X0306 4 2012-10-05 0000053669 JOHNSON CONTROLS INC JCI 0001207696 MCDONALD R BRUCE 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Exec Vice President & CFO Common Stock 115816 D Common Stock 16828.898 I By 401(k) Plan Employee Stock Option (Right to Buy) 27.85 2012-10-05 4 A 0 74800 0 A 2014-10-05 2022-10-05 Common Stock 74800 74800 D Phantom Stock Units/Restricted Stock Grant 2012-10-05 4 A 0 25000 0 A 2014-10-07 2016-10-07 Common Stock 25000 191558.42 D Phantom Stock Units/Annual Incentive Plan Common Stock 3056.178 3056.178 D Phantom Stock Units/Long-Term Incentive Plan Common Stock 95814.746 95814.746 D Phantom Stock Units/Retirement Restoration Plan Common Stock 42531.69 42531.69 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 72000 72000 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 225000 225000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 192000 192000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 120000 120000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 160000 160000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 170000 170000 D Employee Stock Option (Right to Buy) 30.54 2012-10-01 2020-10-01 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 28.54 2013-10-07 2021-10-07 Common Stock 140000 140000 D The number of underlying securities is based on the stock fund balance on October 2, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 2, 2012, stock fund price of $27.55 per share. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards. Includes 1,324.577 phantom stock units acquired through the reinvestment of dividends on October 2, 2012 at $27.55 per phantom stock unit. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's retirement and may be transferred by the reporting person into an alternative investment account at any time. The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 19.838 phantom stock units acquired through the reinvestment of dividends on October 2, 2012 at $27.55 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 621.949 phantom stock units acquired through the reinvestment of dividends on October 2, 2012 at $27.55 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company. Includes 276.08 phantom stock units acquired through the reinvestment of dividends on October 2, 2012 at $27.55 per phantom stock unit. Angela M. Blair, Attorney-In-Fact for R. Bruce McDonald 2012-10-10