X0303 4 2010-01-04 0000053669 JOHNSON CONTROLS INC JCI 0001292878 Edwards Jeffrey S 49200 HALYARD DRIVE P.O. BOX 8010 PLYMOUTH MI 48170 0 1 0 0 Vice President Common Stock 2010-01-04 4 A 0 3.602 27.7623 A 79994.436 D Common Stock 2010-01-04 4 M 0 112.589 27.80 A 80107.025 D Common Stock 2010-01-04 4 D 0 112.589 27.80 D 79994.436 D Common Stock 2010-01-04 4 F 0 7168 27.80 D 72826.436 D Common Stock 10540.624 I By 401(k) Plan Trust Phantom Stock Units - Restricted Stock Plan 2010-01-04 4 M 0 112.589 27.80 D Common Stock 112.589 1814.431 D Phantom Stock Units - Retirement Restoration Plan Common Stock 1266.362 1266.362 D Phantom Stock Units - Annual Incentive Plan Common Stock 12582.481 12582.481 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 45000 45000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 45000 45000 D Includes restricted stock awards as follows: 4,500 shares on November 1, 2011, 1,500 on November 2, 2011 and 1,500 shares on November 2, 2013 subject to continuous employment with the issuer. Includes 9.748 shares of stock acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.7623 per share. The number of underlying securities is based on the stock fund balance on January 4, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an January 4, 2010, stock fund price of $27.80 per share. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The restricted stock units were accrued under the Johnson Controls Restricted Stock Plan. The units represent the reinvestment of dividends and are to be settled 100% in cash upon the vesting of the reporting person's Restricted Stock Grant. Includes 148.604 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit, of which 112.589 were acquired on the vested and disposed phantom stock units. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of service with the issuer and may be transferred into an alternative investment account. Includes 5.895 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or other termination of service with the issuer and may be transferred into an alternative investment account. Includes 58.565 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per phantom stock unit. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Angela M. Blair, Attorney-in-Fact for Jeffrey S. Edwards 2010-01-06