For       For          Management

1.3   Elect Director Neal J. Keating          For       For          Management

1.4   Elect Director Bonnie C. Lind           For       For          Management

1.5   Elect Director John F. Malloy           For       For          Management

1.6   Elect Director David G. Nord            For       For          Management

1.7   Elect Director John G. Russell          For       For          Management

1.8   Elect Director Steven R. Shawley        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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INTEL CORPORATION                                                               

 

Ticker:       INTC           Security ID:  458140100                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James J. Goetz           For       For          Management

1b    Elect Director Alyssa Henry             For       For          Management

1c    Elect Director Omar Ishrak              For       For          Management

1d    Elect Director Risa Lavizzo-Mourey      For       For          Management

1e    Elect Director Tsu-Jae King Liu         For       For          Management

1f    Elect Director Gregory D. Smith         For       For          Management

1g    Elect Director Robert 'Bob' H. Swan     For       For          Management

1h    Elect Director Andrew Wilson            For       For          Management

1i    Elect Director Frank D. Yeary           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management


 
 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Report on Global Median Gender/Racial   Against   Against      Shareholder

      Pay Gap                                                                   

 

 

--------------------------------------------------------------------------------

 

INTERNATIONAL BUSINESS MACHINES CORPORATION                                    

 

Ticker:       IBM            Security ID:  459200101                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  FEB 28, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas Buberl            For       For          Management

1.2   Elect Director Michael L. Eskew         For       For          Management

1.3   Elect Director David N. Farr            For       For          Management

1.4   Elect Director Alex Gorsky              For       For          Management

1.5   Elect Director Michelle J. Howard       For       For          Management

1.6   Elect Director Arvind Krishna           For       For          Management

1.7   Elect Director Andrew N. Liveris        For       For          Management

1.8   Elect Director Frederick William        For       For          Management

      McNabb, III                                                               

1.9   Elect Director Martha E. Pollack        For       For          Management

1.10  Elect Director Virginia M. Rometty      For       For          Management

1.11  Elect Director Joseph R. Swedish        For       For          Management

1.12  Elect Director Sidney Taurel            For       For          Management

1.13  Elect Director Peter R. Voser           For       For          Management

1.14  Elect Director Frederick H. Waddell     For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management


 
 

      Executive Officers' Compensation                                         

4     Amend Governing Documents to allow      Against   For          Shareholder

      Removal of Directors                                                     

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Require Independent Board Chairman      Against   For          Shareholder

 

 

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INTERNATIONAL PAPER COMPANY                                                    

 

Ticker:       IP             Security ID:  460146103                           

Meeting Date: MAY 11, 2020   Meeting Type: Annual                              

Record Date:  MAR 12, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William J. Burns         For       For          Management

1b    Elect Director Christopher M. Connor    For       For          Management

1c    Elect Director Ahmet C. Dorduncu        For       For          Management

1d    Elect Director Ilene S. Gordon          For       For          Management

1e    Elect Director Anders Gustafsson        For       For          Management

1f    Elect Director Jacqueline C. Hinman     For       For          Management

1g    Elect Director Clinton A. Lewis, Jr.    For       For          Management

1h    Elect Director Kathryn D. Sullivan      For       For          Management

1i    Elect Director Mark S. Sutton           For       For          Management

1j    Elect Director J. Steven Whisler        For       For          Management

1k    Elect Director Ray G. Young             For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

--------------------------------------------------------------------------------

 

IRON MOUNTAIN INCORPORATED                                                     


 
 

 

Ticker:       IRM            Security ID:  46284V101                           

Meeting Date: MAY 13, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jennifer Allerton        For       For          Management

1b    Elect Director Pamela M. Arway          For       For          Management

1c    Elect Director Clarke H. Bailey         For       For          Management

1d    Elect Director Kent P. Dauten           For       For          Management

1e    Elect Director Paul F. Deninger         For       For          Management

1f    Elect Director Monte Ford               For       For          Management

1g    Elect Director Per-Kristian Halvorsen   For       For          Management

1h    Elect Director Robin L. Matlock         For       For          Management

1i    Elect Director William L. Meaney        For       For          Management

1j    Elect Director Wendy J. Murdock         For       For          Management

1k    Elect Director Walter C. Rakowich       For       For          Management

1l    Elect Director Doyle R. Simons          For       For          Management

1m    Elect Director Alfred J. Verrecchia     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

JANUS HENDERSON GROUP PLC                                                      

 

Ticker:       JHG            Security ID:  G4474Y214                           

Meeting Date: APR 30, 2020   Meeting Type: Annual                              

Record Date:  MAR 09, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Elect Director Kalpana Desai            For       For          Management


 
 

3     Elect Director Jeffrey Diermeier        For       For          Management

4     Elect Director Kevin Dolan              For       For          Management

5     Elect Director Eugene Flood, Jr.        For       For          Management

6     Elect Director Richard Gillingwater     For       For          Management

7     Elect Director Lawrence Kochard         For       For          Management

8     Elect Director Glenn Schafer            For       For          Management

9     Elect Director Angela Seymour-Jackson   For       For          Management

10    Elect Director Richard Weil             For       For          Management

11    Elect Director Tatsusaburo Yamamoto     For       For          Management

12    Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorise Audit Committee                                   

      to Fix Their Remuneration                                                 

13    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

14    Authorise Market Purchase of CDIs       For       For          Management

 

 

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JOHNSON & JOHNSON                                                              

 

Ticker:       JNJ            Security ID:  478160104                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:  FEB 25, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mary C. Beckerle         For       For          Management

1b    Elect Director D. Scott Davis           For       For          Management

1c    Elect Director Ian E. L. Davis          For       For          Management

1d    Elect Director Jennifer A. Doudna       For       For          Management

1e    Elect Director Alex Gorsky              For       For          Management

1f    Elect Director Marillyn A. Hewson       For       For          Management

1g    Elect Director Hubert Joly              For       For          Management

1h    Elect Director Mark B. McClellan        For       For          Management

1i    Elect Director Anne M. Mulcahy          For       For          Management


 
 

1j    Elect Director Charles Prince           For       For          Management

1k    Elect Director A. Eugene Washington     For       For          Management

1l    Elect Director Mark A. Weinberger       For       For          Management

1m    Elect Director Ronald A. Williams       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Amend Certificate of Incorporation to   For       For          Management

      Permit Removal of Directors With or                                       

      Without Cause                                                            

5     Require Independent Board Chair         Against   For          Shareholder

6     Report on Governance Measures           Against   For          Shareholder

      Implemented Related to Opioids                                           

 

 

--------------------------------------------------------------------------------

 

JOHNSON CONTROLS INTERNATIONAL PLC                                             

 

Ticker:       JCI            Security ID:  G51502105                           

Meeting Date: MAR 04, 2020   Meeting Type: Annual                              

Record Date:  JAN 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jean Blackwell           For       For          Management

1b    Elect Director Pierre Cohade            For       For          Management

1c    Elect Director Michael E. Daniels       For       For          Management

1d    Elect Director Juan Pablo del Valle     For       For          Management

      Perochena                                                                 

1e    Elect Director W. Roy Dunbar            For       For          Management

1f    Elect Director Gretchen R. Haggerty     For       For          Management

1g    Elect Director Simone Menne             For       For          Management

1h    Elect Director George R. Oliver         For       For          Management

1i    Elect Director Jurgen Tinggren          For       For          Management

1j    Elect Director Mark Vergnano            For       For          Management


 
 

1k    Elect Director R. David Yost            For       For          Management

1l    Elect Director John D. Young            For       For          Management

2a    Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

2b    Authorize Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

3     Authorize Market Purchases of Company   For       For          Management

      Shares                                                                   

4     Determine Price Range for Reissuance    For       For          Management

      of Treasury Shares                                                       

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Approve the Directors' Authority to     For       For          Management

      Allot Shares                                                             

7     Approve the Disapplication of           For       For          Management

      Statutory Pre-Emption Rights                                             

 

 

--------------------------------------------------------------------------------

 

JPMORGAN CHASE & CO.                                                            

 

Ticker:       JPM            Security ID:  46625H100                           

Meeting Date: MAY 19, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linda B. Bammann         For       For          Management

1b    Elect Director Stephen B. Burke         For       For          Management

1c    Elect Director Todd A. Combs            For       For          Management

1d    Elect Director James S. Crown           For       For          Management

1e    Elect Director James Dimon              For       For          Management

1f    Elect Director Timothy P. Flynn         For       For          Management

1g    Elect Director Mellody Hobson           For       For          Management

1h    Elect Director Michael A. Neal          For       For          Management

1i    Elect Director Lee R. Raymond           For       For          Management

1j    Elect Director Virginia M. Rometty      For       For          Management


 
 

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditor                                                                   

4     Require Independent Board Chair         Against   For          Shareholder

5     Report on Reputational Risk Related to  Against   Against      Shareholder

      Canadian Oil Sands, Oil Sands Pipeline                                   

      Companies and Arctic Oil and Gas                                         

      Exploration and Production.                                              

6     Report on Climate Change                Against   For          Shareholder

7     Amend Shareholder Written Consent       Against   Against      Shareholder

      Provisions                                                               

8     Report on Charitable Contributions      Against   Against      Shareholder

9     Report on Gender/Racial Pay Gap         Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

KEYCORP                                                                        

 

Ticker:       KEY            Security ID:  493267108                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 27, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Bruce D. Broussard       For       For          Management

1.2   Elect Director Gary M. Crosby           For       For          Management

1.3   Elect Director Alexander M. Cutler      For       For          Management

1.4   Elect Director H. James Dallas          For       For          Management

1.5   Elect Director Elizabeth R. Gile        For       For          Management

1.6   Elect Director Ruth Ann M. Gillis       For       For          Management

1.7   Elect Director Christopher M. Gorman    For       For          Management

1.8   Elect Director Carlton L. Highsmith     For       For          Management

1.9   Elect Director Richard J. Hipple        For       For          Management

1.10  Elect Director Kristen L. Manos         For       For          Management

1.11  Elect Director Barbara R. Snyder        For       For          Management


 
 

1.12  Elect Director David K. Wilson          For       For          Management

2     Ratify Ernst & Young LLP as Auditor     For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                      

 

 

--------------------------------------------------------------------------------

 

KIMBERLY-CLARK CORPORATION                                                     

 

Ticker:       KMB            Security ID:  494368103                            

Meeting Date: APR 29, 2020   Meeting Type: Annual                              

Record Date:  MAR 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Abelardo E. Bru          For       For          Management

1.2   Elect Director Robert W. Decherd        For       For          Management

1.3   Elect Director Michael D. Hsu           For       For          Management

1.4   Elect Director Mae C. Jemison           For       For          Management

1.5   Elect Director S. Todd Maclin           For       For          Management

1.6   Elect Director Sherilyn S. McCoy        For       For          Management

1.7   Elect Director Christa S. Quarles       For       For          Management

1.8   Elect Director Ian C. Read              For       For          Management

1.9   Elect Director Dunia A. Shive           For       For          Management

1.10  Elect Director Mark T. Smucker          For       For          Management

1.11  Elect Director Michael D. White         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 


 
 

KINDER MORGAN, INC.                                                            

 

Ticker:       KMI            Security ID:  49456B101                            

Meeting Date: MAY 13, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard D. Kinder        For       For          Management

1.2   Elect Director Steven J. Kean           For       For          Management

1.3   Elect Director Kimberly A. Dang         For       Against      Management

1.4   Elect Director Ted A. Gardner           For       For          Management

1.5   Elect Director Anthony W. Hall, Jr.     For       For          Management

1.6   Elect Director Gary L. Hultquist        For       For          Management

1.7   Elect Director Ronald L. Kuehn, Jr.     For       For          Management

1.8   Elect Director Deborah A. Macdonald     For       For          Management

1.9   Elect Director Michael C. Morgan        For       For          Management

1.10  Elect Director Arthur C. Reichstetter   For       For          Management

1.11  Elect Director Fayez Sarofim            For       For          Management

1.12  Elect Director C. Park Shaper           For       For          Management

1.13  Elect Director William A. Smith         For       For          Management

1.14  Elect Director Joel V. Staff            For       For          Management

1.15  Elect Director Robert F. Vagt           For       For          Management

1.16  Elect Director Perry M. Waughtal        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

LOCKHEED MARTIN CORPORATION                                                     

 

Ticker:       LMT            Security ID:  539830109                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:  FEB 24, 2020                                                      

 


 
 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Daniel F. Akerson        For       For          Management

1.2   Elect Director David B. Burritt         For       For          Management

1.3   Elect Director Bruce A. Carlson         For       For          Management

1.4   Elect Director Joseph F. Dunford, Jr.   For       For          Management

1.5   Elect Director James O. Ellis, Jr.      For       For          Management

1.6   Elect Director Thomas J. Falk           For       For          Management

1.7   Elect Director Ilene S. Gordon          For       For          Management

1.8   Elect Director Marillyn A. Hewson       For       For          Management

1.9   Elect Director Vicki A. Hollub          For       For          Management

1.10  Elect Director Jeh C. Johnson           For       For          Management

1.11  Elect Director Debra L. Reed-Klages     For       For          Management

1.12  Elect Director James D. Taiclet, Jr.    For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

LYONDELLBASELL INDUSTRIES N.V.                                                 

 

Ticker:       LYB            Security ID:  N53745100                           

Meeting Date: SEP 12, 2019   Meeting Type: Special                             

Record Date:  AUG 15, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

2     Approve the Cancellation of Shares      For       For          Management

 

 

--------------------------------------------------------------------------------

 


 
 

LYONDELLBASELL INDUSTRIES N.V.                                                 

 

Ticker:       LYB            Security ID:  N53745100                           

Meeting Date: MAY 29, 2020   Meeting Type: Annual                              

Record Date:  MAY 01, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jacques Aigrain          For       For          Management

1b    Elect Director Lincoln Benet            For       For          Management

1c    Elect Director Jagjeet (Jeet) Bindra    For       For          Management

1d    Elect Director Robin Buchanan           For       For          Management

1e    Elect Director Stephen Cooper           For       For          Management

1f    Elect Director Nance Dicciani           For       For          Management

1g    Elect Director Claire Farley            For       For          Management

1h    Elect Director Isabella (Bella) Goren   For       For          Management

1i    Elect Director Michael Hanley           For       For          Management

1j    Elect Director Albert Manifold          For       For          Management

1k    Elect Director Bhavesh (Bob) Patel      For       For          Management

2     Approve Discharge of the Members of     For       For          Management

      the Board of Directors                                                   

3     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

4     Ratify PricewaterhouseCoopers           For       For          Management

      Accountants N.V. as Auditors                                             

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

7     Approve Dividends of USD 4.20 Per Share For       For          Management

8     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

9     Approve Cancellation of Shares          For       For          Management

 

