-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MbeW9eHzBJbynb/eJntXF1xu54gkb77GM0Xu/vIHyUIQ4c6amZg4lPoVRVNpbicb rWs92OKzYOA2teRMPj/uBw== 0001206283-05-000001.txt : 20051117 0001206283-05-000001.hdr.sgml : 20051117 20051117190350 ACCESSION NUMBER: 0001206283-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051116 FILED AS OF DATE: 20051117 DATE AS OF CHANGE: 20051117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY JOHN P CENTRAL INDEX KEY: 0001206283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 051213707 BUSINESS ADDRESS: STREET 1: JOHNSON CONTROLS INC STREET 2: 5757 N. GREEN BAY AVE. CITY: MILWAUKEE STATE: WI ZIP: 53201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-16 0000053669 JOHNSON CONTROLS INC JCI 0001206283 KENNEDY JOHN P 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Exec VP & Pres Controls Gp Common Stock 9205.68 I By 401(k) Plan Trust Phantom Stock Units/Excess Benefit Plan-Common Common Stock 12787.569 12787.569 D Phantom Stock Units/ LTPP Common Stock 45673.615 45673.615 D Phanton Stock Units/ Restricted Stock Grant Common Stock 45984.258 45984.258 D Stock Option 28.4219 2002-11-15 2010-11-15 Common Stock 60000 60000 D Stock Option 40.115 2003-11-14 2011-11-14 Common Stock 50000 50000 D Stock Option 40.2975 2004-11-20 2012-11-20 Common Stock 74000 74000 D Stock Option 52.55 2005-11-19 2013-11-19 Common Stock 80000 80000 D Stock Option 61.69 2006-11-17 2014-11-17 Common Stock 100000 100000 D Stock Option 67.685 2005-11-16 4 A 0 100000 67.685 A 2007-11-16 2015-11-16 Common Stock 100000 100000 D The number of underlying securities is based on the stock fund balance on November16, 2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an November 16, 2005 stock fund price of $67.05 per share. The phantom stock units convert to the common stock's cash value on a one-for-one basis. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 894.337 phantom stock units acquired through the reinvestment of dividends on January 3, March 31, June 30, and September 30, 2005, at prices ranging from $55.76 to $62.79 per phantom unit. The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 765.233 phantom stock units acquired through the reinvestment of dividends on January 3, March 31, June 30, and September 30, 2005, at prices ranging from $55.76 to 62.79 per phantom unit. The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 770.437 phantom stock units acquired through the reinvestment of dividends on January 3, March 31, June 30, and September 30, 2005, at prices ranging from $55.76 to $62.79 per phantom unit. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Arlene D. Gumm Attorney-In-Fact for John P. Kennedy 2005-11-17 -----END PRIVACY-ENHANCED MESSAGE-----