EX-99.77O RULE 10F-3 2 lp1.htm RULE 10F-3 lp1.htm - Generated by SEC Publisher for SEC Filing  

 

                                                                          Sub-Item 77O

 

Rule 10f-3 Transactions

 

 

THE DREYFUS/LAUREL FUNDS TRUST

 

Dreyfus International Bond Fund

 

 

On October 22, 2014, Dreyfus International Bond Fund, a series of The Dreyfus/Laurel Funds Trust (the “Fund”), purchased 18,600 4.4% Notes, due November 1, 2034, issued by Verizon Communications (CUSIP # 92343VCQ5) (the “Notes”), at a purchase price of $99.276 per Note, including an underwriting discount of 0.750% per Note. The Notes were purchased from Morgan Stanley & Co., LLC, a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund’s investment adviser, was also a member.  BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction. The following is a list of the syndicate’s primary members:

 

BNY Mellon Capital Markets, LLC

CastleOak Securities, L.P.

Citigroup

C.L. King & Associates

Deutsche Bank

Drexel Hamilton

J.P. Morgan

Lebenthal Capital Markets

Loop Capital Markets

Mizuho Securities

Morgan Stanley

RBS

US Bancorp

Wells Fargo Securities

 

Accompanying this statement are materials presented to the Board of Trustees of the Fund, which ratified the purchase in compliance with the Fund’s Rule 10f-3 Procedures at the Fund’s Board meetings held on February 25-26, 2015. These materials include additional information about the terms of the transaction.

 


 



 
 

 

                                                                          Sub-Item 77O

 

Rule 10f-3 Transactions

 

 

THE DREYFUS/LAUREL FUNDS TRUST

 

Dreyfus International Bond Fund

 

 

On December 4, 2014, Dreyfus International Bond Fund, a series of The Dreyfus/Laurel Funds Trust (the “Fund”), purchased 2,550 3.73% Notes, due December 15, 2024, issued by Becton Dickinson and Co, (CUSIP #075887BF5) (the “Notes”), at a purchase price of $100.00 per Note, including an underwriting discount of 0.650% per Note. The Notes were purchased from Goldman, Sachs & Co., a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund’s investment adviser, was also a member.  BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction. The following is a list of the syndicate’s primary members:

 

Banca IMI

BNP PARIBAS

BNY Mellon Capital Markets, LLC

Citigroup

Goldman, Sachs & Co.

ING

J.P. Morgan

Mizuho Securities

Morgan Stanley

MUFG

Standard Chartered Bank

The Williams Capital Group, L.P.

Wells Fargo Securities

 

Accompanying this statement are materials presented to the Board of Trustees of the Fund, which ratified the purchase in compliance with the Fund’s Rule 10f-3 Procedures at the Fund’s Board meetings held on February 25-26, 2015. These materials include additional information about the terms of the transaction.

 


 



 
 

 

                                                                          Sub-Item 77O

 

Rule 10f-3 Transactions

 

 

THE DREYFUS/LAUREL FUNDS TRUST

 

Dreyfus International Bond Fund

 

 

On December 4, 2014, Dreyfus International Bond Fund, a series of The Dreyfus/Laurel Funds Trust (the “Fund”), purchased 2,400 4.69% Notes, due December 15, 2044, issued by Becton Dickinson and Co, (CUSIP #075887BG3) (the “Notes”), at a purchase price of $100.00 per Note, including an underwriting discount of 0.875% per Note. The Notes were purchased from Goldman, Sachs & Co., a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund’s investment adviser, was also a member.  BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction. The following is a list of the syndicate’s primary members:

 

Banca IMI

BNP PARIBAS

BNY Mellon Capital Markets, LLC

Citigroup

Goldman, Sachs & Co.

ING

J.P. Morgan

Mizuho Securities

Morgan Stanley

MUFG

Standard Chartered Bank

The Williams Capital Group, L.P.

Wells Fargo Securities

 

Accompanying this statement are materials presented to the Board of Trustees of the Fund, which ratified the purchase in compliance with the Fund’s Rule 10f-3 Procedures at the Fund’s Board meetings held on February 25-26, 2015. These materials include additional information about the terms of the transaction.