 

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MCDONALD'S CORPORATION                                                         


 
 

 

Ticker:       MCD            Security ID:  580135101                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 23, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd Dean               For       For          Management

1b    Elect Director Robert Eckert            For       For          Management

1c    Elect Director Catherine Engelbert      For       For          Management

1d    Elect Director Margaret Georgiadis      For       For          Management

1e    Elect Director Enrique Hernandez, Jr.   For       For          Management

1f    Elect Director Christopher Kempczinski  For       For          Management

1g    Elect Director Richard Lenny            For       For          Management

1h    Elect Director John Mulligan            For       For          Management

1i    Elect Director Sheila Penrose           For       For          Management

1j    Elect Director John Rogers, Jr.         For       For          Management

1k    Elect Director Paul Walsh               For       For          Management

1l    Elect Director Miles White              For       Against      Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

6     Report on Sugar and Public Health       Against   Against      Shareholder

 

 

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MEDICAL PROPERTIES TRUST, INC.                                                  

 

Ticker:       MPW            Security ID:  58463J304                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Edward K. Aldag, Jr.     For       For          Management


 
 

1.2   Elect Director G. Steven Dawson         For       For          Management

1.3   Elect Director R. Steven Hamner         For       Against      Management

1.4   Elect Director Caterina A. Mozingo      For       For          Management

1.5   Elect Director Elizabeth N. Pitman      For       For          Management

1.6   Elect Director C. Reynolds Thompson,    For       For          Management

      III                                                                      

1.7   Elect Director D. Paul Sparks, Jr.      For       For          Management

1.8   Elect Director Michael G. Stewart       For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MERCK & CO., INC.                                                              

 

Ticker:       MRK            Security ID:  58933Y105                           

Meeting Date: MAY 26, 2020   Meeting Type: Annual                              

Record Date:  MAR 27, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leslie A. Brun           For       For          Management

1b    Elect Director Thomas R. Cech           For       For          Management

1c    Elect Director Mary Ellen Coe           For       For          Management

1d    Elect Director Pamela J. Craig          For       For          Management

1e    Elect Director Kenneth C. Frazier       For       For          Management

1f    Elect Director Thomas H. Glocer         For       For          Management

1g    Elect Director Risa J. Lavizzo-Mourey   For       For          Management

1h    Elect Director Paul B. Rothman          For       For          Management

1i    Elect Director Patricia F. Russo        For       For          Management

1j    Elect Director Christine E. Seidman     For       For          Management

1k    Elect Director Inge G. Thulin           For       For          Management

1l    Elect Director Kathy J. Warden          For       For          Management


 
 

1m    Elect Director Peter C. Wendell         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Provide Right to Act by Written Consent Against   Against      Shareholder

5     Report on Corporate Tax Savings         Against   Against      Shareholder

      Allocation                                                               

 

 

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METLIFE, INC.                                                                   

 

Ticker:       MET            Security ID:  59156R108                           

Meeting Date: JUN 16, 2020   Meeting Type: Annual                              

Record Date:  APR 23, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Cheryl W. Grise          For       For          Management

1b    Elect Director Carlos M. Gutierrez      For       For          Management

1c    Elect Director Gerald L. Hassell        For       For          Management

1d    Elect Director David L. Herzog          For       For          Management

1e    Elect Director R. Glenn Hubbard         For       For          Management

1f    Elect Director Edward J. Kelly, III     For       For          Management

1g    Elect Director William E. Kennard       For       For          Management

1h    Elect Director Michel A. Khalaf         For       For          Management

1i    Elect Director Catherine R. Kinney      For       For          Management

1j    Elect Director Diana L. McKenzie        For       For          Management

1k    Elect Director Denise M. Morrison       For       For          Management

1l    Elect Director Mark A. Weinberger       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 


 
 

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MICROSOFT CORPORATION                                                          

 

Ticker:       MSFT           Security ID:  594918104                           

Meeting Date: DEC 04, 2019   Meeting Type: Annual                              

Record Date:  OCT 08, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Gates, III    For       For          Management

1.2   Elect Director Reid G. Hoffman          For       For          Management

1.3   Elect Director Hugh F. Johnston         For       For          Management

1.4   Elect Director Teri L. List-Stoll       For       For          Management

1.5   Elect Director Satya Nadella            For       For          Management

1.6   Elect Director Sandra E. Peterson       For       For          Management

1.7   Elect Director Penny S. Pritzker        For       For          Management

1.8   Elect Director Charles W. Scharf        For       For          Management

1.9   Elect Director Arne M. Sorenson         For       For          Management

1.10  Elect Director John W. Stanton          For       For          Management

1.11  Elect Director John W. Thompson         For       For          Management

1.12  Elect Director Emma N. Walmsley         For       For          Management

1.13  Elect Director Padmasree Warrior        For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Report on Employee Representation on    Against   Against      Shareholder

      the Board of Directors                                                   

5     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

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MONDELEZ INTERNATIONAL, INC.                                                   

 

Ticker:       MDLZ           Security ID:  609207105                           

Meeting Date: MAY 13, 2020   Meeting Type: Annual                              

Record Date:  MAR 12, 2020                                                      


 
 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lewis W.K. Booth         For       For          Management

1.2   Elect Director Charles E. Bunch         For       For          Management

1.3   Elect Director Debra A. Crew            For       For          Management

1.4   Elect Director Lois D. Juliber          For       For          Management

1.5   Elect Director Peter W. May             For       For          Management

1.6   Elect Director Jorge S. Mesquita        For       For          Management

1.7   Elect Director Fredric G. Reynolds      For       For          Management

1.8   Elect Director Christiana S. Shi        For       For          Management

1.9   Elect Director Patrick T. Siewert       For       For          Management

1.10  Elect Director Michael A. Todman        For       For          Management

1.11  Elect Director Jean-Francois M. L. van  For       For          Management

      Boxmeer                                                                  

1.12  Elect Director Dirk Van de Put          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Consider Pay Disparity Between          Against   Against      Shareholder

      Executives and Other Employees                                           

 

 

--------------------------------------------------------------------------------

 

MORGAN STANLEY                                                                 

 

Ticker:       MS             Security ID:  617446448                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 23, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Elizabeth Corley         For       For          Management

1b    Elect Director Alistair Darling         For       For          Management

1c    Elect Director Thomas H. Glocer         For       For          Management

1d    Elect Director James P. Gorman          For       For          Management


 
 

1e    Elect Director Robert H. Herz           For       For          Management

1f    Elect Director Nobuyuki Hirano          For       For          Management

1g    Elect Director Stephen J. Luczo         For       For          Management

1h    Elect Director Jami Miscik              For       For          Management

1i    Elect Director Dennis M. Nally          For       For          Management

1j    Elect Director Takeshi Ogasawara        For       For          Management

1k    Elect Director Hutham S. Olayan         For       For          Management

1l    Elect Director Mary L. Schapiro         For       For          Management

1m    Elect Director Perry M. Traquina        For       For          Management

1n    Elect Director Rayford Wilkins, Jr.     For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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NETAPP, INC.                                                                   

 

Ticker:       NTAP           Security ID:  64110D104                           

Meeting Date: SEP 12, 2019   Meeting Type: Annual                              

Record Date:  JUL 17, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director T. Michael Nevens        For       For          Management

1b    Elect Director Gerald Held              For       For          Management

1c    Elect Director Kathryn M. Hill          For       For          Management

1d    Elect Director Deborah L. Kerr          For       For          Management

1e    Elect Director George Kurian            For       For          Management

1f    Elect Director Scott F. Schenkel        For       For          Management

1g    Elect Director George T. Shaheen        For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            


 
 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

NETFLIX, INC.                                                                  

 

Ticker:       NFLX           Security ID:  64110L106                           

Meeting Date: JUN 04, 2020   Meeting Type: Annual                              

Record Date:  APR 08, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Reed Hastings            For       Withhold     Management

1b    Elect Director Jay C. Hoag              For       Withhold     Management

1c    Elect Director Mathias Dopfner          For       Withhold     Management

2     Ratify Ernst & Young LLP as Auditor     For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Report on Political Contributions       Against   For          Shareholder

6     Adopt Simple Majority Vote              Against   For          Shareholder

7     Report on Risks of Omitting Viewpoint   Against   Against      Shareholder

      and Ideology from EEO Policy                                              

 

 

--------------------------------------------------------------------------------

 

NEW YORK COMMUNITY BANCORP, INC.                                               

 

Ticker:       NYCB           Security ID:  649445103                           

Meeting Date: JUN 03, 2020   Meeting Type: Annual                              

Record Date:  APR 07, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Dominick Ciampa          For       Against      Management

1b    Elect Director Leslie D. Dunn           For       Against      Management

1c    Elect Director Lawrence Rosano, Jr.     For       Against      Management


 
 

1d    Elect Director Robert Wann              For       Against      Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Eliminate Supermajority Vote            For       For          Management

      Requirement                                                               

5     Approve Omnibus Stock Plan              For       For          Management

6     Declassify the Board of Directors       Against   For          Shareholder

7     Establish Term Limits for Directors     Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

OCCIDENTAL PETROLEUM CORPORATION                                               

 

Ticker:       OXY            Security ID:  674599105                            

Meeting Date: DEC 31, 2019   Meeting Type: Proxy Contest                       

Record Date:  JUL 11, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1     Revoke Consent to Request to Fix a      For       Did Not Vote Shareholder

      Record Date                                                              

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Card                          None                             

1     Consent to Request to Fix a Record Date For       Did Not Vote Shareholder

 

 

--------------------------------------------------------------------------------

 

OGE ENERGY CORP.                                                               

 

Ticker:       OGE            Security ID:  670837103                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 23, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Frank A. Bozich          For       For          Management

1b    Elect Director James H. Brandi          For       For          Management

1c    Elect Director Peter D. Clarke          For       For          Management


 
 

1d    Elect Director Luke R. Corbett          For       For          Management

1e    Elect Director David L. Hauser          For       For          Management

1f    Elect Director Judy R. McReynolds       For       For          Management

1g    Elect Director David E. Rainbolt        For       For          Management

1h    Elect Director J. Michael Sanner        For       For          Management

1i    Elect Director Sheila G. Talton         For       For          Management

1j    Elect Director Sean Trauschke           For       For          Management

2     Ratify Ernst & Young LLP as Auditor     For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Eliminate Supermajority Voting          For       For          Management

      Provisions                                                               

5     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

OMEGA HEALTHCARE INVESTORS, INC.                                               

 

Ticker:       OHI            Security ID:  681936100                           

Meeting Date: JUN 11, 2020   Meeting Type: Annual                              

Record Date:  APR 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kapila K. Anand          For       For          Management

1.2   Elect Director Craig R. Callen          For       For          Management

1.3   Elect Director Barbara B. Hill          For       For          Management

1.4   Elect Director  Edward Lowenthal        For       For          Management

1.5   Elect Director C. Taylor Pickett        For       For          Management

1.6   Elect Director Stephen D. Plavin        For       For          Management

1.7   Elect Director Burke W. Whitman         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 


 
 

--------------------------------------------------------------------------------

 

PACCAR INC                                                                      

 

Ticker:       PCAR           Security ID:  693718108                           

Meeting Date: APR 21, 2020   Meeting Type: Annual                              

Record Date:  FEB 25, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark C. Pigott           For       For          Management

1.2   Elect Director Dame Alison J. Carnwath  For       For          Management

1.3   Elect Director Franklin L. Feder        For       For          Management

1.4   Elect Director R. Preston Feight        For       For          Management

1.5   Elect Director Beth E. Ford             For       For          Management

1.6   Elect Director Kirk S. Hachigian        For       For          Management

1.7   Elect Director Roderick C. McGeary      For       For          Management

1.8   Elect Director John M. Pigott           For       For          Management

1.9   Elect Director Mark A. Schulz           For       For          Management

1.10  Elect Director Gregory M. E. Spierkel   For       For          Management

1.11  Elect Director Charles R. Williamson    For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Certificate of Incorporation to   For       For          Management

      Confirm Shareholders Right to Call                                       

      Special Meetings                                                          

4     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

PAYCHEX, INC.                                                                  

 

Ticker:       PAYX           Security ID:  704326107                           

Meeting Date: OCT 17, 2019   Meeting Type: Annual                              

Record Date:  AUG 19, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director B. Thomas Golisano       For       For          Management


 
 

1b    Elect Director Thomas F. Bonadio        For       For          Management

1c    Elect Director Joseph G. Doody          For       For          Management

1d    Elect Director David J.S. Flaschen      For       For          Management

1e    Elect Director Pamela A. Joseph         For       For          Management

1f    Elect Director Martin Mucci             For       For          Management

1g    Elect Director Joseph M. Tucci          For       For          Management

1h    Elect Director Joseph M. Velli          For       For          Management

1i    Elect Director Kara Wilson              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

PFIZER INC.                                                                     

 

Ticker:       PFE            Security ID:  717081103                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:  FEB 25, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ronald E. Blaylock       For       For          Management

1.2   Elect Director Albert Bourla            For       For          Management

1.3   Elect Director W. Don Cornwell          For       For          Management

1.4   Elect Director Joseph J. Echevarria     For       For          Management

1.5   Elect Director Scott Gottlieb           For       For          Management

1.6   Elect Director Helen H. Hobbs           For       For          Management

1.7   Elect Director Susan Hockfield          For       For          Management

1.8   Elect Director James M. Kilts           For       For          Management

1.9   Elect Director Dan R. Littman           For       For          Management

1.10  Elect Director Shantanu Narayen         For       For          Management

1.11  Elect Director Suzanne Nora Johnson     For       For          Management


 
 

1.12  Elect Director James Quincey            For       For          Management

1.13  Elect Director James C. Smith           For       For          Management

2     Ratify KPMG LLP as Auditor              For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   Against      Shareholder

5     Amend Proxy Access Right                Against   Against      Shareholder

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Require Independent Board Chair         Against   For          Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Elect Director Susan Desmond-Hellmann   For       For          Management

 

 

--------------------------------------------------------------------------------

 

PHILIP MORRIS INTERNATIONAL INC.                                               

 

Ticker:       PM             Security ID:  718172109                           

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Andre Calantzopoulos     For       For          Management

