-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfUmrRVJZ1T230FAU0dfB0uO+K0sgPhCBHYfzf70G4T10HYd6ap6/xXHBTBN5kxl ImgxPlX6Mk7EhthVbwCV8w== 0001445935-10-000002.txt : 20101008 0001445935-10-000002.hdr.sgml : 20101008 20101008102311 ACCESSION NUMBER: 0001445935-10-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101001 FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strayer Jacqueline F CENTRAL INDEX KEY: 0001445935 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 101115226 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201-0591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 4/A 1 edgar.xml PRIMARY DOCUMENT X0303 4/A 2010-10-01 2010-10-05 0000053669 JOHNSON CONTROLS INC JCI 0001445935 Strayer Jacqueline F 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 0 1 0 0 Vice President Phantom Stock Units - Restricted Stock Grant 2010-10-01 4 M 0 31.038 0 D Common Stock 31.038 835.039 D Phantom Stock Units - Restricted Stock Grant 2010-10-04 4 M 0 3.349 0 D Common Stock 3.349 855.77 D Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Vested units of phantom stock are payable in cash following the reporting person's termination from the company and may be transferred by the reporting person into an alternative investment account at any time. The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest and will be paid in cash to the reporting person. Includes 74.808 phantom stock units acquired through the reinvestment of dividends on January 4, April 2 and July 2, 2010, at prices ranging from $26.88 to $33.10 per phantom stock unit. The amount originally reported erroneously included 4,000 shares which were already reported in column five of Table 1. Represents phantom stock units acquired through the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. These dividends accrued on the portion of the restricted stock grant that vested on October 1, 2010 and were paid in cash to the reporting person. The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest and will be paid in cash to the reporting person. Includes 20.732 phantom stock units acquired through the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. Angela M. Blair, Attorney-in-Fact for Jacqueline F. Strayer 2010-10-08 -----END PRIVACY-ENHANCED MESSAGE-----