X0306 4 2016-09-02 1 0000053669 JOHNSON CONTROLS INC JCI 0001205033 BLACK NATALIE A KOHLER CO. 444 HIGHLAND DRIVE KOHLER WI 53044 1 Common Stock 2014-06-06 5 G 0 E 13115 0 D 2875 D Common Stock 2016-08-04 5 G 0 E 2875 0 D 0 D Common Stock 2016-09-02 4 M 0 62255.9 A 62255.9 D Common Stock 2016-09-02 4 M 0 23943.593 A 86199.493 D Common Stock 2016-09-02 4 D 0 86199.493 48.90 D 0 D Phantom Stock Units / Directors' Deferred Compensation Plan 2016-09-02 4 M 0 62255.9 D Common Stock 62255.9 0 D Phantom Stock Units/ Directors' Share Unit Plan 2016-09-02 4 M 0 23943.593 D Common Stock 23943.593 0 D The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc). Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Includes 1,271.061 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit. Includes 488.85 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit. /s/ Catherine M. Walker, Attorney-in-Fact for Natalie A. Black 2016-09-06