1b    Elect Director Louis C. Camilleri       For       For          Management

1c    Elect Director Werner Geissler          For       For          Management

1d    Elect Director Lisa A. Hook             For       For          Management

1e    Elect Director Jennifer Li              For       For          Management

1f    Elect Director Jun Makihara             For       For          Management

1g    Elect Director Kalpana Morparia         For       For          Management

1h    Elect Director Lucio A. Noto            For       For          Management

1i    Elect Director Frederik Paulsen         For       For          Management

1j    Elect Director Robert B. Polet          For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         


 
 

3     Ratify PricewaterhouseCoopers SA as     For       For          Management

      Auditor                                                                  

 

 

--------------------------------------------------------------------------------

 

PHILLIPS 66                                                                     

 

Ticker:       PSX            Security ID:  718546104                           

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 11, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charles M. Holley        For       For          Management

1b    Elect Director Glenn F. Tilton          For       For          Management

1c    Elect Director Marna C. Whittington     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Report on Risks of Gulf Coast           Against   Against      Shareholder

      Petrochemical Investments                                                

 

 

--------------------------------------------------------------------------------

 

PINNACLE WEST CAPITAL CORPORATION                                               

 

Ticker:       PNW            Security ID:  723484101                           

Meeting Date: MAY 20, 2020   Meeting Type: Annual                              

Record Date:  MAR 12, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Glynis A. Bryan          For       For          Management

1.2   Elect Director Denis A. Cortese         For       For          Management

1.3   Elect Director Richard P. Fox           For       For          Management

1.4   Elect Director Jeffrey B. Guldner       For       For          Management

1.5   Elect Director Dale E. Klein            For       For          Management

1.6   Elect Director Humberto S. Lopez        For       For          Management

1.7   Elect Director Kathryn L. Munro         For       For          Management


 
 

1.8   Elect Director Bruce J. Nordstrom       For       For          Management

1.9   Elect Director Paula J. Sims            For       For          Management

1.10  Elect Director James E. Trevathan, Jr.  For       For          Management

1.11  Elect Director David P. Wagener         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

--------------------------------------------------------------------------------

 

PPL CORPORATION                                                                

 

Ticker:       PPL            Security ID:  69351T106                           

Meeting Date: MAY 13, 2020   Meeting Type: Annual                              

Record Date:  FEB 28, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John W. Conway           For       For          Management

1b    Elect Director Steven G. Elliott        For       For          Management

1c    Elect Director Raja Rajamannar          For       For          Management

1d    Elect Director Craig A. Rogerson        For       For          Management

1e    Elect Director Vincent Sorgi            For       For          Management

1f    Elect Director William H. Spence        For       For          Management

1g    Elect Director Natica von Althann       For       For          Management

1h    Elect Director Keith H. Williamson      For       For          Management

1i    Elect Director Phoebe A. Wood           For       For          Management

1j    Elect Director Armando Zagalo de Lima   For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Require Independent Board Chairman      Against   For          Shareholder


 
 

 

 

--------------------------------------------------------------------------------

 

PRINCIPAL FINANCIAL GROUP, INC.                                                

 

Ticker:       PFG            Security ID:  74251V102                           

Meeting Date: MAY 19, 2020   Meeting Type: Annual                              

Record Date:  MAR 25, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jonathan S. Auerbach     For       For          Management

1.2   Elect Director Jocelyn Carter-Miller    For       For          Management

1.3   Elect Director Scott M. Mills           For       For          Management

2     Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                                

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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PRUDENTIAL FINANCIAL, INC.                                                     

 

Ticker:       PRU            Security ID:  744320102                           

Meeting Date: MAY 12, 2020   Meeting Type: Annual                              

Record Date:  MAR 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas J. Baltimore, Jr. For       For          Management

1.2   Elect Director Gilbert F. Casellas      For       For          Management

1.3   Elect Director Robert M. Falzon         For       Against      Management

1.4   Elect Director Martina Hund-Mejean      For       For          Management

1.5   Elect Director Karl J. Krapek           For       For          Management

1.6   Elect Director Peter R. Lighte          For       For          Management

1.7   Elect Director Charles F. Lowrey        For       For          Management


 
 

1.8   Elect Director George Paz               For       For          Management

1.9   Elect Director Sandra Pianalto          For       For          Management

1.10  Elect Director Christine A. Poon        For       For          Management

1.11  Elect Director Douglas A. Scovanner     For       For          Management

1.12  Elect Director Michael A. Todman        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   For          Shareholder

 

 

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PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED                                   

 

Ticker:       PEG            Security ID:  744573106                           

Meeting Date: APR 21, 2020   Meeting Type: Annual                              

Record Date:  FEB 21, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ralph Izzo               For       For          Management

1.2   Elect Director Shirley Ann Jackson      For       For          Management

1.3   Elect Director Willie A. Deese          For       For          Management

1.4   Elect Director David Lilley             For       For          Management

1.5   Elect Director Barry H. Ostrowsky       For       For          Management

1.6   Elect Director Scott G. Stephenson      For       For          Management

1.7   Elect Director Laura A. Sugg            For       For          Management

1.8   Elect Director John P. Surma            For       For          Management

1.9   Elect Director Susan Tomasky            For       For          Management

1.10  Elect Director Alfred W. Zollar         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 


 
 

 

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QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                           

Meeting Date: MAR 10, 2020   Meeting Type: Annual                              

Record Date:  JAN 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark Fields              For       For          Management

1b    Elect Director Jeffrey W. Henderson     For       For          Management

1c    Elect Director Ann M. Livermore         For       For          Management

1d    Elect Director Harish Manwani           For       Against      Management

1e    Elect Director Mark D. McLaughlin       For       For          Management

1f    Elect Director Steve Mollenkopf         For       For          Management

1g    Elect Director Clark T. "Sandy" Randt,  For       For          Management

      Jr.                                                                       

1h    Elect Director Irene B. Rosenfeld       For       Against      Management

1i    Elect Director Kornelis "Neil" Smit     For       For          Management

1j    Elect Director Anthony J. Vinciquerra   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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REGIONS FINANCIAL CORPORATION                                                  

 

Ticker:       RF             Security ID:  7591EP100                           

Meeting Date: APR 22, 2020   Meeting Type: Annual                              

Record Date:  FEB 24, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Carolyn H. Byrd          For       For          Management


 
 

1b    Elect Director Don DeFosset             For       For          Management

1c    Elect Director Samuel A. Di Piazza, Jr. For       For          Management

1d    Elect Director Zhanna Golodryga         For       For          Management

1e    Elect Director John D. Johns            For       For          Management

1f    Elect Director Ruth Ann Marshall        For       For          Management

1g    Elect Director Charles D. McCrary       For       For          Management

1h    Elect Director James T. Prokopanko      For       For          Management

1i    Elect Director Lee J. Styslinger, III   For       For          Management

1j    Elect Director Jose S. Suquet           For       For          Management

1k    Elect Director John M. Turner, Jr.      For       For          Management

1l    Elect Director Timothy Vines            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

 

 

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SEAGATE TECHNOLOGY PLC                                                         

 

Ticker:       STX            Security ID:  G7945M107                            

Meeting Date: OCT 29, 2019   Meeting Type: Annual                              

Record Date:  SEP 03, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William D. Mosley        For       For          Management

1b    Elect Director Stephen J. Luczo         For       For          Management

1c    Elect Director Mark W. Adams            For       For          Management

1d    Elect Director Judy Bruner              For       For          Management

1e    Elect Director Michael R. Cannon        For       For          Management

1f    Elect Director William T. Coleman       For       For          Management

1g    Elect Director Jay L. Geldmacher        For       For          Management

1h    Elect Director Dylan G. Haggart         For       For          Management

1i    Elect Director Stephanie Tilenius       For       For          Management


 
 

1j    Elect Director Edward J. Zander         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Approve Ernst & Young LLP as Auditors   For       For          Management

      and Authorize Board to Fix Their                                         

      Remuneration                                                              

4     Amend Omnibus Stock Plan                For       For          Management

5     Authorize Board to Allot and Issue      For       For          Management

      Shares                                                                    

6     Authorize Board to Opt-Out of           For       For          Management

      Statutory Pre-Emption Rights                                             

7     Determine Price Range for Reissuance    For       For          Management

      of Treasury Shares                                                       

 

 

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SERVICE PROPERTIES TRUST                                                       

 

Ticker:       SVC            Security ID:  81761L102                           

Meeting Date: JUN 10, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John L. Harrington       For       For          Management

1.2   Elect Director John G. Murray           For       For          Management

2     Declassify the Board of Directors       For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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SIMON PROPERTY GROUP, INC.                                                      

 

Ticker:       SPG            Security ID:  828806109                           

Meeting Date: MAY 12, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 
 

1a    Elect Director Glyn F. Aeppel           For       For          Management

1b    Elect Director Larry C. Glasscock       For       For          Management

1c    Elect Director Karen N. Horn            For       For          Management

1d    Elect Director Allan Hubbard            For       For          Management

1e    Elect Director Reuben S. Leibowitz      For       For          Management

1f    Elect Director Gary M. Rodkin           For       For          Management

1g    Elect Director Stefan M. Selig          For       For          Management

1h    Elect Director Daniel C. Smith          For       For          Management

1i    Elect Director J. Albert Smith, Jr.     For       For          Management

1j    Elect Director Marta R. Stewart         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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SITE CENTERS CORP.                                                             

 

Ticker:       SITC           Security ID:  82981J109                           

Meeting Date: MAY 12, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Linda B. Abraham         For       For          Management

1.2   Elect Director Terrance R. Ahern        For       For          Management

1.3   Elect Director Jane E. DeFlorio         For       For          Management

1.4   Elect Director Thomas Finne             For       For          Management

1.5   Elect Director David R. Lukes           For       For          Management

1.6   Elect Director Victor B. MacFarlane     For       For          Management

1.7   Elect Director Alexander Otto           For       For          Management

1.8   Elect Director Dawn M. Sweeney          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         


 
 

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditor                                                                   

 

 

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SPIRIT REALTY CAPITAL, INC.                                                    

 

Ticker:       SRC            Security ID:  84860W300                           

Meeting Date: JUN 08, 2020   Meeting Type: Annual                              

Record Date:  APR 01, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jackson Hsieh            For       For          Management

1.2   Elect Director Kevin M. Charlton        For       For          Management

1.3   Elect Director Todd A. Dunn             For       For          Management

1.4   Elect Director Elizabeth F. Frank       For       For          Management

1.5   Elect Director Richard I. Gilchrist     For       For          Management

1.6   Elect Director Diana M. Laing           For       For          Management

1.7   Elect Director Sheli Z. Rosenberg       For       For          Management

1.8   Elect Director Thomas D. Senkbeil       For       For          Management

1.9   Elect Director Nicholas P. Shepherd     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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STARBUCKS CORPORATION                                                          

 

Ticker:       SBUX           Security ID:  855244109                           

Meeting Date: MAR 18, 2020   Meeting Type: Annual                              

Record Date:  JAN 10, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard E. Allison, Jr.  For       For          Management

1b    Elect Director Rosalind G. Brewer       For       Against      Management


 
 

1c    Elect Director Andrew Campion           For       For          Management

1d    Elect Director Mary N. Dillon           For       For          Management

1e    Elect Director Isabel Ge Mahe           For       For          Management

1f    Elect Director Mellody Hobson           For       For          Management

1g    Elect Director Kevin R. Johnson         For       For          Management

1h    Elect Director Jorgen Vig Knudstorp     For       For          Management

1i    Elect Director Satya Nadella            For       For          Management

1j    Elect Director Joshua Cooper Ramo       For       For          Management

1k    Elect Director Clara Shih               For       For          Management

1l    Elect Director Javier G. Teruel         For       For          Management

1m    Elect Director Myron E. Ullman, III     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Report on Risks of Omitting Viewpoint   Against   Against      Shareholder

      and Ideology from EEO Policy                                             

 

 

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STARWOOD PROPERTY TRUST, INC.                                                  

 

Ticker:       STWD           Security ID:  85571B105                           

Meeting Date: APR 29, 2020   Meeting Type: Annual                              

Record Date:  MAR 03, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard D. Bronson       For       For          Management

1.2   Elect Director Jeffrey G. Dishner       For       For          Management

1.3   Elect Director Camille J. Douglas       For       For          Management

1.4   Elect Director Solomon J. Kumin         For       For          Management

1.5   Elect Director Fred S. Ridley           For       For          Management

1.6   Elect Director Barry S. Sternlicht      For       For          Management

1.7   Elect Director Strauss Zelnick          For       For          Management


 
 

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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SYNCHRONY FINANCIAL                                                            

 

Ticker:       SYF            Security ID:  87165B103                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                               

Record Date:  MAR 26, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Margaret M. Keane        For       For          Management

1b    Elect Director Fernando Aguirre         For       For          Management

1c    Elect Director Paget L. Alves           For       For          Management

1d    Elect Director Arthur W. Coviello, Jr.  For       For          Management

1e    Elect Director William W. Graylin       For       For          Management

1f    Elect Director Roy A. Guthrie           For       For          Management

1g    Elect Director Richard C. Hartnack      For       For          Management

1h    Elect Director Jeffrey G. Naylor        For       For          Management

1i    Elect Director Laurel J. Richie         For       For          Management

1j    Elect Director Olympia J. Snowe         For       For          Management

1k    Elect Director Ellen M. Zane            For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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TANGER FACTORY OUTLET CENTERS, INC.                                            

 

Ticker:       SKT            Security ID:  875465106                           

Meeting Date: MAY 15, 2020   Meeting Type: Annual                              

Record Date:  MAR 18, 2020                                                     

 


 
 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey B. Citrin        For       For          Management

1.2   Elect Director David B. Henry           For       For          Management

1.3   Elect Director Thomas J. Reddin         For       For          Management

1.4   Elect Director Bridget M. Ryan-Berman   For       For          Management

1.5   Elect Director Susan E. Skerritt        For       For          Management

1.6   Elect Director Steven B. Tanger         For       For          Management

1.7   Elect Director Luis A. Ubinas           For       For          Management

2     Ratify Deloitte & Touche LLP as Auditor For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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TAPESTRY, INC.                                                                 

 

Ticker:       TPR            Security ID:  876030107                           

Meeting Date: NOV 07, 2019   Meeting Type: Annual                              

Record Date:  SEP 06, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Darrell Cavens           For       For          Management

1B    Elect Director David Denton             For       For          Management

1C    Elect Director Anne Gates               For       For          Management

1D    Elect Director Andrea Guerra            For       For          Management

1E    Elect Director Susan Kropf              For       For          Management

1F    Elect Director Annabelle Yu Long        For       For          Management

1G    Elect Director Ivan Menezes             For       For          Management

1H    Elect Director Jide Zeitlin             For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management


