X0303 4 2009-11-02 0000053669 JOHNSON CONTROLS INC JCI 0001292878 Edwards Jeffrey S 49200 HALYARD DRIVE P.O. BOX 8010 PLYMOUTH MI 48170 0 1 0 0 Vice President Common Stock 2009-11-02 4 A 0 3000 24.71 A 81359.373 D Common Stock 2009-11-02 4 F 0 1386 24.71 D 79973.373 D Common Stock 2009-11-02 4 M 0 201.656 24.71 A 80175.029 D Common Stock 2009-11-02 4 D 0 201.656 24.71 D 79973.373 D Common Stock 2009-11-02 4 A 0 4.06 24.6286 A 79977.433 D Common Stock 10567.131 I By 401(k) Plan Trust Phantom Stock Units - Restricted Stock Plan 2009-11-02 4 M 0 201.656 24.71 D Common Stock 201.656 1778.416 D Phantom Stock Units - Retirement Restoration Plan Common Stock 1260.467 1260.467 D Phantom Stock Units - Annual Incentive Plan Common Stock 12523.916 12523.916 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 45000 45000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 45000 45000 D The share balance includes a restricted stock award of 3,000 shares granted on November 2, 2009, which vests as follows: 1,500 on November 2, 2011 and 1,500 shares on November 2, 2013. Additional restricted stock awards previously reported vest as follows: 22,500 shares on January 2, 2010; and 4,500 shares on November 2, 2011, subject to continuous employment with the issuer. The number of underlying securities is based on the stock fund balance on October 30, 2009. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 30, 2009, stock fund price of $23.92 per share. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The restricted stock units were accrued under the Johnson Controls Restricted Stock Plan. The units represent the reinvestment of dividends and are to be settled 100% in cash upon the vesting of the reporting person's Restricted Stock Grant. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the issuer and may be transferred by the reporting person into an alternative investment account at any time. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's retirement or other termination of service with the issuer. The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or other termination of service with the issuer. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Angela M. Blair, Attorney-in-Fact for Jeffrey S. Edwards 2009-11-03