0001185557-13-000001.txt : 20130125 0001185557-13-000001.hdr.sgml : 20130125 20130125122106 ACCESSION NUMBER: 0001185557-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130123 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARCHER DENNIS W CENTRAL INDEX KEY: 0001185557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 13547827 MAIL ADDRESS: STREET 1: 8162 EAST JEFFERSON AVENUE STREET 2: UNIT 11B CITY: DETROIT STATE: MI ZIP: 48214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-23 0000053669 JOHNSON CONTROLS INC JCI 0001185557 ARCHER DENNIS W 5757 N. GREEN BAY AVE. P.O. BOX 591 MILWAUKEE WI 53201-0591 1 0 0 0 Common Stock 2400 D Phantom Stock Units/Directors' Deferred Comp Plan 2013-01-23 4 A 0 4230 30.73 A Common Stock 4230 42862.025 D Phantom Stock Units/Directors' Retirement Stock Account Common Stock 11029.321 11029.321 D The phantom stock units convert to the common stock's cash value on a one-for-one basis. The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan. Includes 944.807 phantom stock units acquired through reinvestment of dividends on April 3, July 3, October 2, and December 28, 2012 at prices ranging from $27.55 to $32.60 per phantom unit. The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan. Includes 269.741 phantom stock units acquired through reinvestment of dividends on April 3, July 3, October 2, and December 28, 2012 at prices ranging from $27.55 to $32.60 per phantom unit. Angela M. Blair, Attorney-In-Fact for Dennis W. Archer 2013-01-25