 
 

 

 

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TEXAS INSTRUMENTS INCORPORATED                                                 

 

Ticker:       TXN            Security ID:  882508104                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:  FEB 24, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark A. Blinn            For       For          Management

1b    Elect Director Todd M. Bluedorn         For       For          Management

1c    Elect Director Janet F. Clark           For       For          Management

1d    Elect Director Carrie S. Cox            For       For          Management

1e    Elect Director Martin S. Craighead      For       For          Management

1f    Elect Director Jean M. Hobby            For       For          Management

1g    Elect Director Michael D. Hsu           For       For          Management

1h    Elect Director Ronald Kirk              For       For          Management

1i    Elect Director Pamela H. Patsley        For       For          Management

1j    Elect Director Robert E. Sanchez        For       For          Management

1k    Elect Director Richard k. Templeton     For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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THE AES CORPORATION                                                            

 

Ticker:       AES            Security ID:  00130H105                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:  MAR 03, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Janet G. Davidson        For       For          Management

1.2   Elect Director Andres R. Gluski         For       For          Management


 
 

1.3   Elect Director Tarun Khanna             For       For          Management

1.4   Elect Director Holly K. Koeppel         For       For          Management

1.5   Elect Director Julia M. Laulis          For       For          Management

1.6   Elect Director James H. Miller          For       For          Management

1.7   Elect Director Alain Monie              For       For          Management

1.8   Elect Director John B. Morse, Jr.       For       For          Management

1.9   Elect Director Moises Naim              For       For          Management

1.10  Elect Director Jeffrey W. Ubben         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Require Shareholder Approval of Bylaw   Against   Against      Shareholder

      and Charter Amendments Adopted by the                                     

      Board of Directors                                                       

 

 

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THE GOLDMAN SACHS GROUP, INC.                                                  

 

Ticker:       GS             Security ID:  38141G104                           

Meeting Date: APR 30, 2020   Meeting Type: Annual                              

Record Date:  MAR 02, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director M. Michele Burns         For       For          Management

1b    Elect Director Drew G. Faust            For       For          Management

1c    Elect Director Mark A. Flaherty         For       For          Management

1d    Elect Director Ellen J. Kullman         For       For          Management

1e    Elect Director Lakshmi N. Mittal        For       For          Management

1f    Elect Director Adebayo O. Ogunlesi      For       For          Management

1g    Elect Director Peter Oppenheimer        For       For          Management

1h    Elect Director David M. Solomon         For       For          Management

1i    Elect Director Jan E. Tighe             For       For          Management

1j    Elect Director David A. Viniar          For       For          Management


 
 

1k    Elect Director Mark O. Winkelman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Provide Right to Act by Written Consent Against   For          Shareholder

5     Review of Statement on the Purpose of   Against   Against      Shareholder

      a Corporation                                                            

 

 

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THE INTERPUBLIC GROUP OF COMPANIES, INC.                                       

 

Ticker:       IPG            Security ID:  460690100                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 30, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jocelyn Carter-Miller    For       For          Management

1.2   Elect Director Mary J. Steele Guilfoile For       For          Management

1.3   Elect Director Dawn Hudson              For       For          Management

1.4   Elect Director Jonathan F. Miller       For       For          Management

1.5   Elect Director Patrick Q. Moore         For       For          Management

1.6   Elect Director Michael I. Roth          For       For          Management

1.7   Elect Director Linda S. Sanford         For       For          Management

1.8   Elect Director David M. Thomas          For       For          Management

1.9   Elect Director E. Lee Wyatt, Jr.        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                     

 

 

--------------------------------------------------------------------------------

 


 
 

THE PROCTER & GAMBLE COMPANY                                                    

 

Ticker:       PG             Security ID:  742718109                           

Meeting Date: OCT 08, 2019   Meeting Type: Annual                              

Record Date:  AUG 09, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Francis S. Blake         For       For          Management

1b    Elect Director Angela F. Braly          For       For          Management

1c    Elect Director Amy L. Chang             For       For          Management

1d    Elect Director Scott D. Cook            For       For          Management

1e    Elect Director Joseph Jimenez           For       For          Management

1f    Elect Director Terry J. Lundgren        For       For          Management

1g    Elect Director Christine M. McCarthy    For       For          Management

1h    Elect Director W. James McNerney, Jr.   For       For          Management

1i    Elect Director Nelson Peltz             For       For          Management

1j    Elect Director David S. Taylor          For       For          Management

1k    Elect Director Margaret C. Whitman      For       For          Management

1l    Elect Director Patricia A. Woertz       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

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THE TIMKEN COMPANY                                                              

 

Ticker:       TKR            Security ID:  887389104                           

Meeting Date: MAY 08, 2020   Meeting Type: Annual                              

Record Date:  FEB 21, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Maria A. Crowe           For       Withhold     Management

1.2   Elect Director Elizabeth A. Harrell     For       For          Management


 
 

1.3   Elect Director Richard G. Kyle          For       For          Management

1.4   Elect Director John A. Luke, Jr.        For       For          Management

1.5   Elect Director Christopher L. Mapes     For       For          Management

1.6   Elect Director James F. Palmer          For       For          Management

1.7   Elect Director Ajita G. Rajendra        For       For          Management

1.8   Elect Director Frank C. Sullivan        For       For          Management

1.9   Elect Director John M. Timken, Jr.      For       For          Management

1.10  Elect Director Ward J. Timken, Jr.      For       For          Management

1.11  Elect Director Jacqueline F. Woods      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                      

 

 

--------------------------------------------------------------------------------

 

THE WESTERN UNION COMPANY                                                      

 

Ticker:       WU             Security ID:  959802109                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Martin I. Cole           For       For          Management

1b    Elect Director Hikmet Ersek             For       For          Management

1c    Elect Director Richard A. Goodman       For       For          Management

1d    Elect Director Betsy D. Holden          For       For          Management

1e    Elect Director Jeffrey A. Joerres       For       For          Management

1f    Elect Director Michael A. Miles, Jr.    For       For          Management

1g    Elect Director Timothy P. Murphy        For       For          Management

1h    Elect Director Jan Siegmund             For       For          Management

1i    Elect Director Angela A. Sun            For       For          Management


 
 

1j    Elect Director Solomon D. Trujillo      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Political Contributions       Against   For          Shareholder

      Disclosure                                                               

 

 

--------------------------------------------------------------------------------

 

THE WILLIAMS COMPANIES, INC.                                                   

 

Ticker:       WMB            Security ID:  969457100                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  FEB 28, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alan S. Armstrong        For       For          Management

1.2   Elect Director Stephen W. Bergstrom     For       For          Management

1.3   Elect Director Nancy K. Buese           For       For          Management

1.4   Elect Director Stephen I. Chazen        For       For          Management

1.5   Elect Director Charles I. Cogut         For       For          Management

1.6   Elect Director Michael A. Creel         For       For          Management

1.7   Elect Director Vicki L. Fuller          For       For          Management

1.8   Elect Director Peter A. Ragauss         For       For          Management

1.9   Elect Director Scott D. Sheffield       For       For          Management

1.10  Elect Director Murray D. Smith          For       For          Management

1.11  Elect Director William H. Spence        For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 


 
 

--------------------------------------------------------------------------------

 

UNITED PARCEL SERVICE, INC.                                                     

 

Ticker:       UPS            Security ID:  911312106                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David P. Abney           For       For          Management

1b    Elect Director Rodney C. Adkins         For       For          Management

1c    Elect Director Michael J. Burns         For       For          Management

1d    Elect Director William R. Johnson       For       For          Management

1e    Elect Director Ann M. Livermore         For       For          Management

1f    Elect Director Rudy H.P. Markham        For       For          Management

1g    Elect Director Franck J. Moison         For       For          Management

1h    Elect Director Clark 'Sandy' T. Randt,  For       For          Management

      Jr.                                                                      

1i    Elect Director Christiana Smith Shi     For       For          Management

1j    Elect Director John T. Stankey          For       For          Management

1k    Elect Director Carol B. Tome            For       For          Management

1l    Elect Director Kevin Warsh              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

6     Report on Climate Change                Against   For          Shareholder

 

 

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UNITEDHEALTH GROUP INCORPORATED                                                 

 

Ticker:       UNH            Security ID:  91324P102                           

Meeting Date: JUN 01, 2020   Meeting Type: Annual                              


 
 

Record Date:  APR 07, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard T. Burke         For       For          Management

1b    Elect Director Timothy P. Flynn         For       For          Management

1c    Elect Director Stephen J. Hemsley       For       For          Management

1d    Elect Director Michele J. Hooper        For       Against      Management

1e    Elect Director F. William McNabb, III   For       For          Management

1f    Elect Director Valerie C. Montgomery    For       For          Management

      Rice                                                                     

1g    Elect Director John H. Noseworthy       For       For          Management

1h    Elect Director Glenn M. Renwick         For       For          Management

1i    Elect Director David S. Wichmann        For       For          Management

1j    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Approve Omnibus Stock Plan              For       For          Management

5     Require Shareholder Approval of Bylaw   Against   Against      Shareholder

      Amendments Adopted by the Board of                                       

      Directors                                                                

 

 

--------------------------------------------------------------------------------

 

UNUM GROUP                                                                     

 

Ticker:       UNM            Security ID:  91529Y106                           

Meeting Date: MAY 28, 2020   Meeting Type: Annual                               

Record Date:  MAR 30, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Theodore H. Bunting, Jr. For       For          Management

1b    Elect Director Susan L. Cross           For       For          Management

1c    Elect Director Susan D. DeVore          For       For          Management

1d    Elect Director Joseph J. Echevarria     For       For          Management


 
 

1e    Elect Director Cynthia L. Egan          For       For          Management

1f    Elect Director Kevin T. Kabat           For       For          Management

1g    Elect Director Timothy F. Keaney        For       For          Management

1h    Elect Director Gloria C. Larson         For       For          Management

1i    Elect Director Richard P. McKenney      For       For          Management

1j    Elect Director Ronald P. O'Hanley       For       For          Management

1k    Elect Director Francis J. Shammo        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditor     For       For          Management

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

5     Approve Nonqualified Employee Stock     For       For          Management

      Purchase Plan                                                             

 

 

--------------------------------------------------------------------------------

 

VALERO ENERGY CORPORATION                                                      

 

Ticker:       VLO            Security ID:  91913Y100                           

Meeting Date: APR 30, 2020   Meeting Type: Annual                              

Record Date:  MAR 04, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director H. Paulett Eberhart      For       For          Management

1B    Elect Director Joseph W. Gorder         For       For          Management

1C    Elect Director Kimberly S. Greene       For       For          Management

1D    Elect Director Deborah P. Majoras       For       For          Management

1E    Elect Director Eric D. Mullins          For       For          Management

1F    Elect Director Donald L. Nickles        For       For          Management

1G    Elect Director Philip J. Pfeiffer       For       For          Management

1H    Elect Director Robert A. Profusek       For       For          Management

1I    Elect Director Stephen M. Waters        For       For          Management

1J    Elect Director Randall J. Weisenburger  For       For          Management


 
 

1K    Elect Director Rayford Wilkins, Jr.     For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

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VERIZON COMMUNICATIONS INC.                                                    

 

Ticker:       VZ             Security ID:  92343V104                            

Meeting Date: MAY 07, 2020   Meeting Type: Annual                              

Record Date:  MAR 09, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Shellye L. Archambeau    For       For          Management

1.2   Elect Director Mark T. Bertolini        For       For          Management

1.3   Elect Director Vittorio Colao           For       For          Management

1.4   Elect Director Melanie L. Healey        For       For          Management

1.5   Elect Director Clarence Otis, Jr.       For       For          Management

1.6   Elect Director Daniel H. Schulman       For       For          Management

1.7   Elect Director Rodney E. Slater         For       For          Management

1.8   Elect Director Hans E. Vestberg         For       For          Management

1.9   Elect Director Gregory G. Weaver        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Eliminate Above-Market Earnings in      Against   For          Shareholder

      Executive Retirement Plans                                               

5     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Assess Feasibility of Data Privacy as   Against   Against      Shareholder

      a Performance Measure for Senior                                         

      Executive Compensation                                                   


 
 

8     Submit Severance Agreement              Against   Against      Shareholder

      (Change-in-Control) to Shareholder Vote                                  

 

 

--------------------------------------------------------------------------------

 

WALGREENS BOOTS ALLIANCE, INC.                                                  

 

Ticker:       WBA            Security ID:  931427108                           

Meeting Date: JAN 30, 2020   Meeting Type: Annual                              

Record Date:  DEC 02, 2019                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jose E. Almeida          For       For          Management

1b    Elect Director Janice M. Babiak         For       For          Management

1c    Elect Director David J. Brailer         For       For          Management

1d    Elect Director William C. Foote         For       For          Management

1e    Elect Director Ginger L. Graham         For       For          Management

1f    Elect Director John A. Lederer          For       For          Management

1g    Elect Director Dominic P. Murphy        For       For          Management

1h    Elect Director Stefano Pessina          For       For          Management

1i    Elect Director Nancy M. Schlichting     For       For          Management

1j    Elect Director James A. Skinner         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Require Independent Board Chairman      Against   Against      Shareholder

5     Adopt a Policy on Bonus Banking         None      None         Shareholder

      *Withdrawn Resolution*                                                    

6     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

 

 

--------------------------------------------------------------------------------

 

XEROX HOLDINGS CORPORATION                                                     

 

Ticker:       XRX            Security ID:  98421M106                           


 
 

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 27, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Keith Cozza              For       For          Management

1.2   Elect Director Jonathan Christodoro     For       For          Management

1.3   Elect Director Joseph J. Echevarria     For       For          Management

1.4   Elect Director Nicholas Graziano        For       For          Management

1.5   Elect Director Cheryl Gordon Krongard   For       For          Management

1.6   Elect Director Scott Letier             For       For          Management

1.7   Elect Director Giovanni ('John')        For       For          Management

      Visentin                                                                 

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

XILINX, INC.                                                                   

 

Ticker:       XLNX           Security ID:  983919101                            

Meeting Date: AUG 08, 2019   Meeting Type: Annual                              

Record Date:  JUN 12, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis Segers            For       For          Management

