X0202 4/A 2004-04-01 2004-04-05 0000053669 JOHNSON CONTROLS INC JCI 0001205049 ZUTZ DENISE M 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President Common Stock 61346 D Common Stock 8365 I By 401(k) Plan Trust Phantom Stock Units/Excess Benefit Plan Common Stock 2528.093 2528.093 D Phantom Stock Units / Restricted Stock Plan 2004-04-01 4 A 0 104.17 58.95 A Common Stock 104.17 144.11 D On January 2, 2004, we reported the award of 3,500 shares of restricted stock. On January 2, 2004, Johnson Controls had a 2-for-1 stock split. This resulted in the reporting person's acquisition of 3,500 additional shares of restricted stock with a vesting date of January 2, 2006, and January 2, 2008. The trustee of the 401(k) plan had not updated their records with the reinvestment of dividends at the time of the April 5, 2004, filing. We are including the shares acquired through the reinvestment of dividends on this amended filing. The number of underlying securities is based on the stock fund balance on 5/4/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 5/4/2004 stock fund price of $55.17 per share. The phantom stock units convert to the common stock's cash value on a one-to-one basis. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 308.553 phantom stock units acquired through a company match and 9.58 phantom units for the reinvestment of dividends on March 31, 2004, at a price of $59.15 per phantom unit. The phantom stock units were accrued under the Johnson Controls Restricted Stock Plan and are to be settled 100% in cash upon the vesting of the reporting person's restricted stock to which they relate. When the report was filed on April 5, 2004, the phantom units acquired through the reinvestment of dividends were reported instead of the award shares. The plan's administration was outsouced, resulting in the changeover to a dividend reinvestment requirement by the trustee of the plan. Dividend payments previously held in a money market fund were converted to phantom stock units. The total holdings also includes 39.94 phantom stock units acquired March 31, 2004, through the reinvestment of dividends at a unit price of $59.15. Arlene D. Gumm Attorney-In-Fact for Denise M. Zutz 2004-05-07