X0303 4 2010-01-04 0000053669 JOHNSON CONTROLS INC JCI 0001292960 Molinaroli Alex A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 0 1 0 0 Vice President Common Stock 2010-01-04 4 M 0 1126.237 27.80 A 54792.237 D Common Stock 2010-01-04 4 D 0 1126.237 27.80 D 53666 D Common Stock 43769.527 I By 401(k) Plan Trust Phantom Stock Units - Retirement Restoration Plan Common Stock 14096.289 14096.289 D Phantom Stock Units - Annual Incentive Plan Common Stock 14825.961 14825.961 D Phantom Stock Units - LTIP Plan Common Stock 6585.251 6585.251 D Phantom Stock Units - Restricted Stock Plan 2010-01-04 4 M 0 1126.237 27.80 A Common Stock 1126.237 11611.605 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 84000 84000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 120000 120000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 145000 145000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 155000 155000 D Includes the following shares of restricted stock which vest as follows: 9,750 on 11/1/2011, 11,250 on 11/2/2011 and 11/250 on 11/2/2013. The vesting of all shares of restricted stock is subject to continuous employment with the issuer. The number of underlying securities is based on the stock fund balance on January 4, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 4, 2010, stock fund price of $27.80 per share. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan, and are to be settled 100% in cash following the reporting person's termination of employment with the company. Includes 65.612 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash following the reporting person's termination of employment with the company. Includes 69.007 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash following the reporting person's termination of employment with the company. Includes 23.738 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit. The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest and will be paid in cash to the reporting person. Phantom stock units representing dividends which related to vested deferred awards are payable in cash following the reporting person's termination from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer. Includes 279.213 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit, of which 75.06 were accrued on the vested and disposed phantom stock units. Fifty percent of the options vest after two years and the remaining 50% vests after three years. Angela M. Blair, Attorney-in-Fact for Alex A. Molinaroli 2010-01-05