1.2   Elect Director Raman K. Chitkara        For       For          Management

1.3   Elect Director Saar Gillai              For       For          Management

1.4   Elect Director Ronald S. Jankov         For       For          Management

1.5   Elect Director Mary Louise Krakauer     For       For          Management

1.6   Elect Director Thomas H. Lee            For       For          Management

1.7   Elect Director J. Michael Patterson     For       For          Management

1.8   Elect Director Victor Peng              For       For          Management


 
 

1.9   Elect Director Marshall C. Turner       For       For          Management

1.10  Elect Director Elizabeth W. Vanderslice For       For          Management

2     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

ZIONS BANCORPORATION, N.A.                                                      

 

Ticker:       ZION           Security ID:  989701107                           

Meeting Date: MAY 01, 2020   Meeting Type: Annual                              

Record Date:  FEB 27, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jerry C. Atkin           For       For          Management

1b    Elect Director Gary L. Crittenden       For       Against      Management

1c    Elect Director Suren K. Gupta           For       For          Management

1d    Elect Director J. David Heaney          For       For          Management

1e    Elect Director Vivian S. Lee            For       For          Management

1f    Elect Director Scott J. McLean          For       Against      Management

1g    Elect Director Edward F. Murphy         For       For          Management

1h    Elect Director Stephen D. Quinn         For       For          Management

1i    Elect Director Harris H. Simmons        For       For          Management

1j    Elect Director Aaron B. Skonnard        For       For          Management

1k    Elect Director Barbara A. Yastine       For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

 

 


 
 

===================== BNY Mellon Global Equity Income Fund =====================

 

 

BAE SYSTEMS PLC                                                                

 

Ticker:       BA             Security ID:  G06940103                           

Meeting Date: MAY 07, 2020   Meeting Type: Annual                              

Record Date:  MAY 05, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Re-elect Revathi Advaithi as Director   For       For          Management

5     Re-elect Sir Roger Carr as Director     For       For          Management

6     Re-elect Dame Elizabeth Corley as       For       For          Management

      Director                                                                 

7     Re-elect Christopher Grigg as Director  For       For          Management

8     Re-elect Paula Reynolds as Director     For       For          Management

9     Re-elect Nicholas Rose as Director      For       For          Management

10    Re-elect Ian Tyler as Director          For       For          Management

11    Re-elect Charles Woodburn as Director   For       For          Management

12    Elect Thomas Arseneault as Director     For       For          Management

13    Elect Bradley Greve as Director         For       For          Management

14    Elect Jane Griffiths as Director        For       For          Management

15    Elect Stephen Pearce as Director        For       For          Management

16    Elect Nicole Piasecki as Director       For       For          Management

17    Reappoint Deloitte LLP as Auditors      For       For          Management

18    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

20    Authorise Issue of Equity               For       For          Management

21    Authorise Issue of Equity without       For       For          Management


 
 

      Pre-emptive Rights                                                       

22    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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BANK HAPOALIM BM                                                               

 

Ticker:       POLI           Security ID:  M1586M115                           

Meeting Date: JUL 18, 2019   Meeting Type: Annual                              

Record Date:  JUN 19, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Discuss Financial Statements and the    None      None         Management

      Report of the Board                                                      

2     Reappoint Somekh Chaikin and Ziv Haft   For       For          Management

      as Joint Auditors                                                         

3     Amend Articles Re: Board-Related        For       For          Management

      Matters                                                                  

4.1   Elect David Avner as External Director  For       Did Not Vote Management

4.2   Elect Arie Orlev as External Director   For       For          Management

5.1   Elect Noam Hanegbi as External Director For       Abstain      Management

5.2   Elect Israel Zichl as External Director For       For          Management

5.3   Reelect Ruben Krupik as External        For       For          Management

      Director                                                                 

6.1   Elect Tamar Bar Noy Gottlin as Director For       Abstain      Management

6.2   Reelect Oded Eran as Director           For       For          Management

6.3   Elect David Zvilichovsky  as Director   For       For          Management

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                           

      interest in one or several                                               

      resolutions, as indicated in the proxy                                   

      card; otherwise, vote AGAINST. You may                                   

      not abstain. If you vote FOR, please                                     

      provide an explanation to your account                                   

      manager                                                                   

B1    If you are an Interest Holder as        None      Against      Management

      defined in Section 1 of the Securities                                   


 
 

      Law, 1968, vote FOR.  Otherwise, vote                                    

      against.                                                                 

B2    If you are a Senior Officer as defined  None      Against      Management

      in Section 37(D) of the Securities                                       

      Law, 1968, vote FOR. Otherwise, vote                                     

      against.                                                                 

B3    If you are an Institutional Investor    None      For          Management

      as defined in Regulation 1 of the                                        

      Supervision Financial Services                                           

      Regulations 2009 or a Manager of a                                       

      Joint Investment Trust Fund as defined                                   

      in the Joint Investment Trust Law,                                       

      1994, vote FOR. Otherwise, vote                                           

      against.                                                                 

 

 

--------------------------------------------------------------------------------

 

BAYER AG                                                                       

 

Ticker:       BAYN           Security ID:  D0712D163                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        For       For          Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of EUR 2.80                                      

      per Share for Fiscal 2019                                                

2     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2019                                                          

3     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2019                                                          

4.1   Elect Ertharin Cousin to the            For       For          Management

      Supervisory Board                                                        

4.2   Elect Otmar Wiestler to the             For       For          Management

      Supervisory Board                                                        

4.3   Elect Horst Baier to the Supervisory    For       For          Management

      Board                                                                     

5     Approve Remuneration Policy for the     For       For          Management

      Management Board                                                         

6     Approve Remuneration Policy for the     For       For          Management

      Supervisory Board                                                        

7     Amend Articles Re: Supervisory Board    For       For          Management

      Term of Office                                                            


 
 

8     Ratify Deloitte GmbH as Auditors for    For       For          Management

      Fiscal 2020                                                              

 

 

--------------------------------------------------------------------------------

 

BRITISH AMERICAN TOBACCO PLC                                                   

 

Ticker:       BATS           Security ID:  G1510J102                           

Meeting Date: APR 30, 2020   Meeting Type: Annual                              

Record Date:  APR 28, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Reappoint KPMG LLP as Auditors          For       For          Management

4     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

5     Re-elect Jack Bowles as Director        For       For          Management

6     Re-elect Richard Burrows as Director    For       For          Management

7     Re-elect Sue Farr as Director           For       For          Management

8     Re-elect Dr Marion Helmes as Director   For       For          Management

9     Re-elect Luc Jobin as Director          For       For          Management

10    Re-elect Holly Koeppel as Director      For       For          Management

11    Re-elect Savio Kwan as Director         For       For          Management

12    Re-elect Dimitri Panayotopoulos as      For       For          Management

      Director                                                                 

13    Elect Jeremy Fowden as Director         For       For          Management

14    Elect Tadeu Marroco as Director         For       For          Management

15    Authorise Issue of Equity               For       For          Management

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

18    Approve Restricted Share Plan           For       For          Management


 
 

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

BRITISH AMERICAN TOBACCO PLC                                                   

 

Ticker:       BATS           Security ID:  110448107                           

Meeting Date: APR 30, 2020   Meeting Type: Annual                              

Record Date:  MAR 20, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Reappoint KPMG LLP as Auditors          For       For          Management

4     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

5     Re-elect Jack Bowles as Director        For       For          Management

6     Re-elect Richard Burrows as Director    For       For          Management

7     Re-elect Sue Farr as Director           For       For          Management

8     Re-elect Dr Marion Helmes as Director   For       For          Management

9     Re-elect Luc Jobin as Director          For       For          Management

10    Re-elect Holly Koeppel as Director      For       For          Management

11    Re-elect Savio Kwan as Director         For       For          Management

12    Re-elect Dimitri Panayotopoulos as      For       For          Management

      Director                                                                 

13    Elect Jeremy Fowden as Director         For       For          Management

14    Elect Tadeu Marroco as Director         For       For          Management

15    Authorise Issue of Equity               For       For          Management

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   


 
 

18    Approve Restricted Share Plan           For       For          Management

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

BRIXMOR PROPERTY GROUP INC.                                                    

 

Ticker:       BRX            Security ID:  11120U105                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  FEB 12, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James M. Taylor, Jr.     For       For          Management

1.2   Elect Director John G. Schreiber        For       For          Management

1.3   Elect Director Michael Berman           For       For          Management

1.4   Elect Director Julie Bowerman           For       For          Management

1.5   Elect Director Sheryl M. Crosland       For       For          Management

1.6   Elect Director Thomas W. Dickson        For       For          Management

1.7   Elect Director Daniel B. Hurwitz        For       For          Management

1.8   Elect Director William D. Rahm          For       For          Management

1.9   Elect Director Gabrielle Sulzberger     For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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CISCO SYSTEMS, INC.                                                            

 

Ticker:       CSCO           Security ID:  17275R102                           

Meeting Date: DEC 10, 2019   Meeting Type: Annual                              

Record Date:  OCT 11, 2019                                                     

 


 
 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director M. Michele Burns         For       For          Management

1b    Elect Director Wesley G. Bush           For       For          Management

1c    Elect Director Michael D. Capellas      For       For          Management

1d    Elect Director Mark Garrett             For       For          Management

1e    Elect Director Kristina M. Johnson      For       For          Management

1f    Elect Director Roderick C. McGeary      For       For          Management

1g    Elect Director Charles H. Robbins       For       For          Management

1h    Elect Director Arun Sarin               For       For          Management

1i    Elect Director Brenton L. Saunders      For       For          Management

1j    Elect Director Carol B. Tome            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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CMS ENERGY CORPORATION                                                         

 

Ticker:       CMS            Security ID:  125896100                           

Meeting Date: MAY 01, 2020   Meeting Type: Annual                              

Record Date:  MAR 03, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jon E. Barfield          For       For          Management

1b    Elect Director Deborah H. Butler        For       For          Management

1c    Elect Director Kurt L. Darrow           For       For          Management

1d    Elect Director William D. Harvey        For       For          Management

1e    Elect Director Patricia K. Poppe        For       For          Management

1f    Elect Director John G. Russell          For       For          Management

1g    Elect Director Suzanne F. Shank         For       For          Management


 
 

1h    Elect Director Myrna M. Soto            For       For          Management

1i    Elect Director John G. Sznewajs         For       For          Management

1j    Elect Director Ronald J. Tanski         For       For          Management

1k    Elect Director Laura H. Wright          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Approve Omnibus Stock Plan              For       For          Management

5     Report on Political Contributions       Against   Against      Shareholder

 

 

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COMPAGNIE FINANCIERE RICHEMONT SA                                              

 

Ticker:       CFR            Security ID:  H25662182                           

Meeting Date: SEP 11, 2019   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.00 per Registered A                                   

      Share and CHF 0.20 per Registered B                                      

      Share                                                                    

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

4.1   Reelect Johann Rupert as Director and   For       Against      Management

      Board Chairman                                                           

4.2   Reelect Josua Malherbe as Director      For       Against      Management

4.3   Reelect Nikesh Arora as Director        For       Against      Management

4.4   Reelect Nicolas Bos as Director         For       Against      Management

4.5   Reelect Clay Brendish as Director       For       For          Management

4.6   Reelect Jean-Blaise Eckert as Director  For       Against      Management

4.7   Reelect Burkhart Grund as Director      For       Against      Management


 
 

4.8   Reelect Sophie Guieysse as Director     For       Against      Management

4.9   Reelect Keyu Jin as Director            For       For          Management

4.10  Reelect Jerome Lambert as Director      For       For          Management

4.11  Reelect Ruggero Magnoni as Director     For       Against      Management

4.12  Reelect Jeff Moss as Director           For       For          Management

4.13  Reelect Vesna Nevistic as Director      For       For          Management

4.14  Reelect Guillaume Pictet as Director    For       For          Management

4.15  Reelect Alan Quasha as Director         For       Against      Management

4.16  Reelect Maria Ramos as Director         For       For          Management

4.17  Reelect Anton Rupert as Director        For       Against      Management

4.18  Reelect Jan Rupert as Director          For       Against      Management

4.19  Reelect Gary Saage as Director          For       Against      Management

4.20  Reelect Cyrille Vigneron as Director    For       Against      Management

5.1   Reappoint Clay Brendish as Member of    For       For          Management

      the Compensation Committee                                               

5.2   Reppoint Keyu Jin as Member of the      For       For          Management

      Compensation Committee                                                   

5.3   Reappoint Guillaume Pictet as Member    For       For          Management

      of the Compensation Committee                                             

5.4   Reappoint Maria Ramos as Member of the  For       For          Management

      Compensation Committee                                                   

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

7     Designate Etude Gampert & Demierre as   For       For          Management

      Independent Proxy                                                        

8.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 9.2 Million                                            

8.2   Approve Fixed Remuneration of           For       For          Management

      Executive Committee in the Amount of                                     

      CHF 15.8 Million                                                         

8.3   Approve Variable Remuneration of        For       For          Management

      Executive Committee in the Amount of                                     

      CHF 19.1 Million                                                         

9     Transact Other Business (Voting)        For       Against      Management

 


 
 

 

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COTY INC.                                                                      

 

Ticker:       COTY           Security ID:  222070203                           

Meeting Date: NOV 05, 2019   Meeting Type: Annual                              

Record Date:  SEP 12, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Beatrice Ballini         For       For          Management

1.2   Elect Director Sabine Chalmers          For       For          Management

1.3   Elect Director Joachim Creus            For       For          Management

1.4   Elect Director Pierre Denis             For       For          Management

1.5   Elect Director Olivier Goudet           For       For          Management

1.6   Elect Director Peter Harf               For       Withhold     Management

1.7   Elect Director Pierre Laubies           For       For          Management

1.8   Elect Director Paul S. Michaels         For       Withhold     Management

1.9   Elect Director Erhard Schoewel          For       Withhold     Management

1.10  Elect Director Robert Singer            For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

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EMERSON ELECTRIC CO.                                                           

 

Ticker:       EMR            Security ID:  291011104                           

Meeting Date: FEB 04, 2020   Meeting Type: Annual                              

Record Date:  NOV 26, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Martin S. Craighead      For       For          Management

1.2   Elect Director David N. Farr            For       For          Management

1.3   Elect Director Gloria A. Flach          For       For          Management


 
 

1.4   Elect Director Matthew S. Levatich      For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Declassify the Board of Directors       For       For          Management

 

 

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EVERSOURCE ENERGY                                                               

 

Ticker:       ES             Security ID:  30040W108                           

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 11, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Cotton M. Cleveland      For       For          Management

1.2   Elect Director James S. DiStasio        For       For          Management

1.3   Elect Director Francis A. Doyle         For       For          Management

1.4   Elect Director Linda Dorcena Forry      For       For          Management

1.5   Elect Director James J. Judge           For       For          Management

1.6   Elect Director John Y. Kim              For       For          Management

1.7   Elect Director Kenneth R. Leibler       For       For          Management

1.8   Elect Director David H. Long            For       For          Management

1.9   Elect Director William C. Van Faasen    For       For          Management

1.10  Elect Director Frederica M. Williams    For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

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FERGUSON PLC                                                                   

 

Ticker:       FERG           Security ID:  G3421J106                            

Meeting Date: NOV 21, 2019   Meeting Type: Annual                              

Record Date:  NOV 19, 2019                                                     


 
 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       Against      Management

3     Approve Remuneration Policy             For       Against      Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Tessa Bamford as Director      For       For          Management

6     Re-elect Gareth Davis as Director       For       For          Management

7     Elect Geoff Drabble as Director         For       For          Management

8     Elect Catherine Halligan as Director    For       For          Management

9     Re-elect Kevin Murphy as Director       For       For          Management

10    Re-elect Alan Murray as Director        For       For          Management

11    Re-elect Michael Powell as Director     For       For          Management

12    Elect Tom Schmitt as Director           For       For          Management

13    Re-elect Dr Nadia Shouraboura as        For       For          Management

      Director                                                                  

14    Re-elect Jacqueline Simmonds as         For       For          Management

      Director                                                                 

15    Reappoint Deloitte LLP as Auditors      For       For          Management

16    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

18    Authorise Issue of Equity               For       For          Management

19    Amend Long Term Incentive Plan 2019     For       Against      Management

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

22    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

 


 
 

 

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GILEAD SCIENCES, INC.                                                          

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jacqueline K. Barton     For       Against      Management

1b    Elect Director Sandra J. Horning        For       For          Management

1c    Elect Director Kelly A. Kramer          For       For          Management

1d    Elect Director Kevin E. Lofton          For       Against      Management

1e    Elect Director Harish Manwani           For       Against      Management

1f    Elect Director Daniel P. O'Day          For       For          Management

1g    Elect Director Richard J. Whitley       For       For          Management

1h    Elect Director Per Wold-Olsen           For       Against      Management

2     Ratify Ernst & Young LLP as Auditors    For       Against      Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chair         Against   For          Shareholder

5     Eliminate the Ownership Threshold for   Against   Against      Shareholder

      Stockholders to Request a Record Date                                    

      to Take Action by Written Consent                                        

 

 

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HARLEY-DAVIDSON, INC.                                                          

 

Ticker:       HOG            Security ID:  412822108                           

Meeting Date: MAY 21, 2020   Meeting Type: Annual                              

Record Date:  MAR 12, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Troy Alstead             For       For          Management

1.2   Elect Director R. John Anderson         For       For          Management

1.3   Elect Director Michael J. Cave          For       For          Management


 
 

1.4   Elect Director Allan Golston            For       For          Management

1.5   Elect Director Sara L. Levinson         For       For          Management

1.6   Elect Director N. Thomas Linebarger     For       For          Management

1.7   Elect Director Brian R. Niccol          For       For          Management

1.8   Elect Director Maryrose T. Sylvester    For       For          Management

1.9   Elect Director Jochen Zeitz             For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Provide Proxy Access Right              For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Ernst & Young LLP as Auditor     For       Against      Management

 

 

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HENNES & MAURITZ AB                                                            

 

Ticker:       HM.B           Security ID:  W41422101                           

Meeting Date: MAY 07, 2020   Meeting Type: Annual                              

Record Date:  APR 30, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       For          Management

3     Prepare and Approve List of             For       For          Management

      Shareholders                                                              

4     Approve Agenda of Meeting               For       For          Management

5     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                   

6     Acknowledge Proper Convening of Meeting For       For          Management

7     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                         

8.a   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

8.b   Approve Allocation of Income and        For       For          Management

      Omission of Dividends                                                    


 
 

8.c   Approve Discharge of Board and          For       For          Management

      President                                                                

9     Determine Number of Members (8) and     For       For          Management

      Deputy Members (0) of Board; Determine                                   

      Number of Auditors (1) and Deputy                                        

      Auditors (0)                                                             

10    Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 1.7 Million for                                        

      Chairman, and SEK 650,000 for Other                                      

      Directors; Approve Remuneration for                                      

      Committee Work; Approve Remuneration                                     

      of Auditors                                                               

11.a  Reelect Stina Bergfors as Director      For       For          Management

11.b  Reelect Anders Dahlvig as Director      For       For          Management

11.c  Reelect Danica Kragic Jensfelt as       For       For          Management

      Director                                                                 

11.d  Reelect Lena Patriksson Keller as       For       For          Management

      Director                                                                 

11.e  Reelect Christian Sievert as Director   For       Against      Management

11.f  Reelect Erica Wiking Hager as Director  For       For          Management

11.g  Reelect Niklas Zennstrom as Director    For       For          Management

11.h  Elect Karl-Johan Persson (Chairman) as  For       For          Management

      New Director                                                              

12    Ratify Ernst & Young as Auditors        For       For          Management

13    Approve Procedures for Nominating       For       For          Management

      Committee                                                                 

14.a  Approve Remuneration Policy And Other   For       Against      Management

      Terms of Employment For Executive                                        

      Management                                                                

14.b  Disclose Sustainability Targets to be   None      For          Shareholder

      Achieved in order for Senior                                             

      Executives to be Paid Variable                                            

      Remuneration; Report on the                                              

      Performance of Senior Executives About                                   

      Sustainability Targets                                                   

15    Amend Articles of Association Re:       For       For          Management

      Company Name; Participation of General                                   

      Meeting; Agenda of Annual Meeting;                                       

      Share Registrar                                                           

16    Eliminate Differentiated Voting Rights  None      For          Shareholder


 
 

17    Examination of Various Aspects of the   None      Against      Shareholder

      Company's Collection of Data about the                                   

      Personnel                                                                

18    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

INDUSTRIA DE DISENO TEXTIL SA                                                  

 

Ticker:       ITX            Security ID:  E6282J125                           

Meeting Date: JUL 16, 2019   Meeting Type: Annual                              

Record Date:  JUL 11, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Standalone Financial Statements For       For          Management

2     Approve Consolidated Financial          For       For          Management

      Statements                                                                

3     Approve Non-Financial Information       For       For          Management

      Report                                                                   

4     Approve Allocation of Income and        For       For          Management

      Dividends                                                                

5     Fix Number of Directors at 11           For       For          Management

6.a   Reelect Pablo Isla Alvarez de Tejera    For       For          Management

      as Director                                                              

6.b   Reelect Amancio Ortega Gaona as         For       For          Management

      Director                                                                  

6.c   Elect Carlos Crespo Gonzalez as         For       For          Management

      Director                                                                 

6.d   Reelect Emilio Saracho Rodriguez de     For       For          Management

      Torres as Director                                                       

6.e   Reelect Jose Luis Duran Schulz as       For       For          Management

      Director                                                                  

7.a   Amend Article 13 Re: General Meetings   For       For          Management

7.b   Amend Articles Re: Board Committees     For       For          Management

7.c   Amend Articles Re: Annual Accounts and  For       For          Management

      Allocation of Income                                                     

8     Renew Appointment of Deloitte as        For       For          Management

      Auditor                                                                   


 
 

9     Approve Restricted Stock Plan           For       For          Management

10    Authorize Share Repurchase Program      For       For          Management

11    Amend Remuneration Policy               For       For          Management

12    Advisory Vote on Remuneration Report    For       For          Management

13    Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

14    Receive Amendments to Board of          None      None         Management

      Directors Regulations                                                    

 

 

--------------------------------------------------------------------------------

 

INFORMA PLC                                                                     

 

Ticker:       INF            Security ID:  G4770L106                           

Meeting Date: MAY 04, 2020   Meeting Type: Special                             

Record Date:  APR 30, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Capital Raising                 For       For          Management

 

 

--------------------------------------------------------------------------------

 

INFORMA PLC                                                                    

 

Ticker:       INF            Security ID:  G4770L106                           

Meeting Date: JUN 12, 2020   Meeting Type: Annual                              

Record Date:  JUN 10, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Re-elect Derek Mapp as Director         For       For          Management

2     Re-elect Stephen Carter as Director     For       For          Management

3     Re-elect Gareth Wright as Director      For       For          Management

4     Re-elect Gareth Bullock as Director     For       For          Management

5     Re-elect Stephen Davidson as Director   For       For          Management

6     Re-elect David Flaschen as Director     For       For          Management

7     Re-elect Mary McDowell as Director      For       For          Management

8     Re-elect Helen Owers as Director        For       For          Management


 
 

9     Re-elect John Rishton as Director       For       For          Management

10    Elect Gill Whitehead as Director        For       For          Management

11    Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

12    Approve Remuneration Report             For       For          Management

13    Approve Remuneration Policy             For       For          Management

14    Reappoint Deloitte LLP as Auditors      For       For          Management

15    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

16    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

17    Authorise Issue of Equity               For       For          Management

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Adopt New Articles of Association       For       For          Management

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

INFOSYS LIMITED                                                                

 

Ticker:       500209         Security ID:  456788108                           

Meeting Date: JUN 27, 2020   Meeting Type: Annual                               

Record Date:  JUN 05, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Reelect Salil Parekh as Director        For       For          Management


 
 

4     Elect Uri Levine as Director            For       For          Management

 

 

--------------------------------------------------------------------------------

 

KDDI CORP.                                                                     

 

Ticker:       9433           Security ID:  J31843105                           

Meeting Date: JUN 17, 2020   Meeting Type: Annual                              

Record Date:  MAR 31, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 60                                                 

2.1   Elect Director Tanaka, Takashi          For       For          Management

2.2   Elect Director Takahashi, Makoto        For       For          Management

2.3   Elect Director Shoji, Takashi           For       For          Management

2.4   Elect Director Muramoto, Shinichi       For       For          Management

2.5   Elect Director Mori, Keiichi            For       For          Management

2.6   Elect Director Morita, Kei              For       For          Management

2.7   Elect Director Amamiya, Toshitake       For       For          Management

2.8   Elect Director Takeyama, Hirokuni       For       For          Management

2.9   Elect Director Yoshimura, Kazuyuki      For       For          Management

2.10  Elect Director Yamaguchi, Goro          For       For          Management

2.11  Elect Director Yamamoto, Keiji          For       For          Management

2.12  Elect Director Oyagi, Shigeo            For       For          Management

2.13  Elect Director Kano, Riyo               For       For          Management

2.14  Elect Director Goto, Shigeki            For       For          Management

3.1   Appoint Statutory Auditor Takagi,       For       For          Management

      Kenichiro                                                                

3.2   Appoint Statutory Auditor Honto, Shin   For       For          Management

3.3   Appoint Statutory Auditor Matsumiya,    For       For          Management

      Toshihiko                                                                

3.4   Appoint Statutory Auditor Karube, Jun   For       For          Management

 

 


 
 

--------------------------------------------------------------------------------

 

LINK REAL ESTATE INVESTMENT TRUST                                              

 

Ticker:       823            Security ID:  Y5281M111                           

Meeting Date: JUL 24, 2019   Meeting Type: Annual                              

Record Date:  JUL 18, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Note the Financial Statements and       None      None         Management

      Statutory Reports                                                        

2     Note the Appointment of Auditor and     None      None         Management

      Fixing of Their Remuneration                                              

3.1   Elect Ed Chan Yiu Cheong as Director    For       For          Management

3.2   Elect Blair Chilton Pickerell as        For       For          Management

      Director                                                                  

3.3   Elect May Siew Boi Tan as Director      For       For          Management

4     Authorize Repurchase of Issued Units    For       For          Management

 

 

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MAXIM INTEGRATED PRODUCTS, INC.                                                

 

Ticker:       MXIM           Security ID:  57772K101                           

Meeting Date: NOV 07, 2019   Meeting Type: Annual                              

Record Date:  SEP 13, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William (Bill) P.        For       For          Management

      Sullivan                                                                 

1b    Elect Director Tunc Doluca              For       For          Management

1c    Elect Director Tracy C. Accardi         For       For          Management

1d    Elect Director James R. Bergman         For       For          Management

1e    Elect Director Joseph R. Bronson        For       For          Management

1f    Elect Director Robert E. Grady          For       For          Management

1g    Elect Director Mercedes Johnson         For       For          Management

1h    Elect Director William D. Watkins       For       For          Management

1i    Elect Director MaryAnn Wright           For       For          Management


 
 

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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MERCK & CO., INC.                                                              

 

Ticker:       MRK            Security ID:  58933Y105                           

Meeting Date: MAY 26, 2020   Meeting Type: Annual                              

Record Date:  MAR 27, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leslie A. Brun           For       For          Management

1b    Elect Director Thomas R. Cech           For       For          Management

1c    Elect Director Mary Ellen Coe           For       For          Management

1d    Elect Director Pamela J. Craig          For       For          Management

1e    Elect Director Kenneth C. Frazier       For       For          Management

1f    Elect Director Thomas H. Glocer         For       Against      Management

1g    Elect Director Risa J. Lavizzo-Mourey   For       For          Management

1h    Elect Director Paul B. Rothman          For       For          Management

1i    Elect Director Patricia F. Russo        For       Against      Management

1j    Elect Director Christine E. Seidman     For       For          Management

1k    Elect Director Inge G. Thulin           For       Against      Management

1l    Elect Director Kathy J. Warden          For       For          Management

1m    Elect Director Peter C. Wendell         For       Against      Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Provide Right to Act by Written Consent Against   For          Shareholder

5     Report on Corporate Tax Savings         Against   Against      Shareholder

      Allocation                                                               

 

 


 
 

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NESTLE SA                                                                      

 

Ticker:       NESN           Security ID:  H57312649                           

Meeting Date: APR 23, 2020   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.70 per Share                                          

4.1.a Reelect Paul Bulcke as Director and     For       For          Management

      Board Chairman                                                           

4.1.b Reelect Ulf Schneider as Director       For       For          Management

4.1.c Reelect Henri de Castries as Director   For       For          Management

4.1.d Reelect Renato Fassbind as Director     For       For          Management

4.1.e Reelect Ann Veneman as Director         For       For          Management

4.1.f Reelect Eva Cheng as Director           For       For          Management

4.1.g Reelect Patrick Aebischer as Director   For       For          Management

4.1.h Reelect Ursula Burns as Director        For       For          Management

4.1.i Reelect Kasper Rorsted as Director      For       For          Management

4.1.j Reelect Pablo Isla as Director          For       For          Management

4.1.k Reelect Kimberly Ross as Director       For       For          Management

4.1.l Reelect Dick Boer as Director           For       For          Management

4.1.m Reelect Dinesh Paliwal as Director      For       For          Management

4.2   Elect Hanne Jimenez de Mora as Director For       For          Management

4.3.1 Appoint Patrick Aebischer as Member of  For       For          Management

      the Compensation Committee                                               

4.3.2 Appoint Ursula Burns as Member of the   For       For          Management

      Compensation Committee                                                   


 
 

4.3.3 Appoint Pablo Isla as Member of the     For       For          Management

      Compensation Committee                                                   

4.3.4 Appoint Dick Boer as Member of the      For       For          Management

      Compensation Committee                                                   

4.4   Ratify Ernst & Young AG as Auditors     For       Against      Management

4.5   Designate Hartmann Dreyer as            For       For          Management

      Independent Proxy                                                         

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 10 Million                                             

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 55                                        

      Million                                                                  

6     Approve CHF 9.5 Million Reduction in    For       For          Management

      Share Capital via Cancellation of                                        

      Repurchased Shares                                                       

7     Transact Other Business (Voting)        Against   Against      Management

 

 

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NOVARTIS AG                                                                    

 

Ticker:       NOVN           Security ID:  H5820Q150                           

Meeting Date: FEB 28, 2020   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.95 per Share                                          

4     Approve CHF 30.2 Million Reduction in   For       For          Management

      Share Capital via Cancellation of                                        

      Repurchased Shares                                                        

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 9 Million                                              

5.2   Approve Maximum Remuneration of         For       For          Management

      Executive Committee in the Amount of                                     

      CHF 93 Million                                                           


 
 

5.3   Approve Remuneration Report             For       For          Management

6.1   Reelect Joerg Reinhardt as Director     For       For          Management

      and Board Chairman                                                       

6.2   Reelect Nancy Andrews as Director       For       For          Management

6.3   Reelect Ton Buechner as Director        For       For          Management

6.4   Reelect Patrice Bula as Director        For       For          Management

6.5   Reelect Srikant Datar as Director       For       For          Management

6.6   Reelect Elizabeth Doherty as Director   For       For          Management

6.7   Reelect Ann Fudge as Director           For       For          Management

6.8   Reelect Frans van Houten as Director    For       For          Management

6.9   Reelect Andreas von Planta as Director  For       For          Management

6.10  Reelect Charles Sawyers as Director     For       For          Management

6.11  Reelect Enrico Vanni as Director        For       For          Management

6.12  Reelect William Winters as Director     For       For          Management

6.13  Elect Bridgette Heller as Director      For       For          Management

6.14  Elect Simon Moroney as Director         For       For          Management

7.1   Reappoint Patrice Bula as Member of     For       For          Management

      the Compensation Committee                                               

7.2   Reappoint Srikant Datar as Member of    For       For          Management

      the Compensation Committee                                               

7.3   Reappoint Enrico Vanni as Member of     For       For          Management

      the Compensation Committee                                               

7.4   Reappoint William Winters as Member of  For       For          Management

      the Compensation Committee                                               

7.5   Appoint Bridgette Heller as Member of   For       For          Management

      the Compensation Committee                                               

8     Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                 

9     Designate Peter Zahn as Independent     For       For          Management

      Proxy                                                                     

10    Transact Other Business (Voting)        For       Against      Management

 

 

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OMNICOM GROUP INC.                                                              

 

Ticker:       OMC            Security ID:  681919106                           

Meeting Date: JUN 09, 2020   Meeting Type: Annual                              

Record Date:  APR 22, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John D. Wren             For       For          Management

1.2   Elect Director Mary C. Choksi           For       For          Management

1.3   Elect Director Leonard S. Coleman, Jr.  For       For          Management

1.4   Elect Director Susan S. Denison         For       For          Management

1.5   Elect Director Ronnie S. Hawkins        For       For          Management

1.6   Elect Director Deborah J. Kissire       For       For          Management

1.7   Elect Director Gracia C. Martore        For       For          Management

1.8   Elect Director Linda Johnson Rice       For       For          Management

1.9   Elect Director Valerie M. Williams      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

4     Amend Proxy Access Right                Against   For          Shareholder

 

 

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ORKLA ASA                                                                      

 

Ticker:       ORK            Security ID:  R67787102                           

Meeting Date: APR 16, 2020   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Chairman of Meeting               For       Did Not Vote Management

2     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports; Approve Allocation                                    

      of Income and Dividends of NOK 2.60                                       

      Per Share                                                                

3a    Receive Information on Remuneration     None      None         Management

      Policy And Other Terms of Employment                                     

      For Executive Management                                                 


 
 

3b    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                         

      Management (Advisory)                                                    

3c    Approve Guidelines for Incentive-Based  For       Did Not Vote Management

      Compensation for Executive Management                                    

      (Binding)                                                                

4     Discuss Company's Corporate Governance  None      None         Management

      Statement                                                                

5a    Authorize Repurchase of Shares for Use  For       Did Not Vote Management

      in Employee Incentive Programs                                           

5b    Authorize Share Repurchase Program and  For       Did Not Vote Management

      Cancellation of Repurchased Shares                                       

6     Adopt New Articles of Association       For       Did Not Vote Management

7     Amend Instructions for Nominating       For       Did Not Vote Management

      Committee                                                                

8a    Reelect Stein Hagen as Director         For       Did Not Vote Management

8b    Reelect Ingrid Blank as Director        For       Did Not Vote Management

8c    Reelect Nils Selte as Director          For       Did Not Vote Management

8d    Reelect Liselott Kilaas as Director     For       Did Not Vote Management

8e    Reelect Peter Agnefjall as Director     For       Did Not Vote Management

8f    Elect Anna Mossberg as New Director     For       Did Not Vote Management

8g    Elect Anders Kristiansen as New         For       Did Not Vote Management

      Director                                                                  

8h    Reelect Caroline Kjos as Deputy         For       Did Not Vote Management

      Director                                                                 

9a    Elect Anders Christian Stray Ryssdal    For       Did Not Vote Management

      as Member of Nominating Committee                                        

9b    Elect Kjetil Houg as Member of          For       Did Not Vote Management

      Nominating Committee                                                     

9c    Elect Rebekka Glasser Herlofsen as      For       Did Not Vote Management

      Member of Nominating Committee                                           

10    Elect Anders Christian Stray Ryssdal    For       Did Not Vote Management

      as Nominating Committee Chairman                                         

11    Approve Remuneration of Directors       For       Did Not Vote Management

12    Approve Remuneration of Nominating      For       Did Not Vote Management

      Committee                                                                


 
 

13    Approve Remuneration of Auditors        For       Did Not Vote Management

 

 

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PAYCHEX, INC.                                                                  

 

Ticker:       PAYX           Security ID:  704326107                           

Meeting Date: OCT 17, 2019   Meeting Type: Annual                              

Record Date:  AUG 19, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director B. Thomas Golisano       For       For          Management

1b    Elect Director Thomas F. Bonadio        For       For          Management

1c    Elect Director Joseph G. Doody          For       For          Management

1d    Elect Director David J.S. Flaschen      For       For          Management

1e    Elect Director Pamela A. Joseph         For       For          Management

1f    Elect Director Martin Mucci             For       For          Management

1g    Elect Director Joseph M. Tucci          For       For          Management

1h    Elect Director Joseph M. Velli          For       For          Management

1i    Elect Director Kara Wilson              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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PEPSICO, INC.                                                                   

 

Ticker:       PEP            Security ID:  713448108                           

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 02, 2020                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Shona L. Brown           For       For          Management

1b    Elect Director Cesar Conde              For       For          Management

1c    Elect Director Ian Cook                 For       For          Management


 
 

1d    Elect Director Dina Dublon              For       For          Management

1e    Elect Director Richard W. Fisher        For       For          Management

1f    Elect Director Michelle Gass            For       For          Management

1g    Elect Director Ramon L. Laguarta        For       For          Management

1h    Elect Director David C. Page            For       For          Management

1i    Elect Director Robert C. Pohlad         For       For          Management

1j    Elect Director Daniel Vasella           For       For          Management

1k    Elect Director Darren Walker            For       For          Management

1l    Elect Director Alberto Weisser          For       For          Management

2     Ratify KPMG LLP as Auditors             For       Against      Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

5     Report on Sugar and Public Health       Against   Against      Shareholder

 

 

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PHILIP MORRIS INTERNATIONAL INC.                                               

 

Ticker:       PM             Security ID:  718172109                           

Meeting Date: MAY 06, 2020   Meeting Type: Annual                              

Record Date:  MAR 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Andre Calantzopoulos     For       For          Management

1b    Elect Director Louis C. Camilleri       For       For          Management

1c    Elect Director Werner Geissler          For       Against      Management

1d    Elect Director Lisa A. Hook             For       Against      Management

1e    Elect Director Jennifer Li              For       For          Management

1f    Elect Director Jun Makihara             For       For          Management

1g    Elect Director Kalpana Morparia         For       For          Management

1h    Elect Director Lucio A. Noto            For       Against      Management


 
 

1i    Elect Director Frederik Paulsen         For       For          Management

1j    Elect Director Robert B. Polet          For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers SA as     For       For          Management

      Auditor                                                                  

 

 

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PRINCIPAL FINANCIAL GROUP, INC.                                                

 

Ticker:       PFG            Security ID:  74251V102                           

Meeting Date: MAY 19, 2020   Meeting Type: Annual                              

Record Date:  MAR 25, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jonathan S. Auerbach     For       For          Management

1.2   Elect Director Jocelyn Carter-Miller    For       For          Management

1.3   Elect Director Scott M. Mills           For       Against      Management

2     Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                               

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Ratify Ernst & Young LLP as Auditors    For       Against      Management

 

 

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QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                            

Meeting Date: MAR 10, 2020   Meeting Type: Annual                              

Record Date:  JAN 13, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark Fields              For       For          Management

1b    Elect Director Jeffrey W. Henderson     For       For          Management


 
 

1c    Elect Director Ann M. Livermore         For       For          Management

1d    Elect Director Harish Manwani           For       Against      Management

1e    Elect Director Mark D. McLaughlin       For       For          Management

1f    Elect Director Steve Mollenkopf         For       For          Management

1g    Elect Director Clark T. "Sandy" Randt,  For       For          Management

      Jr.                                                                      

1h    Elect Director Irene B. Rosenfeld       For       Against      Management

1i    Elect Director Kornelis "Neil" Smit     For       For          Management

1j    Elect Director Anthony J. Vinciquerra   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ROYAL DUTCH SHELL PLC                                                          

 

Ticker:       RDSB           Security ID:  G7690A100                           

Meeting Date: MAY 19, 2020   Meeting Type: Annual                              

Record Date:  MAY 15, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Elect Dick Boer as Director             For       For          Management

5     Elect Andrew Mackenzie as Director      For       For          Management

6     Elect Martina Hund-Mejean as Director   For       For          Management

7     Re-elect Ben van Beurden as Director    For       For          Management

8     Re-elect Neil Carson as Director        For       For          Management


 
 

9     Re-elect Ann Godbehere as Director      For       For          Management

10    Re-elect Euleen Goh as Director         For       For          Management

11    Re-elect Charles Holliday as Director   For       For          Management

12    Re-elect Catherine Hughes as Director   For       For          Management

13    Re-elect Sir Nigel Sheinwald as         For       For          Management

      Director                                                                 

14    Re-elect Jessica Uhl as Director        For       For          Management

15    Re-elect Gerrit Zalm as Director        For       For          Management

16    Reappoint Ernst & Young LLP as Auditors For       For          Management

17    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

18    Authorise Issue of Equity               For       For          Management

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Request Shell to Set and Publish        Against   Against      Shareholder

      Targets for Greenhouse Gas (GHG)                                         

      Emissions                                                                

 

 

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SANOFI                                                                         

 

Ticker:       SAN            Security ID:  F5548N101                           

Meeting Date: APR 28, 2020   Meeting Type: Annual                              

Record Date:  APR 24, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Treatment of Losses and         For       For          Management

      Dividends of EUR 3.15 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions                                               


 
 

5     Ratify Appointment of Paul Hudson as    For       For          Management

      Director                                                                 

6     Reelect Laurent Attal as Director       For       For          Management

7     Reelect Carole Piwnica as Director      For       For          Management

8     Reelect Diane Souza as Director         For       For          Management

9     Reelect Thomas Sudhof as Director       For       For          Management

10    Elect Rachel Duan as Director           For       For          Management

11    Elect Lise Kingo as Director            For       For          Management

12    Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 2 Million                                    

13    Approve Remuneration Policy of          For       For          Management

      Directors                                                                

14    Approve Remuneration Policy of          For       For          Management

      Chairman of the Board                                                    

15    Approve Remuneration Policy of CEO      For       For          Management

16    Approve Compensation Report of          For       For          Management

      Corporate Officers                                                       

17    Approve Compensation of Serge           For       For          Management

      Weinberg, Chairman of the Board                                          

18    Approve Compensation of Paul Hudson,    For       For          Management

      CEO Since Sept. 1, 2019                                                  

19    Approve Compensation of Olivier         For       Against      Management

      Brandicourt, CEO Until Aug. 31, 2019                                     

20    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

21    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SPARK NEW ZEALAND LTD.                                                         

 

Ticker:       SPK            Security ID:  Q8619N107                           

Meeting Date: NOV 07, 2019   Meeting Type: Annual                               

Record Date:  NOV 05, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 
 

1     Authorize Board to Fix Remuneration of  For       For          Management

      the Auditors                                                             

2     Elect Justine Smyth as Director         For       For          Management

3     Elect Warwick Bray as Director          For       For          Management

4     Elect Jolie Hodson as Director          For       For          Management

5     Adopt New Constitution                  For       For          Management

 

 

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SVENSKA HANDELSBANKEN AB                                                       

 

Ticker:       SHB.A          Security ID:  W9112U104                           

Meeting Date: MAR 25, 2020   Meeting Type: Annual                              

Record Date:  MAR 19, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       For          Management

3     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

4     Approve Agenda of Meeting               For       For          Management

5     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                  

6     Acknowledge Proper Convening of Meeting For       For          Management

7     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

8     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

9     Approve Allocation of Income and        For       For          Management

      Dividends of SEK 5.50 Per Share                                          

10    Approve Discharge of Board and          For       For          Management

      President                                                                

11    Authorize Repurchase of up to 120       For       For          Management

      Million Class A and/or B Shares and                                      

      Reissuance of Repurchased Shares                                         

12    Authorize Share Repurchase Program      For       For          Management

13    Approve Issuance of Convertible         For       For          Management


 
 

      Capital Instruments Corresponding to a                                   

      Maximum of 198 Million Shares without                                    

      Preemptive Rights                                                         

14    Determine Number of Directors (9)       For       For          Management

15    Determine Number of Auditors (2)        For       For          Management

16    Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 3.5 Million for                                        

      Chairman, SEK 985,000 for Vice                                           

      Chairman, and SEK 700,000 for Other                                       

      Directors; Approve Remuneration for                                      

      Committee Work; Approve Remuneration                                     

      of Auditors                                                               

17a   Reelect Jon-Fredrik Baksaas as Director For       Against      Management

17b   Reelect Hans Biorck as Director         For       For          Management

17c   Reelect Par Boman as Director           For       Against      Management

17d   Reelect Kerstin Hessius as Director     For       For          Management

17e   Reelect Lise Kaae as Director           For       For          Management

17f   Reelect Fredrik Lundberg as Director    For       Against      Management

17g   Elect Ulf Riese as New Director         For       Against      Management

17h   Elect Arja Taaveniku as New Director    For       For          Management

17i   Reelect Carina Akerstrom as Director    For       For          Management

18    Reelect Par Boman as Board Chairman     For       Against      Management

19    Ratify Ernst & Young and                For       For          Management

      PricewaterhouseCoopers as Auditors                                       

20    Approve Remuneration Policy And Other   For       For          Management

      Terms of Employment For Executive                                        

      Management                                                               

21    Approve Proposal Concerning the         For       For          Management

      Appointment of Auditors in Foundations                                   

      Without Own Management                                                   

22    Eliminate Differentiated Voting Rights  None      Against      Shareholder

23    Instruct Board to Work for the          None      Against      Shareholder

      Abolishment of Different Levels of                                       

      Voting Rights for Shares in the                                          

      Swedish Companies Act                                                    

24    Instruct Board to Prepare Proposal for  None      Against      Shareholder

      Representation of Small and                                              

      Medium-Sized Shareholders on the                                         

      Company's Board and Nomination                                            


 
 

      Committee, to be Submitted to AGM 2021                                   

25    Require a Special Examination           None      Against      Shareholder

      Regarding Introduction of Negative                                        

      Interest Rates and Review of Code of                                     

      Ethics                                                                   

26    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

TELEVISION FRANCAISE 1 SA                                                      

 

Ticker:       TFI            Security ID:  F91255103                           

Meeting Date: APR 17, 2020   Meeting Type: Annual/Special                      

Record Date:  APR 15, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Auditors' Special Report on     For       Against      Management

      Related-Party Transactions                                                

4     Approve Allocation of Income and        For       For          Management

      Absence of Dividends                                                     

5     Approve Compensation of Gilles          For       Against      Management

      Pelisson, Chairman and CEO                                               

6     Approve Compensation Report for         For       For          Management

      Corporate Officers                                                        

7     Approve Remuneration Policy of Gilles   For       Against      Management

      Pelisson, Chairman and CEO                                               

8     Approve Remuneration Policy of          For       For          Management

      Directors                                                                

9     Ratify Appointment of SCDM as Director  For       Against      Management

10    Reelect Catherine Dussart as Director   For       Against      Management

11    Reelect Olivier Bouygues as Director    For       Against      Management

12    Acknowledge Election of Employee        For       For          Management

      Representatives                                                          

13    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          


 
 

14    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

15    Amend Article 4 of Bylaws Re:           For       For          Management

      Headquarter Location in France                                           

16    Amend Article 7 of Bylaws Re:           For       For          Management

      Shareholders Identification                                              

17    Amend Article 7 of Bylaws Re:           For       For          Management

      Shareholding Disclosure Thresholds                                       

18    Amend Article 10 of Bylaws Re:          For       For          Management

      Employee Representatives                                                 

19    Amend Article 13 of Bylaws Re: Board    For       For          Management

      Members Deliberation via Written                                         

      Consultation                                                             

20    Amend Article 13 of Bylaws Re: Comply   For       Against      Management

      with Legal Changes                                                       

21    Amend Article 14 of Bylaws Re: Role of  For       For          Management

      the Board Regarding Social and                                            

      Environmental Issues of the Company's                                    

      Activity                                                                 

22    Amend Article 17 of Bylaws Re: Removal  For       For          Management

      of Article 17                                                            

23    Amend Article 15 of Bylaws Re:          For       For          Management

      Directors Remuneration                                                   

24    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

THE PROCTER & GAMBLE COMPANY                                                    

 

Ticker:       PG             Security ID:  742718109                           

Meeting Date: OCT 08, 2019   Meeting Type: Annual                              

Record Date:  AUG 09, 2019                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Francis S. Blake         For       For          Management

1b    Elect Director Angela F. Braly          For       For          Management

1c    Elect Director Amy L. Chang             For       For          Management

1d    Elect Director Scott D. Cook            For       For          Management


 
 

1e    Elect Director Joseph Jimenez           For       For          Management

1f    Elect Director Terry J. Lundgren        For       For          Management

1g    Elect Director Christine M. McCarthy    For       For          Management

1h    Elect Director W. James McNerney, Jr.   For       For          Management

1i    Elect Director Nelson Peltz             For       For          Management

1j    Elect Director David S. Taylor          For       For          Management

1k    Elect Director Margaret C. Whitman      For       For          Management

1l    Elect Director Patricia A. Woertz       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE WESTERN UNION COMPANY                                                       

 

Ticker:       WU             Security ID:  959802109                           

Meeting Date: MAY 14, 2020   Meeting Type: Annual                              

Record Date:  MAR 16, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Martin I. Cole           For       For          Management

1b    Elect Director Hikmet Ersek             For       For          Management

1c    Elect Director Richard A. Goodman       For       Against      Management

1d    Elect Director Betsy D. Holden          For       Against      Management

1e    Elect Director Jeffrey A. Joerres       For       For          Management

1f    Elect Director Michael A. Miles, Jr.    For       Against      Management

1g    Elect Director Timothy P. Murphy        For       For          Management

1h    Elect Director Jan Siegmund             For       For          Management

1i    Elect Director Angela A. Sun            For       For          Management

1j    Elect Director Solomon D. Trujillo      For       For          Management


 
 

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Political Contributions       Against   For          Shareholder

      Disclosure                                                               

 

 

--------------------------------------------------------------------------------

 

TOTAL SA                                                                       

 

Ticker:       FP             Security ID:  F92124100                           

Meeting Date: MAY 29, 2020   Meeting Type: Annual/Special                      

Record Date:  MAY 27, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                          

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.68 per Share and                                      

      Option for Stock Dividend Program                                        

4     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

5     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions Mentioning                                    

      the Absence of New Transactions                                          

6     Reelect Patricia Barbizet as Director   For       For          Management

7     Reelect Marie-Christine                 For       For          Management

      Coisne-Roquette as Director                                              

8     Reelect Mark Cutifani as Director       For       For          Management

9     Elect Jerome Contamine as Director      For       For          Management

10    Approve Compensation Report of          For       For          Management

      Corporate Officers                                                        

11    Approve Remuneration Policy of          For       For          Management

      Directors                                                                

12    Approve Compensation of Patrick         For       For          Management

      Pouyanne, Chairman and CEO                                               

13    Approve Remuneration Policy of          For       For          Management


 
 

      Chairman and CEO                                                          

14    Approve Change of Corporate Form to     For       For          Management

      Societe Europeenne (SE) and Amend                                        

      Bylaws Accordingly                                                       

15    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights and/or                                                 

      Capitalization of Reserves for Bonus                                     

      Issue or Increase in Par Value, up to                                    

      Aggregate Nominal Amount of EUR 2.5                                      

      Billion                                                                  

16    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                          

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 650 Million                                        

17    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                      

      Amount of EUR 650 Million                                                 

18    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                    

      Vote Above Under Items 16 and 17                                         

19    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

20    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

21    Authorize up to 0.75 Percent of Issued  For       For          Management

      Capital for Use in Stock Option Plans                                    

A     Instruct Company to Set and Publish     Against   Against      Shareholder

      Targets for Greenhouse Gas (GHG)                                         

      Emissions Aligned with the Goal of the                                   

      Paris Climate Agreement and Amend                                        

      Article 19 of Bylaws Accordingly                                         

 

 

--------------------------------------------------------------------------------

 

UNILEVER PLC                                                                   

 

Ticker:       ULVR           Security ID:  G92087165                           

Meeting Date: APR 29, 2020   Meeting Type: Annual                              

Record Date:  APR 27, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 
 

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       Against      Management

3     Re-elect Nils Andersen as Director      For       Against      Management

4     Re-elect Laura Cha as Director          For       For          Management

5     Re-elect Vittorio Colao as Director     For       Against      Management

6     Re-elect Dr Judith Hartmann as Director For       For          Management

7     Re-elect Alan Jope as Director          For       For          Management

8     Re-elect Andrea Jung as Director        For       For          Management

9     Re-elect Susan Kilsby as Director       For       For          Management

10    Re-elect Strive Masiyiwa as Director    For       For          Management

11    Re-elect Youngme Moon as Director       For       For          Management

12    Re-elect Graeme Pitkethly as Director   For       For          Management

13    Re-elect John Rishton as Director       For       For          Management

14    Re-elect Feike Sijbesma as Director     For       For          Management

15    Reappoint KPMG LLP as Auditors          For       For          Management

16    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

18    Authorise Issue of Equity               For       For          Management

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                           

      Investment                                                               

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 


 
 

VERIZON COMMUNICATIONS INC.                                                    

 

Ticker:       VZ             Security ID:  92343V104                           

Meeting Date: MAY 07, 2020   Meeting Type: Annual                               

Record Date:  MAR 09, 2020                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Shellye L. Archambeau    For       For          Management

1.2   Elect Director Mark T. Bertolini        For       Against      Management

1.3   Elect Director Vittorio Colao           For       For          Management

1.4   Elect Director Melanie L. Healey        For       Against      Management

1.5   Elect Director Clarence Otis, Jr.       For       Against      Management

1.6   Elect Director Daniel H. Schulman       For       For          Management

1.7   Elect Director Rodney E. Slater         For       Against      Management

1.8   Elect Director Hans E. Vestberg         For       For          Management

1.9   Elect Director Gregory G. Weaver        For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Eliminate Above-Market Earnings in      Against   For          Shareholder

      Executive Retirement Plans                                               

5     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

6     Report on Lobbying Payments and Policy  Against   For          Shareholder

7     Assess Feasibility of Data Privacy as   Against   For          Shareholder

      a Performance Measure for Senior                                         

      Executive Compensation                                                   

8     Submit Severance Agreement              Against   For          Shareholder

      (Change-in-Control) to Shareholder Vote                                  

 

 

--------------------------------------------------------------------------------

 

VODAFONE GROUP PLC                                                             

 

Ticker:       VOD            Security ID:  G93882192                           

Meeting Date: JUL 23, 2019   Meeting Type: Annual                              

Record Date:  JUL 19, 2019                                                     

 


 
 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Elect Sanjiv Ahuja as Director          For       For          Management

3     Elect David Thodey as Director          For       For          Management

4     Re-elect Gerard Kleisterlee as Director For       For          Management

5     Re-elect Nick Read as Director          For       For          Management

6     Re-elect Margherita Della Valle as      For       For          Management

      Director                                                                 

7     Re-elect Sir Crispin Davis as Director  For       For          Management

8     Re-elect Michel Demare as Director      For       For          Management

9     Re-elect Dame Clara Furse as Director   For       For          Management

10    Re-elect Valerie Gooding as Director    For       For          Management

11    Re-elect Renee James as Director        For       For          Management

12    Re-elect Maria Amparo Moraleda          For       For          Management

      Martinez as Director                                                      

13    Re-elect David Nish as Director         For       For          Management

14    Approve Final Dividend                  For       For          Management

15    Approve Remuneration Report             For       For          Management

16    Appoint Ernst & Young LLP as Auditors   For       For          Management

17    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

18    Authorise Issue of Equity               For       For          Management

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                           

      Investment                                                               

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

22    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

23    Authorise the Company to Call General   For       For          Management


 
 

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

ZURICH INSURANCE GROUP AG                                                      

 

Ticker:       ZURN           Security ID:  H9870Y105                           

Meeting Date: APR 01, 2020   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

      (Non-binding)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 20 per Share                                            

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1a  Reelect Michel Lies as Director and     For       For          Management

      Chairman                                                                 

4.1b  Reelect Joan Amble as Director          For       For          Management

4.1c  Reelect Catherine Bessant as Director   For       For          Management

4.1d  Reelect Dame Carnwath as Director       For       For          Management

4.1e  Reelect Christoph Franz as Director     For       For          Management

4.1f  Reelect Michael Halbherr as Director    For       For          Management

4.1g  Reelect Jeffrey Hayman as Director      For       For          Management

4.1h  Reelect Monica Maechler as Director     For       For          Management

4.1i  Reelect Kishore Mahbubani as Director   For       For          Management

4.1j  Reelect Jasmin Staiblin as Director     For       For          Management

4.1k  Reelect Barry Stowe as Director         For       For          Management

4.2.1 Reappoint Michel Lies as Member of the  For       For          Management

      Compensation Committee                                                    

4.2.2 Reappoint Catherine Bessant as Member   For       For          Management

      of the Compensation Committee                                            

4.2.3 Reappoint Christoph Franz as Member of  For       For          Management

      the Compensation Committee                                               


 
 

4.2.4 Reappoint Kishore Mahbubani as Member   For       For          Management

      of the Compensation Committee                                            

4.2.5 Reappoint Jasmin Staiblin as Member of  For       For          Management

      the Compensation Committee                                               

4.3   Designate Keller KLG as Independent     For       For          Management

      Proxy                                                                    

4.4   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                  

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 5.7 Million                                            

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 78.2                                      

      Million                                                                  

6     Approve Creation of CHF 4.5 Million     For       For          Management

      Pool of Authorized Capital with                                          

      Partial Exclusion of Preemptive Rights                                   

      and CHF 3 Million Pool of Conditional                                    

      Capital without Preemptive Rights                                        

7     Amend Articles of Association           For       For          Management

8     Transact Other Business (Voting)        For       Against      Management

 

 

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

BNY Mellon Investment Funds III

 

 

By:       /s/ Renee LaRoche-Morris

            Renee LaRoche-Morris

            President (Principal Executive Officer)

 

Date:    August 17, 2020